0001563525-20-000001.txt : 20200124 0001563525-20-000001.hdr.sgml : 20200124 20200123174712 ACCESSION NUMBER: 0001563525-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200124 DATE AS OF CHANGE: 20200123 EFFECTIVENESS DATE: 20200124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Chicago Partners Investment Group LLC CENTRAL INDEX KEY: 0001563525 IRS NUMBER: 262835793 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16932 FILM NUMBER: 20543177 BUSINESS ADDRESS: STREET 1: 1 NORTH WACKER DRIVE STREET 2: SUITE 4110 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3122846363 MAIL ADDRESS: STREET 1: 1 NORTH WACKER DRIVE STREET 2: SUITE 4110 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001563525 XXXXXXXX 12-31-2019 12-31-2019 Chicago Partners Investment Group LLC

1 NORTH WACKER DRIVE SUITE 4110 CHICAGO IL 60606

13F HOLDINGS REPORT 028-16932 N James Hagedorn 312 284 6363 James Hagedorn Chicago IL 01-23-2020 0 367 811804 false INFORMATION TABLE 2 ChicagoPartners13f4q19.xml ISHARES TR CORE S&P MCP ETF 464287507 29159 139137 SH SOLE 0 0 0 139137 ISHARES TR S&P MC 400VL ETF 464287705 1268 7328 SH SOLE 0 0 0 7328 ISHARES TR S&P MC 400GR ETF 464287606 451 1852 SH SOLE 0 0 0 1852 ISHARES TR CORE S&P SCP ETF 464287804 6782 79300 SH SOLE 0 0 0 79300 ISHARES TR SP SMCP600VL ETF 464287879 3808 23500 SH SOLE 0 0 0 23500 ISHARES TR S&P SML 600 GWT 464287887 4758 23856 SH SOLE 0 0 0 23856 ISHARES TR S&P 500 VAL ETF 464287408 1004 7632 SH SOLE 0 0 0 7632 ISHARES TR CORE S&P500 ETF 464287200 10187 30648 SH SOLE 0 0 0 30648 ISHARES TR S&P 500 GRWT ETF 464287309 815 4039 SH SOLE 0 0 0 4039 ISHARES TR RUS 1000 ETF 464287622 1680 9153 SH SOLE 0 0 0 9153 ISHARES TR RUS 1000 VAL ETF 464287598 6497 47008 SH SOLE 0 0 0 47008 ISHARES TR RUS 1000 GRW ETF 464287614 695 3783 SH SOLE 0 0 0 3783 ISHARES TR RUSSELL 2000 ETF 464287655 3383 19958 SH SOLE 0 0 0 19958 ISHARES TR RUSSELL 3000 ETF 464287689 4835 24941 SH SOLE 0 0 0 24941 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 15829 41412 SH SOLE 0 0 0 41412 SPDR S&P 500 ETF TR TR UNIT 78462F103 18559 56082 SH SOLE 0 0 0 56082 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 411 6200 SH SOLE 0 0 0 6200 ADOBE INC COM 00724F101 352 1019 SH SOLE 0 0 0 1019 AMAZON COM INC COM 023135106 4071 2168 SH SOLE 0 0 0 2168 BRISTOL MYERS SQUIBB CO COM 110122108 655 9805 SH SOLE 0 0 0 9805 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 34351 149528 SH SOLE 0 0 0 149528 COHERENT INC COM 192479103 328 1909 SH SOLE 0 0 0 1909 TCW STRATEGIC INCOME FUND IN COM 872340104 70 11899 SH SOLE 0 0 0 11899 EMERSON ELEC CO COM 291011104 441 5661 SH SOLE 0 0 0 5661 BOEING CO COM 097023105 1845 5557 SH SOLE 0 0 0 5557 REALTY INCOME CORP COM 756109104 775 10182 SH SOLE 0 0 0 10182 ONEOK INC NEW COM 682680103 8304 108154 SH SOLE 0 0 0 108154 INVESCO QQQ TR UNIT SER 1 46090E103 894 4021 SH SOLE 0 0 0 4021 AMGEN INC COM 031162100 685 2847 SH SOLE 0 0 0 2847 ABBOTT LABS COM 002824100 1069 12114 SH SOLE 0 0 0 12114 ADVANCED MICRO DEVICES INC COM 007903107 964 19371 SH SOLE 0 0 0 19371 CONAGRA BRANDS INC COM 205887102 223 6913 SH SOLE 0 0 0 6913 ALTRIA GROUP INC COM 02209S103 395 7735 SH SOLE 0 0 0 7735 GENUINE PARTS CO COM 372460105 209 2054 SH SOLE 0 0 0 2054 INTEL CORP COM 458140100 1109 18595 SH SOLE 0 0 0 18595 ORACLE CORP COM 68389X105 480 8655 SH SOLE 0 