The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 45,220 | 400,000 | SH | Call | SOLE | 400,000 | 0 | 0 | |
BOARDWALK PIPELINE PARTNERS | UT LTD PARTNER | 096627104 | 1,426 | 83,100 | SH | SOLE | 83,100 | 0 | 0 | ||
COLONY CAP INC | NOTE 3.875% 1/1 | 19624RAB2 | 14,140 | 14,400,000 | PRN | SOLE | 0 | 0 | 0 | ||
DYNEGY INC NEW DEL | COM | 26817R108 | 4,956 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
KINDER MORGAN INC DEL | *W EXP 05/25/201 | 49456B119 | 15 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
RESOLUTE ENERGY CORP | COM NEW | 76116A306 | 15,417 | 591,600 | SH | SOLE | 591,600 | 0 | 0 | ||
ROYAL BK SCOTLAND GROUP PLC | NOTE 8.625%12/3 | 780097BB6 | 2,503 | 2,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
WILLIAMS COS INC DEL | COM | 969457100 | 13,829 | 450,000 | SH | Call | SOLE | 450,000 | 0 | 0 |