0001104659-15-054402.txt : 20150729 0001104659-15-054402.hdr.sgml : 20150729 20150729171544 ACCESSION NUMBER: 0001104659-15-054402 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150727 FILED AS OF DATE: 20150729 DATE AS OF CHANGE: 20150729 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Smart & Final Stores, Inc. CENTRAL INDEX KEY: 0001563407 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 800862253 STATE OF INCORPORATION: CA FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 323.869.7500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: Smart & Final Stores DATE OF NAME CHANGE: 20140616 FORMER COMPANY: FORMER CONFORMED NAME: SF CC Holdings, Inc. DATE OF NAME CHANGE: 20121130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Drew Scott R. CENTRAL INDEX KEY: 0001613937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36626 FILM NUMBER: 151013607 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: COMMERCE STATE: CA ZIP: 90040 4 1 a4.xml 4 X0306 4 2015-07-27 0 0001563407 Smart & Final Stores, Inc. SFS 0001613937 Drew Scott R. 600 CITADEL DRIVE COMMERCE CA 90040 0 1 0 0 EVP, Operations, Smart & Final common stock, par value $0.001 2015-07-27 4 A 0 6127 0 A 9127 D Stock Option (right to buy) 16.32 2015-07-27 4 A 0 15000 0 A 2025-07-27 common stock 15000 15000 D Represents a grant of restricted stock. The restrictions with respect to 2,042 shares of the restricted stock lapse on July 27, 2016, the restrictions with respect to 2,043 shares of the restricted stock lapse on July 27, 2017 and the restrictions with respect to 2,042 shares of the restricted stock lapse on July 27, 2018. The option vests in four equal installments on July 27, 2016, 2017, 2018 and 2019. /s/ Christopher D. Ahn, by power of attorney 2015-07-29