0 0 8655 QUALCOMM INC COM 747525103 388 4230 SH SOLE 0 0 0 4230 DISNEY WALT CO COM DISNEY 254687106 939 6467 SH SOLE 0 0 0 6467 HONEYWELL INTL INC COM 438516106 417 2286 SH SOLE 0 0 0 2286 SHERWIN WILLIAMS CO COM 824348106 462 790 SH SOLE 0 0 0 790 SEMPRA ENERGY COM 816851109 356 2292 SH SOLE 0 0 0 2292 SYSCO CORP COM 871829107 537 6496 SH SOLE 0 0 0 6496 US BANCORP DEL COM NEW 902973304 665 12050 SH SOLE 0 0 0 12050 JOHNSON & JOHNSON COM 478160104 1286 8674 SH SOLE 0 0 0 8674 MEDTRONIC PLC SHS G5960L103 269 2267 SH SOLE 0 0 0 2267 PFIZER INC COM 717081103 1992 49053 SH SOLE 0 0 0 49053 ISHARES TR MSCI EAFE ETF 464287465 7633 108784 SH SOLE 0 0 0 108784 CHEVRON CORP NEW COM 166764100 1354 11586 SH SOLE 0 0 0 11586 MOTOROLA SOLUTIONS INC COM NEW 620076307 227 1314 SH SOLE 0 0 0 1314 MICROSOFT CORP COM 594918104 7128 42894 SH SOLE 0 0 0 42894 UNITED PARCEL SERVICE INC CL B 911312106 254 2145 SH SOLE 0 0 0 2145 AT&T INC COM 00206R102 691 18165 SH SOLE 0 0 0 18165 CITIGROUP INC COM NEW 172967424 294 3624 SH SOLE 0 0 0 3624 CISCO SYS INC COM 17275R102 280 5701 SH SOLE 0 0 0 5701 INTERNATIONAL BUSINESS MACHS COM 459200101 598 4333 SH SOLE 0 0 0 4333 COCA COLA CO COM 191216100 804 14151 SH SOLE 0 0 0 14151 LOCKHEED MARTIN CORP COM 539830109 805 1890 SH SOLE 0 0 0 1890 PEPSICO INC COM 713448108 1196 8569 SH SOLE 0 0 0 8569 VERIZON COMMUNICATIONS INC COM 92343V104 936 15682 SH SOLE 0 0 0 15682 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1098 16575 SH SOLE 0 0 0 16575 ISHARES TR RUS MID CAP ETF 464287499 1157 18911 SH SOLE 0 0 0 18911 ISHARES TR RUS MDCP VAL ETF 464287473 31672 328821 SH SOLE 0 0 0 328821 ISHARES TR COHEN STEER REIT 464287564 246 2060 SH SOLE 0 0 0 2060 SPDR SERIES TRUST DJ REIT ETF 78464A607 287 2768 SH SOLE 0 0 0 2768 ISHARES TR U.S. TECH ETF 464287721 239 972 SH SOLE 0 0 0 972 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 298 2848 SH SOLE 0 0 0 2848 BANK AMER CORP COM 060505104 230 6622 SH SOLE 0 0 0 6622 STARBUCKS CORP COM 855244109 329 3551 SH SOLE 0 0 0 3551 EXXON MOBIL CORP COM 30231G102 3153 45822 SH SOLE 0 0 0 45822 WALMART INC COM 931142103 250 2156 SH SOLE 0 0 0 2156 UNION PACIFIC CORP COM 907818108 2514 13671 SH SOLE 0 0 0 13671 TARGET CORP COM 87612E106 262 2252 SH SOLE 0 0 0 2252 COLGATE PALMOLIVE CO COM 194162103 262 3709 SH SOLE 0 0 0 3709 COSTCO WHSL CORP NEW COM 22160K105 266 878 SH SOLE 0 0 0 878 LILLY ELI & CO COM 532457108 471 3327 SH SOLE 0 0 0 3327 CVS HEALTH CORP COM 126650100 772 10146 SH SOLE 0 0 0 10146 DOMINION ENERGY INC COM 25746U109 638 7644 SH SOLE 0 0 0 7644 DIAGEO P L C SPON ADR NEW 25243Q205 497 2919 SH SOLE 0 0 0 2919 DANAHER CORPORATION COM 235851102 598 3703 SH SOLE 0 0 0 3703 MERCK & CO INC COM 58933Y105 1048 11492 SH SOLE 0 0 0 11492 ENTERGY CORP NEW COM 29364G103 1340 10723 SH SOLE 0 0 0 10723 PROCTER & GAMBLE CO COM 742718109 1906 15117 SH SOLE 0 0 0 15117 GENERAL ELECTRIC CO COM 369604103 609 51461 SH SOLE 0 0 0 51461 KIMBERLY CLARK CORP COM 494368103 333 2322 SH SOLE 0 0 0 2322 GOLDMAN SACHS GROUP INC COM 38141G104 298 1194 SH SOLE 0 0 0 1194 HOME DEPOT INC COM 437076102 251 1097 SH SOLE 0 0 0 1097 INGERSOLL-RAND PLC SHS G47791101 284 2135 SH SOLE 0 0 0 2135 MCDONALDS CORP COM 580135101 2208 10471 SH SOLE 0 0 0 10471 NIKE INC CL B 654106103 846 8186 SH SOLE 0 0 0 8186 JPMORGAN CHASE & CO COM 46625H100 3924 28593 SH