0001225208-17-003104.txt : 20170214
0001225208-17-003104.hdr.sgml : 20170214
20170214130154
ACCESSION NUMBER: 0001225208-17-003104
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170213
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goldfarb Mark A
CENTRAL INDEX KEY: 0001562215
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 17606139
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2017-02-13
0000316709
SCHWAB CHARLES CORP
SCHW
0001562215
Goldfarb Mark A
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
Common Stock
2017-02-13
4
M
0
14345.0000
19.2100
A
35492.0000
D
Common Stock
2017-02-13
4
M
0
1343.0000
13.6700
A
36835.0000
D
Common Stock
2017-02-13
4
S
0
15688.0000
40.9375
D
21147.0000
D
Nonqualified Stock Option (right to buy)
19.2100
2017-02-13
4
M
0
14345.0000
0.0000
D
2023-05-20
Common Stock
14345.0000
0.0000
D
Nonqualified Stock Option (right to buy)
13.6700
2017-02-13
4
M
0
1343.0000
0.0000
D
2022-12-12
Common Stock
1343.0000
0.0000
D
This transaction was executed in multiple trades at prices ranging from $40.86 to $40.98. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The date first exercisable is 5/20/14.
The date first exercisable is 12/12/13.
R. Scott McMillen, Attorney-in-fact
2017-02-14