X0306 4 2014-09-23 0 0001563407 Smart & Final Stores, Inc. SFS 0001216466 WHYNOT JEFFREY D 600 CITADEL DRIVE COMMERCE CA 90040 0 1 0 0 SVP, Human Resources common stock, par value $0.001 2014-09-23 4 P 0 7500 12.00 A 131000 D common stock, par value $0.001 2014-09-23 4 P 0 2300 12.00 A 2300 I By Son common stock, par value $0.001 2014-09-23 4 P 0 1700 12.00 A 1700 I By Daughter Stock Option (right to buy) 12.00 2014-09-23 4 A 0 55556 0 A 2024-09-23 common stock 55556 55556 D The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. The option vests in five equal installments on September 23, 2015, 2016, 2017, 2018 and 2019. /s/ Phillipa M. Bond, by power of attorney 2014-09-25