SOLE 0 0 0 28593 SIRIUS XM HLDGS INC COM 82968B103 273 37851 SH SOLE 0 0 0 37851 WILLIAMS COS INC DEL COM 969457100 7958 331021 SH SOLE 0 0 0 331021 WELLS FARGO CO NEW COM 949746101 854 17346 SH SOLE 0 0 0 17346 CORNING INC COM 219350105 657 21876 SH SOLE 0 0 0 21876 XCEL ENERGY INC COM 98389B100 336 5164 SH SOLE 0 0 0 5164 UNITEDHEALTH GROUP INC COM 91324P102 364 1209 SH SOLE 0 0 0 1209 SPIRE INC COM 84857L101 236 2800 SH SOLE 0 0 0 2800 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2210 10577 SH SOLE 0 0 0 10577 AMERICAN TOWER CORP NEW COM 03027X100 13099 56403 SH SOLE 0 0 0 56403 CROWN CASTLE INTL CORP NEW COM 22822V101 9112 62742 SH SOLE 0 0 0 62742 UNITED TECHNOLOGIES CORP COM 913017109 904 5888 SH SOLE 0 0 0 5888 INTUIT COM 461202103 779 2815 SH SOLE 0 0 0 2815 3M CO COM 88579Y101 864 4773 SH SOLE 0 0 0 4773 COMCAST CORP NEW CL A 20030N101 304 6482 SH SOLE 0 0 0 6482 VANGUARD INDEX FDS TOTAL STK MKT 922908769 803 4773 SH SOLE 0 0 0 4773 WASTE MGMT INC DEL COM 94106L109 1010 8456 SH SOLE 0 0 0 8456 TUPPERWARE BRANDS CORP COM 899896104 193 20642 SH SOLE 0 0 0 20642 NORFOLK SOUTHERN CORP COM 655844108 542 2628 SH SOLE 0 0 0 2628 NEXTERA ENERGY INC COM 65339F101 621 2462 SH SOLE 0 0 0 2462 DUKE ENERGY CORP NEW COM NEW 26441C204 3565 38262 SH SOLE 0 0 0 38262 APPLE INC COM 037833100 12180 38637 SH SOLE 0 0 0 38637 RPM INTL INC COM 749685103 384 5138 SH SOLE 0 0 0 5138 CATERPILLAR INC DEL COM 149123101 210 1421 SH SOLE 0 0 0 1421 KINDER MORGAN INC DEL COM 49456B101 19391 907413 SH SOLE 0 0 0 907413 ISHARES TR MSCI EMG MKT ETF 464287234 12001 261055 SH SOLE 0 0 0 261055 ZIONS BANCORPORATION N A COM 989701107 238 4698 SH SOLE 0 0 0 4698 EQUIFAX INC COM 294429105 618 4089 SH SOLE 0 0 0 4089 ISHARES TR EXPANDED TECH 464287515 523 2097 SH SOLE 0 0 0 2097 ISHARES TR S&P 100 ETF 464287101 271 1826 SH SOLE 0 0 0 1826 ARCHER DANIELS MIDLAND CO COM 039483102 1825 40259 SH SOLE 0 0 0 40259 EDWARDS LIFESCIENCES CORP COM 28176E108 207 868 SH SOLE 0 0 0 868 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 322 5457 SH SOLE 0 0 0 5457 EATON VANCE LTD DUR INCOME F COM 27828H105 15078 1133701 SH SOLE 0 0 0 1133701 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1290 28280 SH SOLE 0 0 0 28280 PAYCHEX INC COM 704326107 724 8226 SH SOLE 0 0 0 8226 CIGNA CORP NEW COM 125523100 937 4440 SH SOLE 0 0 0 4440 PNM RES INC COM 69349H107 281 5484 SH SOLE 0 0 0 5484 NETFLIX INC COM 64110L106 480 1418 SH SOLE 0 0 0 1418 CME GROUP INC COM 12572Q105 1129 5449 SH SOLE 0 0 0 5449 ISHARES TR CORE US AGGBD ET 464287226 246 2174 SH SOLE 0 0 0 2174 ISHARES TR SELECT DIVID ETF 464287168 1374 12854 SH SOLE 0 0 0 12854 DARDEN RESTAURANTS INC COM 237194105 750 6634 SH SOLE 0 0 0 6634 NVIDIA CORP COM 67066G104 885 3556 SH SOLE 0 0 0 3556 BHP GROUP LTD SPONSORED ADS 088606108 369 6649 SH SOLE 0 0 0 6649 ATMOS ENERGY CORP COM 049560105 634 5525 SH SOLE 0 0 0 5525 TD AMERITRADE HLDG CORP COM 87236Y108 339 6621 SH SOLE 0 0 0 6621 ISHARES TR MRNING SM CP ETF 464288703 4309 29712 SH SOLE 0 0 0 29712 GALLAGHER ARTHUR J & CO COM 363576109 991 10320 SH SOLE 0 0 0 10320 DONALDSON INC COM 257651109 283 5041 SH SOLE 0 0 0 5041 NOVO-NORDISK A S ADR 670100205 396 6451 SH SOLE 0 0 0 6451 ENTERPRISE PRODS PARTNERS L COM 293792107 33562 1156513 SH SOLE 0 0 0 1156513 EQUITY RESIDENTIAL SH BEN INT 29476L107 815 9873 SH SOLE 0 