EX-FILING FEES 9 d478246dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit 107

Calculation of Filing Fee Tables

Form S-3

(Form Type)

Trevi Therapeutics, Inc.

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

                         
    

Security

Type

 

Security

Class

Title

 

Fee

Calculation

or Carry

Forward

Rule

 

Amount

Registered

 

Proposed

Maximum
Offering
Price Per
Unit

 

Maximum
Aggregate
Offering

Price

 

Fee

Rate

 

Amount of

Registration
Fee

  Carry
Forward
Form
Type
 

Carry

Forward

File
Number

  Carry
Forward
Initial
Effective
Date
 

Filing Fee
Previously
Paid In
Connection
with

Unsold
Securities

to be

Carried
Forward

 
Newly Registered Securities
                         

Fees to

Be Paid

  Debt   Debt Securities   (1)   (1)   (1)   (1)   (1)   (1)   —     —     —     —  
                         

Fees to

Be Paid

  Equity   Common Stock, $0.001 par value per share   (1)   (1)   (1)   (1)   (1)   (1)   —     —     —     —  
                         

Fees to

Be Paid

  Equity   Preferred Stock, $0.001 par value per share   (1)   (1)   (1)   (1)   (1)   (1)   —     —     —     —  
                         

Fees to

Be Paid

  Other   Units (2)   (1)   (1)   (1)   (1)   (1)   (1)   —     —     —     —  
                         

Fees to

Be Paid

  Other   Warrants   (1)   (1)   (1)   (1)   (1)   (1)   —     —     —     —  
                         

Fees to

Be Paid

 

Unallocated

(Universal)

Shelf

 

Unallocated

(Universal)

Shelf

  457(o)   (1)   (1)   $119,048,180 (1)(3)  

$110.20 per

$1,000,000

  $13,119.11   —     —     —     —  
                         

Fees

Previously

Paid

  —     —     —     —     —     —     —     —     —     —     —     —  
 
Carry Forward Securities
                         

Carry

Forward

Securities

  Debt   Debt Securities   415(a)(6)   (3)           S-3  

333-

2394

99

  July 2, 2020    
                         

Carry

Forward

Securities

  Equity   Common Stock, $0.001 par value per share   415(a)(6)   (3)           S-3  

333-

2394

99

  July 2, 2020    
                         

Carry

Forward

Securities

  Equity   Preferred Stock, $0.001 par value per share   415(a)(6)   (3)           S-3  

333-

2394

99

  July 2, 2020    
                         

Carry

Forward

Securities

  Other   Units (2)   415(a)(6)   (3)           S-3  

333-

2394

99

  July 2, 2020    
                         

Carry

Forward

Securities

  Other   Warrants   415(a)(6)   (3)           S-3  

333-

2394

99

  July 2, 2020    
                         

Carry

Forward

Securities

  Unallocated (Universal) Shelf   Unallocated (Universal) Shelf   415(a)(6)   (3)     $80,951,820 (3)       S-3  

333-

2394

99

  July 2, 2020   $10,507.55
                   
    Total Offering Amounts     $200,000,000 (1)(3)     $13,119.11          
                   
    Total Fees Previously Paid         —            
                   
    Total Fee Offsets         —            
                   
    Net Fee Due               $13,119.11                

 

(1)

Pursuant to Instruction 2.A(iii)(b) of Item 16(b) of Form S-3, this information is not required to be included. An indeterminate aggregate initial offering price or number or amount of the securities of each identified class is being registered as may from time to time be offered under this registration statement at indeterminate prices, along with an indeterminate number or amount of securities that may be issued upon exercise, settlement, exchange or conversion of securities offered or sold under this registration statement, as shall have an aggregate initial offering price up to $200,000,000. Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement also covers any additional securities that may be offered or issued in connection with any stock split, stock dividend or pursuant to anti-dilution provisions of any of the securities. Separate consideration may or may not be received for securities that are issuable upon conversion, exercise or exchange of other securities. In addition, the total amount to be registered and the proposed maximum aggregate offering price are estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(o) under the Securities Act.

(2)

Units may be issued under a unit agreement and will represent an interest in one or more securities registered under this registration statement including shares of common stock or preferred stock, debt securities or warrants, in any combination, which may or may not be separable from one another.

(3)

Pursuant to Rule 415(a)(6) under the Securities Act, the securities registered pursuant to this registration statement include $80,951,820 of unsold securities (the “Unsold Securities”) previously registered pursuant to the Registration Statement on Form S-3 (File No. 333-239499), which was declared effective on July 2, 2020 (the “Prior Registration Statement”). In connection with the filing of the Prior Registration Statement, the registrant paid a filing fee of $10,507.55 associated with the offering of the Unsold Securities (based on the filing fee rate in effect at the time of the filing of the Prior Registration Statement). The filing fee associated with the offering of the Unsold Securities is hereby carried forward to be applied to the Unsold Securities registered hereunder, and no additional filing fee is due with respect to the Unsold Securities in connection with the filing of this Registration Statement. The registrant is also registering new securities on this registration statement with an aggregate initial offering price of $119,048,180 (the “New Securities”), which aggregate offering price is not specified as to each class of securities. A filing fee of $13,119.11 with respect to the New Securities is being paid in connection with the filing of this registration statement. To the extent that, after the filing date hereof and prior to the effectiveness of this registration statement, the registrant sells any Unsold Securities pursuant to the Prior Registration Statement, the registrant will identify in a pre-effective amendment to this registration statement the updated number of Unsold Securities from the Prior Registration Statement to be included in this registration statement pursuant to Rule 415(a)(6) and the updated amount of new securities to be registered on this registration statement. Pursuant to Rule 415(a)(6), the offering of securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.