0001563190-24-000061.txt : 20240404 0001563190-24-000061.hdr.sgml : 20240404 20240404162046 ACCESSION NUMBER: 0001563190-24-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240402 FILED AS OF DATE: 20240404 DATE AS OF CHANGE: 20240404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wahlers Scott R. CENTRAL INDEX KEY: 0001847171 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40291 FILM NUMBER: 24823380 MAIL ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Compass, Inc. CENTRAL INDEX KEY: 0001563190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] ORGANIZATION NAME: 06 Technology IRS NUMBER: 300751604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 FIFTH AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 212-913-9058 MAIL ADDRESS: STREET 1: 110 FIFTH AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10011 FORMER COMPANY: FORMER CONFORMED NAME: Urban Compass, Inc. DATE OF NAME CHANGE: 20121128 4 1 wk-form4_1712262036.xml FORM 4 X0508 4 2024-04-02 0 0001563190 Compass, Inc. COMP 0001847171 Wahlers Scott R. C/O COMPASS, INC. 110 FIFTH AVENUE, 4TH FLOOR NEW YORK NY 10011 0 1 0 0 Chief Accounting Officer 0 Class A Common Stock 2024-04-02 4 M 0 101570 0 A 489388 D Class A Common Stock 2024-04-02 4 F 0 51853 3.56 D 437535 D Restricted Stock Unit (RSU) 2024-04-02 4 M 0 2700 0 D Class A Common Stock 2700 18910 D Restricted Stock Unit (RSU) 2024-04-02 4 M 0 4224 0 D Class A Common Stock 4224 0 D Restricted Stock Unit (RSU) 2024-04-02 4 M 0 3379 0 D Class A Common Stock 3379 0 D Restricted Stock Unit (RSU) 2024-04-02 4 M 0 91267 0 D Class A Common Stock 91267 273803 D Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. The RSU award vests as to 25% of the total shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. /s/ Bradley K. Serwin, as attorney-in-fact 2024-04-04