0 0 9873 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 140 12527 SH SOLE 0 0 0 12527 ALPHABET INC CAP STK CL A 02079K305 1265 872 SH SOLE 0 0 0 872 VANGUARD INDEX FDS VALUE ETF 922908744 8187 67524 SH SOLE 0 0 0 67524 VANGUARD INDEX FDS MID CAP ETF 922908629 23438 127818 SH SOLE 0 0 0 127818 VANGUARD INDEX FDS SM CP VAL ETF 922908611 2028 14585 SH SOLE 0 0 0 14585 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 7720 81585 SH SOLE 0 0 0 81585 TORONTO DOMINION BK ONT COM NEW 891160509 246 4331 SH SOLE 0 0 0 4331 CHENIERE ENERGY INC COM NEW 16411R208 930 14131 SH SOLE 0 0 0 14131 NATIONAL FUEL GAS CO N J COM 636180101 299 6588 SH SOLE 0 0 0 6588 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 342 5814 SH SOLE 0 0 0 5814 VANGUARD INDEX FDS SMALL CP ETF 922908751 7861 46294 SH SOLE 0 0 0 46294 VANGUARD INDEX FDS GROWTH ETF 922908736 20166 105596 SH SOLE 0 0 0 105596 ISORAY INC COM 46489V104 29 34500 SH SOLE 0 0 0 34500 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 4552 240980 SH SOLE 0 0 0 240980 QUANTA SVCS INC COM 74762E102 579 14148 SH SOLE 0 0 0 14148 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 19971 307239 SH SOLE 0 0 0 307239 NUVEEN MUN VALUE FD INC COM 670928100 4218 392356 SH SOLE 0 0 0 392356 MACQUARIE INFRASTRUCTURE COR COM 55608B105 3945 86481 SH SOLE 0 0 0 86481 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1576 7636 SH SOLE 0 0 0 7636 ISHARES TR MICRO-CAP ETF 464288869 3025 29916 SH SOLE 0 0 0 29916 ALLIANZGI CONV INCOME FD COM 018828103 85 14233 SH SOLE 0 0 0 14233 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 459 7446 SH SOLE 0 0 0 7446 FIDELITY NATL INFORMATION SV COM 31620M106 936 6402 SH SOLE 0 0 0 6402 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 1253 31540 SH SOLE 0 0 0 31540 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 246 1911 SH SOLE 0 0 0 1911 FIRST TR VALUE LINE DIVID IN SHS 33734H106 596 16322 SH SOLE 0 0 0 16322 SALESFORCE COM INC COM 79466L302 355 1943 SH SOLE 0 0 0 1943 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 1761 23922 SH SOLE 0 0 0 23922 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 297 25273 SH SOLE 0 0 0 25273 ENBRIDGE INC COM 29250N105 2803 69233 SH SOLE 0 0 0 69233 CHESAPEAKE GRANITE WASH TR COM SH BEN INT 165185109 7 11300 SH SOLE 0 0 0 11300 MASTERCARD INC CL A 57636Q104 517 1616 SH SOLE 0 0 0 1616 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 236 4425 SH SOLE 0 0 0 4425 WISDOMTREE TR INTL SMCAP DIV 97717W760 213 3004 SH SOLE 0 0 0 3004 CENTERSTATE BK CORP COM 15201P109 420 17195 SH SOLE 0 0 0 17195 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 170 11408 SH SOLE 0 0 0 11408 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 22404 1649771 SH SOLE 0 0 0 1649771 WISDOMTREE TR INTL LRGCAP DV 97717W794 515 10456 SH SOLE 0 0 0 10456 WISDOMTREE TR US LARGECAP DIVD 97717W307 1358 12616 SH SOLE 0 0 0 12616 WISDOMTREE TR US MIDCAP DIVID 97717W505 2186 56635 SH SOLE 0 0 0 56635 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1688 58466 SH SOLE 0 0 0 58466 NUVEEN PFD & INCM SECURTIES COM 67072C105 136 13538 SH SOLE 0 0 0 13538 ISHARES TR MSCI USA ESG SLC 464288802 967 7004 SH SOLE 0 0 0 7004 ISHARES TR CORE S&P TTL STK 464287150 2541 33980 SH SOLE 0 0 0 33980 VANGUARD INDEX FDS LARGE CAP ETF 922908637 536 3525 SH SOLE 0 0 0 3525 TORTOISE ENERGY INFRA