0001094891-17-000233.txt : 20170907 0001094891-17-000233.hdr.sgml : 20170907 20170907161637 ACCESSION NUMBER: 0001094891-17-000233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170905 FILED AS OF DATE: 20170907 DATE AS OF CHANGE: 20170907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ramguard LLC CENTRAL INDEX KEY: 0001634131 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35848 FILM NUMBER: 171074066 BUSINESS ADDRESS: STREET 1: 1515 ORMSBY STATION COURT CITY: LOUISVILLE STATE: KY ZIP: 40223 BUSINESS PHONE: 502-245-6220 MAIL ADDRESS: STREET 1: 706 JEFFERSON STREET CITY: TELL CITY STATE: IN ZIP: 47586 FORMER NAME: FORMER CONFORMED NAME: d.Quant Special Opportunities Fund, LP DATE OF NAME CHANGE: 20150217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAIS Group Holdings, Inc. CENTRAL INDEX KEY: 0001562214 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 461314400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO BRIDGE AVENUE STREET 2: SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701-1106 BUSINESS PHONE: (732) 978-7518 MAIL ADDRESS: STREET 1: TWO BRIDGE AVENUE STREET 2: SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701-1106 FORMER COMPANY: FORMER CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20130214 FORMER COMPANY: FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20121114 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-09-05 0001562214 ZAIS Group Holdings, Inc. ZAIS 0001634131 Ramguard LLC 1515 ORMSBY STATION COURT LOUISVILLE KY 40223 0 0 1 0 Class A Common Stock 2017-09-05 4 S 0 6500000 4.00 D 2707056 D /s/ Neil P. Ramsey 2017-09-07