Managing Member

0001144204-15-061779.txt : 20151030 0001144204-15-061779.hdr.sgml : 20151030 20151030121422 ACCESSION NUMBER: 0001144204-15-061779 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151030 DATE AS OF CHANGE: 20151030 EFFECTIVENESS DATE: 20151030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Chicago Partners Investment Group LLC CENTRAL INDEX KEY: 0001563525 IRS NUMBER: 262835793 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16932 FILM NUMBER: 151186227 BUSINESS ADDRESS: STREET 1: 1 NORTH WACKER DRIVE STREET 2: SUITE 4110 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3122846363 MAIL ADDRESS: STREET 1: 1 NORTH WACKER DRIVE STREET 2: SUITE 4110 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001563525 XXXXXXXX 09-30-2015 09-30-2015 false Chicago Partners Investment Group LLC

1 North Wacker Drive Suite 4110 Chicago IL 60606

13F HOLDINGS REPORT 028-16932 N James Hagedorn Managing Member 312-284-6363 /s/ James Hagedorn Chicago IL 10-20-2015 0 449 179337 INFORMATION TABLE 2 infotable.xml ACCO BRANDS CORP COM 00081T108 0 34 SH SOLE 34 0 0 THE ADT CORPORATION COM 00101J106 204 6814 SH SOLE 6814 0 0 ALPS ETF TR US EQTHIVOLPT WR 00162Q734 82 3900 SH SOLE 3900 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 42 3381 SH SOLE 3381 0 0 AMC NETWORKS INC CL A 00164V103 338 4616 SH SOLE 4616 0 0 AT&T INC COM 00206R102 196 6021 SH SOLE 6021 0 0 ABBOTT LABS COM 002824100 105 2600 SH SOLE 2600 0 0 ABBVIE INC COM 00287Y109 22 409 SH SOLE 409 0 0 ADVENT CLAYMORE CV SECS & IN COM 00764C109 47 3594 SH SOLE 3594 0 0 ALEXANDER & BALDWIN INC NEW COM 014491104 197 5724 SH SOLE 5724 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 35 600 SH SOLE 600 0 0 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 411 18476 SH SOLE 18476 0 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 35 4459 SH SOLE 4459 0 0 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 13 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3700 0 0 ROUSE PPTYS INC COM 779287101 26 1654 SH SOLE 1654 0 0 ROYCE GLOBAL VALUE TR INC COM 78081T104 2 275 SH SOLE 275 0 0 ROYCE VALUE TR INC COM 780910105 22 1927 SH SOLE 1927 0 0 RUBICON PROJ INC COM 78112V102 29 2000 SH SOLE 2000 0 0 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 287 3708 SH SOLE 3708 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 149 778 SH SOLE 778 0 0 SPX CORP COM 784635104 2 138 SH SOLE 138 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 107 999 SH SOLE 999 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 19 434 SH SOLE 434 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 107 3000 SH SOLE 3000 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 5641 22664 SH SOLE 22664 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 117 4341 SH SOLE 4341 0 0 SPX FLOW INC COM 78469X107 5 138 SH SOLE 138 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 25 534 SH SOLE 534 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 21 469 SH SOLE 469 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 75 1926 SH SOLE 1926 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 59 1161 SH SOLE 1161 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 559 27669 SH SOLE 27669 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1301 47538 SH SOLE 47538 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 944 25372 SH SOLE 25372 0 0 SEARS CDA INC COM 81234D109 2 332 SH SOLE 332 0 0 SEARS HLDGS CORP COM 812350106 7 296 SH SOLE 296 0 0 SEMPRA ENERGY COM 816851109 193 2000 SH SOLE 2000 0 