CORP COM 89147L100 214 11001 SH SOLE 0 0 0 11001 AMPIO PHARMACEUTICALS INC COM 03209T109 31 51523 SH SOLE 0 0 0 51523 ARES CAP CORP COM 04010L103 5570 293162 SH SOLE 0 0 0 293162 FIRST BUSEY CORP COM NEW 319383204 208 7542 SH SOLE 0 0 0 7542 FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 4140 81790 SH SOLE 0 0 0 81790 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 5617 46326 SH SOLE 0 0 0 46326 EXACT SCIENCES CORP COM 30063P105 959 10680 SH SOLE 0 0 0 10680 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1966 35990 SH SOLE 0 0 0 35990 ISHARES TR IBOXX HI YD ETF 464288513 416 4703 SH SOLE 0 0 0 4703 ISHARES TR SH TR CRPORT ETF 464288646 350 6502 SH SOLE 0 0 0 6502 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 573 7102 SH SOLE 0 0 0 7102 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2768 32806 SH SOLE 0 0 0 32806 ISHARES TR MSCI KLD400 SOC 464288570 752 6060 SH SOLE 0 0 0 6060 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 5769 114171 SH SOLE 0 0 0 114171 BLACKSTONE GROUP INC COM CL A 09260D107 8259 137305 SH SOLE 0 0 0 137305 ISHARES TR PFD AND INCM SEC 464288687 2820 74202 SH SOLE 0 0 0 74202 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 2124 16155 SH SOLE 0 0 0 16155 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 494 5221 SH SOLE 0 0 0 5221 WISDOMTREE TR US LARGECAP FUND 97717W588 722 19260 SH SOLE 0 0 0 19260 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 844 18952 SH SOLE 0 0 0 18952 ISHARES TR NATIONAL MUN ETF 464288414 1108 9633 SH SOLE 0 0 0 9633 ARCHROCK INC COM 03957W106 336 35321 SH SOLE 0 0 0 35321 STEREOTAXIS INC COM NEW 85916J409 53 10155 SH SOLE 0 0 0 10155 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 442 3939 SH SOLE 0 0 0 3939 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 5483 95278 SH SOLE 0 0 0 95278 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 1760 28328 SH SOLE 0 0 0 28328 WISDOMTREE TR US SMALLCAP FUND 97717W562 539 14061 SH SOLE 0 0 0 14061 WISDOMTREE TR US MIDCAP FUND 97717W570 421 9869 SH SOLE 0 0 0 9869 WISDOMTREE TR EMG MKTS SMCAP 97717W281 734 15210 SH SOLE 0 0 0 15210 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 24549 460155 SH SOLE 0 0 0 460155 FIRST MERCHANTS CORP COM 320817109 732 17545 SH SOLE 0 0 0 17545 BANK AMER CORP 7.25%CNV PFD L 060505682 297 198 SH SOLE 0 0 0 198 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 2003 30060 SH SOLE 0 0 0 30060 FIRST TR S&P REIT INDEX FD COM 33734G108 2238 84041 SH SOLE 0 0 0 84041 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 2113 32104 SH SOLE 0 0 0 32104 VISA INC COM CL A 92826C839 1336 6646 SH SOLE 0 0 0 6646 PHILIP MORRIS INTL INC COM 718172109 548 6188 SH SOLE 0 0 0 6188 ISHARES TR MSCI ACWI EX US 464288240 331 6637 SH SOLE 0 0 0 6637 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 2144 25707 SH SOLE 0 0 0 25707 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 2200 38613 SH SOLE 0 0 0 38613 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 339 8715 SH SOLE 0 0 0 8715 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 210 4450 SH SOLE 0 0 0 4450 INVESCO EXCHNG TRADED FD TR FRONTIER MKTS 46138E776 653 44517 SH SOLE 0 0 0 44517 ISHARES TR MSCI ACWI ETF 464288257 285 3518 SH SOLE 0 0 0 3518 ENTERPRISE FINL SVCS CORP COM 293712105 206 4257 SH SOLE 0 0 0 4257 WELLS FARGO CO NEW PERP