0001104659-21-114301.txt : 20210909
0001104659-21-114301.hdr.sgml : 20210909
20210909191313
ACCESSION NUMBER: 0001104659-21-114301
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210901
FILED AS OF DATE: 20210909
DATE AS OF CHANGE: 20210909
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DST Capital LLC
CENTRAL INDEX KEY: 0001727656
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35853
FILM NUMBER: 211245508
BUSINESS ADDRESS:
STREET 1: C/O BIOSTAGE, INC.
STREET 2: 84 OCTOBER HILL ROAD
CITY: HOLLISTON
STATE: MA
ZIP: 01746
BUSINESS PHONE: 774-233-7300
MAIL ADDRESS:
STREET 1: C/O BIOSTAGE, INC.
STREET 2: 84 OCTOBER HILL ROAD
CITY: HOLLISTON
STATE: MA
ZIP: 01746
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Biostage, Inc.
CENTRAL INDEX KEY: 0001563665
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 455210462
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 84 OCTOBER HILL ROAD
STREET 2: SUITE 11
CITY: HOLLISTON
STATE: MA
ZIP: 01746
BUSINESS PHONE: (774) 233-7300
MAIL ADDRESS:
STREET 1: 84 OCTOBER HILL ROAD
STREET 2: SUITE 11
CITY: HOLLISTON
STATE: MA
ZIP: 01746
FORMER COMPANY:
FORMER CONFORMED NAME: Harvard Apparatus Regenerative Technology, Inc.
DATE OF NAME CHANGE: 20121204
4
1
tm2127249-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-09-01
0
0001563665
Biostage, Inc.
BSTG
0001727656
DST Capital LLC
C/O BIOSTAGE, INC.,
84 OCTOBER HILL ROAD, SUITE 11
HOLLISTON
MA
01746
0
0
1
0
Common Stock
2021-09-01
4
P
0
500000
2.00
A
3650000
D
Common Stock
30722
I
Owned by sole member of reporting person
Warrant (right to buy)
2.00
2021-09-01
4
P
0
250000
A
2021-09-01
2026-09-01
Common Stock
250000
250000
D
On September 1, 2021, the Issuer and the Reporting Person entered into a securities purchase agreement (the "Purchase Agreement") pursuant to which the Reporting Person acquired from the Issuer in a private placement: (i) 500,000 shares of the Issuer's common stock, $0.01 par value (collectively, the "Shares"); and (ii) warrants to purchase up to 250,000 shares of common stock with an exercise price of $2.00 per share (the "Warrants"). The aggregate subscription amount paid by the Reporting Person for the Shares and Warrants acquired by it pursuant to the Purchase Agreement was $1,000,000.
This form has been signed under power of attorney
/s/ Chad Porter, by power of attorney
2021-09-09