0000899243-20-022210.txt : 20200812
0000899243-20-022210.hdr.sgml : 20200812
20200812211231
ACCESSION NUMBER: 0000899243-20-022210
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200805
FILED AS OF DATE: 20200812
DATE AS OF CHANGE: 20200812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kaushal Mohit
CENTRAL INDEX KEY: 0001683021
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39427
FILM NUMBER: 201096872
MAIL ADDRESS:
STREET 1: 44 SOUTH BROADWAY
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oak Street Health, Inc.
CENTRAL INDEX KEY: 0001564406
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HEALTH SERVICES [8000]
IRS NUMBER: 843446686
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 W. MONROE ST., STE. 1200
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 312-773-3374
MAIL ADDRESS:
STREET 1: 30 W. MONROE ST., STE. 1200
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: Oak Street Health, LLC
DATE OF NAME CHANGE: 20121211
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-08-05
0
0001564406
Oak Street Health, Inc.
?OSH?
0001683021
Kaushal Mohit
C/O OAK STREET HEALTH, INC.
30 W. MONROE STREET, SUITE 1200
CHICAGO
IL
60603
1
0
0
0
Common stock, $0.001 par value
2020-08-10
4
J
0
182690
0.00
A
182690
D
Common stock, $0.001 par value
2020-08-10
4
A
0
9524
0.00
A
192214
D
Employee Stock Options (Right to Buy)
21.00
2020-08-05
4
A
0
2612
0.00
A
2030-08-05
Common Stock, par value $0.001
2612
2612
D
Employee Stock Options (Right to Buy)
21.00
2020-08-05
4
A
0
438
0.00
A
2030-08-05
Common Stock, par value $0.001
438
438
D
Employee Stock Options (Right to Buy)
21.00
2020-08-05
4
A
0
3501
0.00
A
2030-08-05
Common Stock, par value $0.001
3501
3501
D
These shares of common stock of Oak Street Health, Inc. (the "Issuer") were issued in connection with the closing of the Issuer's initial public offering on August 10, 2020 (the "Closing Date") in exchange for incentive units pursuant to the transactions contemplated by the Master Structuring Agreement dated August 10, 2020, by and among the Issuer, OSH Merger Sub 1, LLC, Quantum Strategic Partners Ltd., General Atlantic OSH Interholdco L.P., OSH Management Holdings, LLC ("Management Holdings"), Oak Street Health, LLC and Geoffrey Price dated August 10, 2020 (the "Organizational Transactions").
Represents shares of the Issuer's common stock, par value $0.001 (the "Shares") issued in exchange for vested and unvested incentive units in of Management Holdings in connection with the Organizational Transactions. The issuance of these securities was approved by the Issuer's board of directors under Rule 16b-3. Shares issued in exchange for the unvested incentive units were issued under the Oak Street Health Omnibus Incentive Plan (the "Plan").
Represents options issued under the Plan in exchange for vested incentive units in Management Holding in connection with the Organizational Transactions. These options are fully vested and exercisable.
Represents options issued under the Plan in exchange for unvested time-vesting incentive units in Management Holdings in connection with the Organizational Transactions. These options will vest in two equal quarterly installments beginning on August 22, 2020.
Represents options issued under the Plan in exchange for unvested performance-vesting incentive units in Management Holdings in connection with the Organizational Transactions. These options will cliff vest 100% on August 10, 2022.
/s/ Robert Guenthner, as attorney-in-fact for Mohit Kaushal
2020-08-12