PFD CNV A 949746804 1158 772 SH SOLE 0 0 0 772 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 780 8481 SH SOLE 0 0 0 8481 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 458 20146 SH SOLE 0 0 0 20146 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 206 4460 SH SOLE 0 0 0 4460 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1921 18873 SH SOLE 0 0 0 18873 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 843 10652 SH SOLE 0 0 0 10652 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 321 9432 SH SOLE 0 0 0 9432 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 345 4366 SH SOLE 0 0 0 4366 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 462 5692 SH SOLE 0 0 0 5692 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 319 4119 SH SOLE 0 0 0 4119 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 376 13399 SH SOLE 0 0 0 13399 SOLAR CAP LTD COM 83413U100 1013 48691 SH SOLE 0 0 0 48691 UBS AG JERSEY BRH ALERIAN INFRST 902641646 932 46873 SH SOLE 0 0 0 46873 ALPS ETF TR ALERIAN MLP 00162Q866 2011 226428 SH SOLE 0 0 0 226428 ISHARES TR NEW ZEALAND ETF 464289123 1526 26150 SH SOLE 0 0 0 26150 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 26441 86969 SH SOLE 0 0 0 86969 BLACKSTONE GSO FLTING RTE FU COM 09256U105 319 19633 SH SOLE 0 0 0 19633 SARATOGA INVT CORP COM NEW 80349A208 219 7836 SH SOLE 0 0 0 7836 HOWARD HUGHES CORP COM 44267D107 816 6538 SH SOLE 0 0 0 6538 TARGA RES CORP COM 87612G101 2865 69436 SH SOLE 0 0 0 69436 SHOPIFY INC CL A 82509L107 585 1296 SH SOLE 0 0 0 1296 SCHWAB STRATEGIC TR US REIT ETF 808524847 2179 46608 SH SOLE 0 0 0 46608 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 477 7727 SH SOLE 0 0 0 7727 ISHARES TR CORE HIGH DV ETF 46429B663 669 6831 SH SOLE 0 0 0 6831 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 1418 52015 SH SOLE 0 0 0 52015 FIRST TR EXCNGE TRD ALPHADEX SML CAP VAL AL 33737M409 353 9282 SH SOLE 0 0 0 9282 MARATHON PETE CORP COM 56585A102 903 15692 SH SOLE 0 0 0 15692 ISHARES INC EM MKT SM-CP ETF 464286475 323 7018 SH SOLE 0 0 0 7018 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 237 4220 SH SOLE 0 0 0 4220 ISHARES INC MSCI FRNTR100ETF 464286145 447 14354 SH SOLE 0 0 0 14354 PHILLIPS 66 COM 718546104 293 2824 SH SOLE 0 0 0 2824 U S SILICA HLDGS INC COM 90346E103 68 12051 SH SOLE 0 0 0 12051 KELSO TECHNOLOGIES INC COM NEW 48826D201 22 31000 SH SOLE 0 0 0 31000 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 615 28861 SH SOLE 0 0 0 28861 FACEBOOK INC CL A 30303M102 1508 6802 SH SOLE 0 0 0 6802 EQM MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 819 27105 SH SOLE 0 0 0 27105 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 2210 84434 SH SOLE 0 0 0 84434 VANECK VECTORS ETF TRUST PFD SECS EX FINL 92189F429 1193 58319 SH SOLE 0 0 0 58319 NUVEEN PFD & INCOME TERM FD COM 67075A106 1077 42088 SH SOLE 0 0 0 42088 COHEN & STEERS LTD DUR PFD I COM 19248C105 9591 362901 SH SOLE 0 0 0 362901 BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257P105 773 31756 SH SOLE 0 0 0 31756 ISHARES INC CORE MSCI EMKT 46434G103 1819 33033 SH SOLE 0 0 0 33033 ISHARES TR CORE MSCI TOTAL 46432F834 1132 18035 SH SOLE 0 0 0 18035 MONROE CAP CORP COM 610335101 312 26445 SH SOLE 0 0 0 26445 MPLX LP COM UNIT REP LTD 55336V100 10874 404239 SH SOLE 0 0 0 404239 DIAMONDBACK ENERGY INC COM 25278X109 312 