0001104659-14-068344.txt : 20140925 0001104659-14-068344.hdr.sgml : 20140925 20140925182813 ACCESSION NUMBER: 0001104659-14-068344 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140923 FILED AS OF DATE: 20140925 DATE AS OF CHANGE: 20140925 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Smart & Final Stores, Inc. CENTRAL INDEX KEY: 0001563407 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 800862253 STATE OF INCORPORATION: CA FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 323.869.7500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: Smart & Final Stores DATE OF NAME CHANGE: 20140616 FORMER COMPANY: FORMER CONFORMED NAME: SF CC Holdings, Inc. DATE OF NAME CHANGE: 20121130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Drew Scott R. CENTRAL INDEX KEY: 0001613937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36626 FILM NUMBER: 141121595 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: COMMERCE STATE: CA ZIP: 90040 4 1 a4.xml 4 X0306 4 2014-09-23 0 0001563407 Smart & Final Stores, Inc. SFS 0001613937 Drew Scott R. 600 CITADEL DRIVE COMMERCE CA 90040 0 1 0 0 SVP, Store Ops, Smart & Final common stock, par value $0.001 2014-09-23 4 P 0 3000 12.00 A 3000 D Stock Option (right to buy) (1) 12.00 2014-09-23 4 A 0 83333 0 A 2024-09-23 common stock 83333 83333 D The option vests in five equal installments on September 23, 2015, 2016, 2017, 2018 and 2019. /s/ Phillipa M. Bond, by power of attorney 2014-09-25