0001104659-14-068344.txt : 20140925
0001104659-14-068344.hdr.sgml : 20140925
20140925182813
ACCESSION NUMBER: 0001104659-14-068344
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140923
FILED AS OF DATE: 20140925
DATE AS OF CHANGE: 20140925
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smart & Final Stores, Inc.
CENTRAL INDEX KEY: 0001563407
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 800862253
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 600 CITADEL DRIVE
CITY: COMMERCE
STATE: CA
ZIP: 90040
BUSINESS PHONE: 323.869.7500
MAIL ADDRESS:
STREET 1: 600 CITADEL DRIVE
CITY: COMMERCE
STATE: CA
ZIP: 90040
FORMER COMPANY:
FORMER CONFORMED NAME: Smart & Final Stores
DATE OF NAME CHANGE: 20140616
FORMER COMPANY:
FORMER CONFORMED NAME: SF CC Holdings, Inc.
DATE OF NAME CHANGE: 20121130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Drew Scott R.
CENTRAL INDEX KEY: 0001613937
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36626
FILM NUMBER: 141121595
MAIL ADDRESS:
STREET 1: 600 CITADEL DRIVE
CITY: COMMERCE
STATE: CA
ZIP: 90040
4
1
a4.xml
4
X0306
4
2014-09-23
0
0001563407
Smart & Final Stores, Inc.
SFS
0001613937
Drew Scott R.
600 CITADEL DRIVE
COMMERCE
CA
90040
0
1
0
0
SVP, Store Ops, Smart & Final
common stock, par value $0.001
2014-09-23
4
P
0
3000
12.00
A
3000
D
Stock Option (right to buy) (1)
12.00
2014-09-23
4
A
0
83333
0
A
2024-09-23
common stock
83333
83333
D
The option vests in five equal installments on September 23, 2015, 2016, 2017, 2018 and 2019.
/s/ Phillipa M. Bond, by power of attorney
2014-09-25