3439 SH SOLE 0 0 0 3439 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 469 9517 SH SOLE 0 0 0 9517 FIRST TR MLP & ENERGY INCOME COM 33739B104 156 12971 SH SOLE 0 0 0 12971 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 831 39285 SH SOLE 0 0 0 39285 ABBVIE INC COM 00287Y109 1197 13407 SH SOLE 0 0 0 13407 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 1240 70811 SH SOLE 0 0 0 70811 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 541 21586 SH SOLE 0 0 0 21586 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 1679 83034 SH SOLE 0 0 0 83034 COHEN & STEERS MLP INC & ENR COM SHS 19249B106 130 15713 SH SOLE 0 0 0 15713 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 253 5171 SH SOLE 0 0 0 5171 HANNON ARMSTRONG SUST INFR C COM 41068X100 213 6328 SH SOLE 0 0 0 6328 ISHARES TR USA MOMENTUM FCT 46432F396 8554 65486 SH SOLE 0 0 0 65486 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 492 8658 SH SOLE 0 0 0 8658 SPROUTS FMRS MKT INC COM 85208M102 214 11961 SH SOLE 0 0 0 11961 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 641 30130 SH SOLE 0 0 0 30130 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 201 4637 SH SOLE 0 0 0 4637 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 632 29337 SH SOLE 0 0 0 29337 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 207 8663 SH SOLE 0 0 0 8663 ISHARES US ETF TR SHT MAT BD ETF 46431W507 275 5477 SH SOLE 0 0 0 5477 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 330 17180 SH SOLE 0 0 0 17180 FLEXSHARES TR STOXX GLOBR INF 33939L795 1159 21085 SH SOLE 0 0 0 21085 FLEXSHARES TR GLB QLT R/E IDX 33939L787 687 10409 SH SOLE 0 0 0 10409 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 719 122933 SH SOLE 0 0 0 122933 ALPHABET INC CAP STK CL C 02079K107 1260 868 SH SOLE 0 0 0 868 PENNYMAC CORP NOTE 5.375% 5/0 70932AAB9 201 200000 PRN SOLE 0 0 0 200000 MONTAGE RES CORP COM 61179L100 83 14815 SH SOLE 0 0 0 14815 ISHARES TR GLOBAL REIT ETF 46434V647 1323 47262 SH SOLE 0 0 0 47262 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 1508 25066 SH SOLE 0 0 0 25066 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 228 1017 SH SOLE 0 0 0 1017 CNX MIDSTREAM PARTNERS LP COM UNIT REPST 12654A101 574 34043 SH SOLE 0 0 0 34043 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 641 29981 SH SOLE 0 0 0 29981 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 1403 63366 SH SOLE 0 0 0 63366 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 212 8611 SH SOLE 0 0 0 8611 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 211 8519 SH SOLE 0 0 0 8519 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 623 28922 SH SOLE 0 0 0 28922 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 2733 52634 SH SOLE 0 0 0 52634 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 1490 129707 SH SOLE 0 0 0 129707 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1613 32849 SH SOLE 0 0 0 32849 INNOVATOR ETFS TR IBD 50 ETF 45782C102 6587 180908 SH SOLE 0 0 0 180908 TALLGRASS ENERGY LP CLASS A SHS 874696107 798 35869 SH SOLE 0 0 0 35869 ISHARES US ETF TR SHT MAT MUN ETF 46431W838 500 9970 SH SOLE 0 0 0 9970 ISHARES TR MLTFCTR INTL SML 46434V266 778 24437 SH SOLE 0 0 0 24437 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 213 8117 SH SOLE 0 0 0 8117 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 621 