0001209191-21-068411.txt : 20211207 0001209191-21-068411.hdr.sgml : 20211207 20211207183744 ACCESSION NUMBER: 0001209191-21-068411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211203 FILED AS OF DATE: 20211207 DATE AS OF CHANGE: 20211207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lehman Robert S. CENTRAL INDEX KEY: 0001847370 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40291 FILM NUMBER: 211477187 MAIL ADDRESS: STREET 1: C/O COMPASS, INC. STREET 2: 90 5TH AVE, 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Compass, Inc. CENTRAL INDEX KEY: 0001563190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 300751604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 917-841-5555 MAIL ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: Urban Compass, Inc. DATE OF NAME CHANGE: 20121128 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-03 0 0001563190 Compass, Inc. COMP 0001847370 Lehman Robert S. C/O COMPASS, INC. 90 5TH AVENUE, 3RD FLOOR NYC NY 10011 0 1 0 0 Chief Business Officer Class A Common Stock 2021-12-03 4 M 0 6750 0.00 A 335235 D Class A Common Stock 2021-12-03 4 F 0 3874 9.23 D 331361 D Restricted Stock Unit (RSU) 2021-12-03 4 M 0 6750 0.00 D Class A Common Stock 6750 168810 D Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. /s/ Bradley K. Serwin, as attorney-in-fact 2021-12-07