0001104659-15-054402.txt : 20150729
0001104659-15-054402.hdr.sgml : 20150729
20150729171544
ACCESSION NUMBER: 0001104659-15-054402
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150727
FILED AS OF DATE: 20150729
DATE AS OF CHANGE: 20150729
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smart & Final Stores, Inc.
CENTRAL INDEX KEY: 0001563407
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 800862253
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 600 CITADEL DRIVE
CITY: COMMERCE
STATE: CA
ZIP: 90040
BUSINESS PHONE: 323.869.7500
MAIL ADDRESS:
STREET 1: 600 CITADEL DRIVE
CITY: COMMERCE
STATE: CA
ZIP: 90040
FORMER COMPANY:
FORMER CONFORMED NAME: Smart & Final Stores
DATE OF NAME CHANGE: 20140616
FORMER COMPANY:
FORMER CONFORMED NAME: SF CC Holdings, Inc.
DATE OF NAME CHANGE: 20121130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Drew Scott R.
CENTRAL INDEX KEY: 0001613937
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36626
FILM NUMBER: 151013607
MAIL ADDRESS:
STREET 1: 600 CITADEL DRIVE
CITY: COMMERCE
STATE: CA
ZIP: 90040
4
1
a4.xml
4
X0306
4
2015-07-27
0
0001563407
Smart & Final Stores, Inc.
SFS
0001613937
Drew Scott R.
600 CITADEL DRIVE
COMMERCE
CA
90040
0
1
0
0
EVP, Operations, Smart & Final
common stock, par value $0.001
2015-07-27
4
A
0
6127
0
A
9127
D
Stock Option (right to buy)
16.32
2015-07-27
4
A
0
15000
0
A
2025-07-27
common stock
15000
15000
D
Represents a grant of restricted stock. The restrictions with respect to 2,042 shares of the restricted stock lapse on July 27, 2016, the restrictions with respect to 2,043 shares of the restricted stock lapse on July 27, 2017 and the restrictions with respect to 2,042 shares of the restricted stock lapse on July 27, 2018.
The option vests in four equal installments on July 27, 2016, 2017, 2018 and 2019.
/s/ Christopher D. Ahn, by power of attorney
2015-07-29