28806 SH SOLE 0 0 0 28806 ISHARES TR INTL VALUE FACTR 46435G409 374 15300 SH SOLE 0 0 0 15300 VANGUARD WHITEHALL FDS INC INTL HIGH ETF 921946794 316 4932 SH SOLE 0 0 0 4932 EATON VANCE HIGH INCOME 2021 COM SH BEN INT 27829W101 844 83893 SH SOLE 0 0 0 83893 INNOVATOR ETFS TR II S&P INVSTMNT GRD 45783G201 516 21042 SH SOLE 0 0 0 21042 NUVEEN HIGH INCOME NOVEMBER COM 67077N106 221 22121 SH SOLE 0 0 0 22121 RIVERNORTH MARKETPLACE LENDI COM 76882B108 243 13310 SH SOLE 0 0 0 13310 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 660 31972 SH SOLE 0 0 0 31972 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 46138J833 217 8516 SH SOLE 0 0 0 8516 NUVEEN PFD & INCOME 2022 TER COM 67075T105 339 13684 SH SOLE 0 0 0 13684 ALTERYX INC COM CL A 02156B103 642 5091 SH SOLE 0 0 0 5091 APPIAN CORP CL A 03782L101 554 10240 SH SOLE 0 0 0 10240 ALLIANZGI CON INCM 2024 TARG COM 01883H102 852 86997 SH SOLE 0 0 0 86997 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 1252 24806 SH SOLE 0 0 0 24806 EATON VANCE FLTNG RATE 2022 COM 27831H100 1567 163370 SH SOLE 0 0 0 163370 DUPONT DE NEMOURS INC COM 26614N102 335 5430 SH SOLE 0 0 0 5430 NUVEEN EMERGING MKTS DEBT 20 COM 67077P101 183 19948 SH SOLE 0 0 0 19948 PQ GROUP HLDGS INC COM 73943T103 530 31833 SH SOLE 0 0 0 31833 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 645 30605 SH SOLE 0 0 0 30605 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 46138J817 219 8805 SH SOLE 0 0 0 8805 FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 33739P301 404 7481 SH SOLE 0 0 0 7481 VANGUARD WELLINGTON FD US MOMENTUM 921935508 380 4253 SH SOLE 0 0 0 4253 INVESCO HIGH INCOME 2024 TAR COM 46136K105 960 90979 SH SOLE 0 0 0 90979 EVERGY INC COM 30034W106 481 7160 SH SOLE 0 0 0 7160 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 239 9209 SH SOLE 0 0 0 9209 INNOVATOR ETFS TR LOUP FRONTIER 45782C862 351 12245 SH SOLE 0 0 0 12245 INNOVATOR ETFS TR S&P 500 BUFFER 45782C789 302 10762 SH SOLE 0 0 0 10762 INNOVATOR ETFS TR S&P 500 BUFETF 45782C771 310 11647 SH SOLE 0 0 0 11647 INNOVATOR ETFS TR S&P 500 PWRETF 45782C797 772 30330 SH SOLE 0 0 0 30330 INNOVATOR ETFS TR S&P 500 ULTRA 45782C821 851 33870 SH SOLE 0 0 0 33870 INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 46138J643 405 18209 SH SOLE 0 0 0 18209 JP MORGAN EXCHANGE TRADED FD ULTRA SHT MUNCPL 46641Q654 328 6493 SH SOLE 0 0 0 6493 EQUITRANS MIDSTREAM CORPORAT COM 294600101 1947 145523 SH SOLE 0 0 0 145523 INVESCO EXCH TRD SLF IDX FD BULLSHS 24 USD 46138J650 235 8758 SH SOLE 0 0 0 8758 INVESCO EXCH TRD SLF IDX FD BULLSHS 22 USD 46138J676 227 8685 SH SOLE 0 0 0 8685 INVESCO EXCH TRD SLF IDX FD BULLSHS 23 USD 46138J668 230 8735 SH SOLE 0 0 0 8735 DOW INC COM 260557103 288 5493 SH SOLE 0 0 0 5493 TORTOISE ESSENTIAL ASSETS IN COM SH BEN INT 89148A103 357 21027 SH SOLE 0 0 0 21027 JP MORGAN EXCHANGE TRADED FD BETABUILDRS US 46641Q399 340 5418 SH SOLE 0 0 0 5418 INNOVATOR ETFS TR S&P 500 PWR BU 45782C870 214 8125 SH SOLE 0 0 0 8125 INNOVATOR ETFS TR S&P 500 BUFFER 45782C888 335 11815 SH SOLE 0 0 0 11815 AKERO THERAPEUTICS INC COM 00973Y108 595 30200 SH SOLE 0 0 0 30200 OWL ROCK CAPITAL CORPORATION COM 69121K104 1303 81386 SH SOLE 0 0 0 81386 AMERICAN CENTY ETF TR US EQT ETF 025072885 275 4924 SH SOLE 0 0 0 4924 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 318 5863 SH SOLE 0 0 0 5863