0 SERES THERAPEUTICS INC COM 81750R102 3 100 SH SOLE 100 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 2347 79763 SH SOLE 79763 0 0 SIBANYE GOLD LTD SPONSORED ADR 825724206 4 895 SH SOLE 895 0 0 SOLAR CAP LTD COM 83413U100 1299 82137 SH SOLE 82137 0 0 SOLAZYME INC COM 83415T101 4 1636 SH SOLE 1636 0 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 33 2361 SH SOLE 2361 0 0 SPECTRA ENERGY CORP COM 847560109 197 7506 SH SOLE 7506 0 0 STANLEY BLACK & DECKER INC COM 854502101 12 127 SH SOLE 127 0 0 STARZ COM SER A 85571Q102 15 400 SH SOLE 400 0 0 STORE CAP CORP COM 862121100 5 250 SH SOLE 250 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 10 306 SH SOLE 306 0 0 SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 866142102 82 4643 SH SOLE 4643 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 324 11298 SH SOLE 11298 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 15 2877 SH SOLE 2877 0 0 TRI POINTE GROUP INC COM 87265H109 10 746 SH SOLE 746 0 0 TALLGRASS ENERGY GP LP SHS CL A 874696107 118 5951 SH SOLE 5951 0 0 TALLGRASS ENERGY PARTNERS LP COM UNIT 874697105 362 9210 SH SOLE 9210 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 601 20690 SH SOLE 20690 0 0 TARGA RES CORP COM 87612G101 623 12083 SH SOLE 12083 0 0 TECH DATA CORP COM 878237106 7 100 SH SOLE 100 0 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 1457 32370 SH SOLE 32370 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 18 320 SH SOLE 320 0 0 TEXAS PAC LD TR SUB CTF PROP I T 882610108 7 49 SH SOLE 49 0 0 TEXTURA CORP COM 883211104 1030 39856 SH SOLE 39856 0 0 TIDEWATER INC COM 886423102 68 5182 SH SOLE 5182 0 0 TIME INC NEW COM 887228104 1 56 SH SOLE 56 0 0 TIME WARNER INC COM NEW 887317303 7 95 SH SOLE 95 0 0 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 82 3036 SH SOLE 3036 0 0 TRANSCANADA CORP COM 89353D107 34 1086 SH SOLE 1086 0 0 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 46 1693 SH SOLE 1693 0 0 TRI CONTL CORP COM 895436103 46 2377 SH SOLE 2377 0 0 TRINITY INDS INC COM 896522109 7 300 SH SOLE 300 0 0 2U INC COM 90214J101 11 300 SH SOLE 300 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 59 2196 SH SOLE 2196 0 0 UGI CORP NEW COM 902681105 8 225 SH SOLE 225 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 691 47943 SH SOLE 47943 0 0 US BANCORP DEL COM NEW 902973304 45 1086 SH SOLE 1086 0 0 U S SILICA HLDGS INC COM 90346E103 209 14856 SH SOLE 14856 0 0 UNION PAC CORP COM 907818108 365 4133 SH SOLE 4133 0 0 UNITED BANKSHARES INC WEST V COM 909907107 221 5808 SH SOLE 5808 0 0 VWR CORP COM 91843L103 5 200 SH SOLE 200 0 0 VALE S A ADR 91912E105 3 814 SH SOLE 814 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 99 1349 SH SOLE 1349 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 119 1400 SH SOLE 1400 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 116 1440 SH SOLE 1440 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 130 1584 SH SOLE 1584 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 391 4314 SH SOLE 4314 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 67 1566 SH SOLE 1566 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 746 22546 SH SOLE 22546 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 22 219 SH SOLE 219 0 0 VENTAS INC COM 92276F100 12 215 SH SOLE 215 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4461 25386 SH SOLE 25386 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2845 34184 SH SOLE 34184 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 19 198 SH SOLE 198 0 0 