0001209191-21-069077.txt : 20211210 0001209191-21-069077.hdr.sgml : 20211210 20211210164610 ACCESSION NUMBER: 0001209191-21-069077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211208 FILED AS OF DATE: 20211210 DATE AS OF CHANGE: 20211210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lehman Robert S. CENTRAL INDEX KEY: 0001847370 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40291 FILM NUMBER: 211485964 MAIL ADDRESS: STREET 1: C/O COMPASS, INC. STREET 2: 90 5TH AVE, 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Compass, Inc. CENTRAL INDEX KEY: 0001563190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 300751604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 917-841-5555 MAIL ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: Urban Compass, Inc. DATE OF NAME CHANGE: 20121128 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-08 0 0001563190 Compass, Inc. COMP 0001847370 Lehman Robert S. C/O COMPASS, INC. 90 5TH AVENUE, 3RD FLOOR NYC NY 10011 0 1 0 0 Chief Business Officer Class A Common Stock 2021-12-08 4 M 0 8110 0.80 A 339471 D Class A Common Stock 2021-12-08 4 S 0 8110 11.00 D 331361 D Stock Option (right to buy Class A Common Stock) 0.80 2021-12-08 4 M 0 3600 0.00 D 2025-02-24 Class A Common Stock 3600 529470 D Stock Option (right to buy Class A Common Stock) 0.80 2021-12-08 4 M 0 4510 0.00 D 2024-12-17 Class A Common Stock 4510 84460 D Sale pursuant to a 10(b)5-1 plan adopted by the reporting person on September 7, 2021. The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.00 to $11.01 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The option is fully vested and exercisable. /s/ Bradley K. Serwin, as attorney-in-fact 2021-12-10