0001094891-17-000232.txt : 20170907 0001094891-17-000232.hdr.sgml : 20170907 20170907160801 ACCESSION NUMBER: 0001094891-17-000232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170905 FILED AS OF DATE: 20170907 DATE AS OF CHANGE: 20170907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ramsey Neil P. CENTRAL INDEX KEY: 0001634160 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35848 FILM NUMBER: 171074000 MAIL ADDRESS: STREET 1: 1515 ORMSBY STATION COURT CITY: LOUISVILLE STATE: KY ZIP: 40223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAIS Group Holdings, Inc. CENTRAL INDEX KEY: 0001562214 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 461314400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO BRIDGE AVENUE STREET 2: SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701-1106 BUSINESS PHONE: (732) 978-7518 MAIL ADDRESS: STREET 1: TWO BRIDGE AVENUE STREET 2: SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701-1106 FORMER COMPANY: FORMER CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20130214 FORMER COMPANY: FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20121114 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-09-05 0001562214 ZAIS Group Holdings, Inc. ZAIS 0001634160 Ramsey Neil P. 1515 ORMSBY STATION COURT LOUISVILLE KY 40223 0 0 1 0 Class A Common Stock 2017-09-05 4 S 0 6500000 4.00 D 2707056 I By Ramguard LLC Class A Common Stock 378231 I By NAR Special Global, LLC The reporting person is the manager of Ramguard LLC, which holds these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities in excess of such interest for purposes of Section 16 or for any other purpose. The reporting person is the managing member of NAR Special Global, LLC, which holds these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities in excess of such interest for purposes of Section 16 or for any other purpose. /s/ Neil P. Ramsey 2017-09-07