0001563274-14-000001.txt : 20140113 0001563274-14-000001.hdr.sgml : 20140113 20140113160250 ACCESSION NUMBER: 0001563274-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140113 DATE AS OF CHANGE: 20140113 EFFECTIVENESS DATE: 20140113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle Asia Partners IV, L.P. CENTRAL INDEX KEY: 0001563274 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-187668 FILM NUMBER: 14524517 BUSINESS ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, NW STREET 2: SUITE 220 CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202-347-2626 MAIL ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, NW STREET 2: SUITE 220 CITY: WASHINGTON STATE: DC ZIP: 20004 D/A 1 primary_doc.xml X0707 D/A LIVE 0001563274 Carlyle Asia Partners IV, L.P. 1001 PENNSYLVANIA AVENUE, NW SUITE 220 WASHINGTON DC DISTRICT OF COLUMBIA 20004 202-347-2626 CAYMAN ISLANDS None None Limited Partnership true 2012 n/a CAP IV General Partner, L.P. Walkers Corporate Services Limited Walker House, 87 Mary St, George Town Grand Cayman E9 CAYMAN ISLANDS KY1-9005 Promoter General Partner of the Issuer (the "GP") n/a CAP IV, L.L.C. 1001 Pennsylvania Avenue, N.W. Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004 Promoter General Partner of the GP Daniel A. D'Aniello 1001 Pennsylvania Avenue, NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004-2505 Executive Officer Managing Director of the General Partner of the GP William E. Conway, Jr. 1001 Pennsylvania Avenue, NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004-2505 Executive Officer Managing Director of the General Partner of the GP David M. Rubenstein 1001 Pennsylvania Avenue, NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004-2505 Executive Officer Managing Director of the General Partner of the GP Thomas Mayrhofer 1001 Pennsylvania Avenue, NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004-2505 Executive Officer Managing Director of the General Partner of the GP David Pearson 1001 Pennsylvania Avenue, NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004-2505 Executive Officer Managing Director of the General Partner of the GP Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 true 0001563274-13-000001 2012-11-30 true true true Limited Partnership Interests false 0 TCG Securities, L.L.C. 154788 TCG Securities, L.L.C. 154788 1001 Pennsylvania Avenue, NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004-2505 All States true UBS AG None UBS Financial Services Inc. 8174 24 Union Street St. Helier Y9 JERSEY JE4 8UJ true Goldman Sachs (Asia) L.L.C. None Goldman, Sachs & Co. 361 200 West Street New York NY NEW YORK 10182 All States true Avalon Wealth Management LLC 162745 Avalon Wealth Management LLC 162745 717 Texas Avenue, Suite 3000 Houston TX TEXAS 77002 FL FLORIDA OH OHIO TX TEXAS false UBS Financial Services Inc. 8174 UBS Financial Services Inc. 8174 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false Morgan Stanley Smith Barney LLC 149777 Morgan Stanley Smith Barney LLC 149777 2000 Westchester Avenue Purchase NY NEW YORK 10577-2530 All States false Commerce Street Capital, LLC 143797 Commerce Street Capital, LLC 143797 1445 Ross Avenue Suite 2700 Dallas TX TEXAS 75202 All States false Indefinite 1577995000 Indefinite false 77 15345080 true 0 Employees of affiliate of GP ("Carlyle") involved in the placement of Fund interests receive compensation in part based on the amount of capital raised for the Fund; such compensation is borne by Carlyle and not by the Fund's investors. 0 false Carlyle Asia Partners IV, L.P. /s/ David Pearson David Pearson Managing Director of the General Partner of the GP 2014-01-13