VANGUARD INDEX FDS REIT ETF 922908553 2200 29123 SH SOLE 29123 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 20 174 SH SOLE 174 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 850 8775 SH SOLE 8775 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1404 12033 SH SOLE 12033 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 215 2438 SH SOLE 2438 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 5465 54488 SH SOLE 54488 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1324 17251 SH SOLE 17251 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2492 23086 SH SOLE 23086 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 91 921 SH SOLE 921 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 172 3942 SH SOLE 3942 0 0 VERITIV CORP COM 923454102 106 2840 SH SOLE 2840 0 0 VISA INC COM CL A 92826C839 310 4454 SH SOLE 4454 0 0 VISHAY PRECISION GROUP INC COM 92835K103 5 410 SH SOLE 410 0 0 W P CAREY INC COM 92936U109 81 1397 SH SOLE 1397 0 0 WAL-MART STORES INC COM 931142103 8 122 SH SOLE 122 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 24 294 SH SOLE 294 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 128 5125 SH SOLE 5125 0 0 WELLS FARGO & CO NEW COM 949746101 416 8095 SH SOLE 8095 0 0 WELLTOWER INC COM 95040Q104 15 215 SH SOLE 215 0 0 WESTERN ASSET VAR RT STRG FD COM 957667108 14 904 SH SOLE 904 0 0 WESTERN GAS EQUITY PARTNERS COMUNT LTD PT 95825R103 311 7889 SH SOLE 7889 0 0 WHIRLPOOL CORP COM 963320106 15 100 SH SOLE 100 0 0 WHITEWAVE FOODS CO COM 966244105 88 2180 SH SOLE 2180 0 0 WILLIAMS COS INC DEL COM 969457100 613 16648 SH SOLE 16648 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 3177 99545 SH SOLE 99545 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 260 7298 SH SOLE 7298 0 0 WISDOMTREE TR LARGECAP DIVID 97717W307 132 1966 SH SOLE 1966 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 11 314 SH SOLE 314 0 0 WISDOMTREE TR DIV EX-FINL FD 97717W406 0 0 SH SOLE 0 0 0 WISDOMTREE TR MIDCAP DIVI FD 97717W505 192 2470 SH SOLE 2470 0 0 WISDOMTREE TR SMLCAP EARN FD 97717W562 69 937 SH SOLE 937 0 0 WISDOMTREE TR MDCP EARN FUND 97717W570 42 489 SH SOLE 489 0 0 WISDOMTREE TR EARNING 500 FD 97717W588 161 2459 SH SOLE 2459 0 0 WISDOMTREE TR SMALLCAP DIVID 97717W604 49 773 SH SOLE 773 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 49 893 SH SOLE 893 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 1072 20179 SH SOLE 20179 0 0 WISDOMTREE TR INTL LRGCAP DV 97717W794 45 1054 SH SOLE 1054 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 57 1298 SH SOLE 1298 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 55 1579 SH SOLE 1579 0 0 WPX ENERGY INC COM 98212B103 2 308 SH SOLE 308 0 0 XCEL ENERGY INC COM 98389B100 142 4000 SH SOLE 4000 0 0 YAHOO INC COM 984332106 3 100 SH SOLE 100 0 0 YODLEE INC COM 98600P201 6 350 SH SOLE 350 0 0 ZOETIS INC CL A 98978V103 366 8883 SH SOLE 8883 0 0 ZWEIG TOTAL RETURN FD INC COM NEW 989837208 20 1744 SH SOLE 1744 0 0 ABENGOA YIELD PLC ORD SHS G00349103 123 7443 SH SOLE 7443 0 0 ALLERGAN PLC SHS G0177J108 0 0 SH SOLE 0 0 0 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN G16249107 155 7220 SH SOLE 7220 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 4325 117612 SH SOLE 117612 0 0 C&J ENERGY SVCS LTD SHS G3164Q101 9 2548 SH SOLE 2548 0 0 MARKIT LTD SHS G58249106 4 150 SH SOLE 150 0 0 PROTHENA CORP PLC SHS G72800108 311 6868 SH SOLE 6868 0 0 PENTAIR PLC SHS G7S00T104 32 624 SH SOLE 624 0 0 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 35 2400 SH SOLE 2400 0 0