0001104659-19-036687.txt : 20190620
0001104659-19-036687.hdr.sgml : 20190620
20190620161306
ACCESSION NUMBER: 0001104659-19-036687
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190620
FILED AS OF DATE: 20190620
DATE AS OF CHANGE: 20190620
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hopkins Paul N
CENTRAL INDEX KEY: 0001653563
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36626
FILM NUMBER: 19908685
MAIL ADDRESS:
STREET 1: 32 ROSCO ROAD
CITY: LAKE OZARK
STATE: MO
ZIP: 65049
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smart & Final Stores, Inc.
CENTRAL INDEX KEY: 0001563407
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 800862253
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 600 CITADEL DRIVE
CITY: COMMERCE
STATE: CA
ZIP: 90040
BUSINESS PHONE: 323.869.7500
MAIL ADDRESS:
STREET 1: 600 CITADEL DRIVE
CITY: COMMERCE
STATE: CA
ZIP: 90040
FORMER COMPANY:
FORMER CONFORMED NAME: Smart & Final Stores
DATE OF NAME CHANGE: 20140616
FORMER COMPANY:
FORMER CONFORMED NAME: SF CC Holdings, Inc.
DATE OF NAME CHANGE: 20121130
4
1
a4.xml
4
X0306
4
2019-06-20
1
0001563407
Smart & Final Stores, Inc.
SFS
0001653563
Hopkins Paul N
C/O SMART & FINAL STORES, INC.
600 CITADEL DRIVE
COMMERCE
CA
90040
1
0
0
0
Common stock (par value $0.001)
2019-06-20
4
D
0
26447
6.50
D
0
D
Common stock (par value $0.001)
2019-06-20
4
D
0
2031
6.50
D
0
D
Pursuant to an agreement and plan of merger (the "Merger Agreement") by and among First Street Parent, Inc. a Delaware corporation ("Parent"), First Street Merger Sub, Inc. Delaware corporation and a wholly owned subsidiary of Parent ("Purchaser") and issuer, on June 20, 2019 the 26,447 disposed shares were canceled and converted into the right to receive an amount in cash equal to $6.50 per Company share, net to seller in cash, without interest, subject to any applicable withholding taxes.
Pursuant to the Merger Agreement, on June 20, 2019 the 2,031 disposed shares of restricted stock were canceled and converted into the right to receive an amount in cash equal to $6.50 per Company share, net to seller in cash, without interest, subject to any applicable withholding taxes, with 50% of such cash payment payable effective at the time of the merger, and unless otherwise agreed by Mr. Hopkins and Parent, the remaining 50% of such cash payment payable when such shares of restricted stock would have vested.
/s/ Leland P. Smith, by power of attorney
2019-06-20