0000899243-20-022203.txt : 20200812
0000899243-20-022203.hdr.sgml : 20200812
20200812210557
ACCESSION NUMBER: 0000899243-20-022203
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200805
FILED AS OF DATE: 20200812
DATE AS OF CHANGE: 20200812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MYERS GRIFFIN
CENTRAL INDEX KEY: 0001793352
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39427
FILM NUMBER: 201096852
MAIL ADDRESS:
STREET 1: 30 W. MONROE STREET, SUITE 1200
CITY: CHICAGO
STATE: IL
ZIP: 60603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oak Street Health, Inc.
CENTRAL INDEX KEY: 0001564406
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HEALTH SERVICES [8000]
IRS NUMBER: 843446686
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 W. MONROE ST., STE. 1200
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 312-773-3374
MAIL ADDRESS:
STREET 1: 30 W. MONROE ST., STE. 1200
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: Oak Street Health, LLC
DATE OF NAME CHANGE: 20121211
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-08-05
0
0001564406
Oak Street Health, Inc.
?OSH?
0001793352
MYERS GRIFFIN
C/O OAK STREET HEALTH, INC.
30 W. MONROE STREET, SUITE 1200
CHICAGO
IL
60603
1
1
0
0
Chief Medical Officer
Common stock, $0.001 par value
2020-08-10
4
J
0
6572213
0.00
A
6572213
I
Through
Griffin R. Myers Revocable Trust u/a/d 5/26/2020
Common stock, $0.001 par value
2020-08-10
4
A
0
48
0.00
A
48
D
Employee Stock Options (Right to Buy)
21.00
2020-08-05
4
A
0
333629
0.00
A
2030-08-05
Common Stock, par value $0.001
333629
333629
I
Through
Griffin R. Myers Revocable Trust u/a/d 5/26/2020
Employee Stock Options (Right to Buy)
21.00
2020-08-05
4
A
0
443537
0.00
A
2030-08-05
Common Stock, par value $0.001
443537
443537
I
Through
Griffin R. Myers Revocable Trust u/a/d 5/26/2020
Employee Stock Options (Right to Buy)
21.00
2020-08-05
4
A
0
22044
0.00
A
2030-08-05
Common Stock, par value $0.001
22044
22044
I
Through
Griffin R. Myers Revocable Trust u/a/d 5/26/2020
Employee Stock Options (Right to Buy)
21.00
2020-08-05
4
A
0
14535
0.00
A
2030-08-05
Common Stock, par value $0.001
14535
14535
I
Through
Griffin R. Myers Revocable Trust u/a/d 5/26/2020
Employee Stock Options (Right to Buy)
21.00
2020-08-05
4
A
0
137160
0.00
A
2030-08-05
Common Stock, par value $0.001
137160
137160
I
Through
Griffin R. Myers Revocable Trust u/a/d 5/26/2020
Employee Stock Options (Right to Buy)
21.00
2020-08-05
4
A
0
13556
0.00
A
2030-08-05
Common Stock, par value $0.001
13556
13556
I
Through
Griffin R. Myers Revocable Trust u/a/d 5/26/2020
Employee Stock Options (Right to Buy)
21.00
2020-08-05
4
A
0
10176
0.00
A
2030-08-05
Common Stock, par value $0.001
10176
10176
I
Through
Griffin R. Myers Revocable Trust u/a/d 5/26/2020
Employee Stock Options (Right to Buy)
21.00
2020-08-05
4
A
0
68567
0.00
A
2030-08-05
Common Stock, par value $0.001
68567
68567
I
Through
Griffin R. Myers Revocable Trust u/a/d 5/26/2020
Employee Stock Options (Right to Buy)
21.00
2020-08-05
4
A
0
183226
0.00
A
2030-08-05
Common Stock, par value $0.001
183226
183226
I
Through
Griffin R. Myers Revocable Trust u/a/d 5/26/2020
Employee Stock Options (Right to Buy)
21.00
2020-08-05
4
A
0
183226
0.00
A
2030-08-05
Common Stock, par value $0.001
183226
183226
I
Through
Griffin R. Myers Revocable Trust u/a/d 5/26/2020
Employee Stock Options (Right to Buy)
21.00
2020-08-05
4
A
0
267756
0.00
A
2030-08-05
Common Stock, par value $0.001
267756
267756
I
Through
Griffin R. Myers Revocable Trust u/a/d 5/26/2020
These shares of common stock of Oak Street Health, Inc. (the "Issuer") were issued in connection with the closing of the Issuer's initial public offering on August 10, 2020 (the "Closing Date") in exchange for founders units and incentive units pursuant to the transactions contemplated by the Master Structuring Agreement dated August 10, 2020, by and among the Issuer, OSH Merger Sub 1, LLC, Quantum Strategic Partners Ltd., General Atlantic OSH Interholdco L.P., OSH Management Holdings, LLC ("Management Holdings"), Oak Street Health, LLC and Geoffrey Price dated August 10, 2020 (the "Organizational Transactions").
Represents shares of the Issuer's common stock, par value $0.001 (the "Shares") issued in exchange for vested and unvested incentive units and founders units of Management Holdings in connection with the Organizational Transactions. The issuance of these securities was approved by the Issuer's board of directors under Rule 16b-3. Shares issued in exchange for the unvested incentive units were issued under the Oak Street Health Omnibus Incentive Plan (the "Plan").
Represents options issued under the Plan in exchange for vested incentive units in Management Holding in connection with the Organizational Transactions. Such options are fully vested and exercisable.
Represents options issued under the Plan in exchange for unvested performance-vesting incentive units in Management Holdings in connection with the Organizational Transactions. These options will cliff vest 100% on August 10, 2022.
Represents options issued under the Plan in exchange for unvested time-vesting incentive units in Management Holdings in connection with the Organizational Transactions. These options will vest in three equal quarterly installments beginning on October 3, 2020.
Represents options issued under the Plan in exchange for unvested time-vesting incentive units in Management Holding in connection with the Organizational Transactions. These options will vest in five equal quarterly installments beginning on August 18, 2020.
Represents options issued under the Plan in exchange for unvested time-vesting incentive units in Management Holding in connection with the Organizational Transactions. These options will vest in eight equal quarterly installments beginning on October 23, 2020.
Represents options issued under the Plan in exchange for unvested performance-vesting incentive units in Management Holdings in connection with the Organizational Transactions. These options will cliff vest 100% on June 14, 2023.
Represents options issued under the Plan in exchange for unvested time-vesting incentive units in Management Holding in connection with the Organizational Transactions. These options will vest in twelve equal quarterly installments beginning on August 15, 2020.
Represents options issued under the Plan in exchange for unvested time-vesting incentive units in Management Holding in connection with the Organizational Transactions. These options will cliff vest 100% on January 1, 2021.
Represents options issued under the Plan in exchange for unvested time-vesting incentive units in Management Holding in connection with the Organizational Transactions. These options will vest 50% on each of January 1, 2022 and January 1, 2023.
Represents options issued under the Plan in exchange for unvested performance-vesting incentive units in Management Holdings in connection with the Organizational Transactions. These options will cliff vest 100% on August 10, 2023.
Represents options issued under the Plan in exchange for unvested time-vesting incentive units in Management Holding in connection with the Organizational Transactions. These options will vest 25% beginning on June 11, 2021 and then in twelve equal quarterly installments beginning on September 11, 2021.
/s/ Robert Guenthner, as attorney-in-fact for Griffin Myers
2020-08-12