0001563274-14-000001.txt : 20140113
0001563274-14-000001.hdr.sgml : 20140113
20140113160250
ACCESSION NUMBER: 0001563274-14-000001
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20140113
DATE AS OF CHANGE: 20140113
EFFECTIVENESS DATE: 20140113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carlyle Asia Partners IV, L.P.
CENTRAL INDEX KEY: 0001563274
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-187668
FILM NUMBER: 14524517
BUSINESS ADDRESS:
STREET 1: 1001 PENNSYLVANIA AVENUE, NW
STREET 2: SUITE 220
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: 202-347-2626
MAIL ADDRESS:
STREET 1: 1001 PENNSYLVANIA AVENUE, NW
STREET 2: SUITE 220
CITY: WASHINGTON
STATE: DC
ZIP: 20004
D/A
1
primary_doc.xml
X0707
D/A
LIVE
0001563274
Carlyle Asia Partners IV, L.P.
1001 PENNSYLVANIA AVENUE, NW
SUITE 220
WASHINGTON
DC
DISTRICT OF COLUMBIA
20004
202-347-2626
CAYMAN ISLANDS
None
None
Limited Partnership
true
2012
n/a
CAP IV General Partner, L.P.
Walkers Corporate Services Limited
Walker House, 87 Mary St, George Town
Grand Cayman
E9
CAYMAN ISLANDS
KY1-9005
Promoter
General Partner of the Issuer (the "GP")
n/a
CAP IV, L.L.C.
1001 Pennsylvania Avenue, N.W.
Suite 220 South
Washington
DC
DISTRICT OF COLUMBIA
20004
Promoter
General Partner of the GP
Daniel
A.
D'Aniello
1001 Pennsylvania Avenue, NW
Suite 220 South
Washington
DC
DISTRICT OF COLUMBIA
20004-2505
Executive Officer
Managing Director of the General Partner of the GP
William
E.
Conway, Jr.
1001 Pennsylvania Avenue, NW
Suite 220 South
Washington
DC
DISTRICT OF COLUMBIA
20004-2505
Executive Officer
Managing Director of the General Partner of the GP
David
M.
Rubenstein
1001 Pennsylvania Avenue, NW
Suite 220 South
Washington
DC
DISTRICT OF COLUMBIA
20004-2505
Executive Officer
Managing Director of the General Partner of the GP
Thomas
Mayrhofer
1001 Pennsylvania Avenue, NW
Suite 220 South
Washington
DC
DISTRICT OF COLUMBIA
20004-2505
Executive Officer
Managing Director of the General Partner of the GP
David
Pearson
1001 Pennsylvania Avenue, NW
Suite 220 South
Washington
DC
DISTRICT OF COLUMBIA
20004-2505
Executive Officer
Managing Director of the General Partner of the GP
Pooled Investment Fund
Private Equity Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.7
true
0001563274-13-000001
2012-11-30
true
true
true
Limited Partnership Interests
false
0
TCG Securities, L.L.C.
154788
TCG Securities, L.L.C.
154788
1001 Pennsylvania Avenue, NW
Suite 220 South
Washington
DC
DISTRICT OF COLUMBIA
20004-2505
All States
true
UBS AG
None
UBS Financial Services Inc.
8174
24 Union Street
St. Helier
Y9
JERSEY
JE4 8UJ
true
Goldman Sachs (Asia) L.L.C.
None
Goldman, Sachs & Co.
361
200 West Street
New York
NY
NEW YORK
10182
All States
true
Avalon Wealth Management LLC
162745
Avalon Wealth Management LLC
162745
717 Texas Avenue, Suite 3000
Houston
TX
TEXAS
77002
FL
FLORIDA
OH
OHIO
TX
TEXAS
false
UBS Financial Services Inc.
8174
UBS Financial Services Inc.
8174
1200 Harbor Boulevard
Weehawken
NJ
NEW JERSEY
07086
All States
false
Morgan Stanley Smith Barney LLC
149777
Morgan Stanley Smith Barney LLC
149777
2000 Westchester Avenue
Purchase
NY
NEW YORK
10577-2530
All States
false
Commerce Street Capital, LLC
143797
Commerce Street Capital, LLC
143797
1445 Ross Avenue
Suite 2700
Dallas
TX
TEXAS
75202
All States
false
Indefinite
1577995000
Indefinite
false
77
15345080
true
0
Employees of affiliate of GP ("Carlyle") involved in the placement of Fund interests receive compensation in part based on the amount of capital raised for the Fund; such compensation is borne by Carlyle and not by the Fund's investors.
0
false
Carlyle Asia Partners IV, L.P.
/s/ David Pearson
David Pearson
Managing Director of the General Partner of the GP
2014-01-13