N-PX 1 t1401412_811-22789.htm FORM N-PX

UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number

811-22789

AIP Series Trust-AIP Dynamic Alternative Strategies Fund

(Exact name of registrant as specified in charter)

100 Front Street, Suite 400, West Conshohocken, PA		19428
(Address of principal executive offices)		(Zip code)

Joseph Benedetti, Esq.

Managing Director

Alternative Investment Partners

100 Front Street

Suite 400

West Conshohocken, PA 19428

(Name and address of agent for service)

Registrant's telephone number, including area code:

800-548-7786

Date of fiscal year end:

3/31

Date of reporting period:

7/1/13 – 6/30/14

FORM N-PX

ICA File Number: 811-22789

Registrant Name: AIP Series Trust

Reporting Period: 07/01/2013 - 06/30/2014

AIP DYNAMIC ALT STRAT FUND


8X8, INC. Meeting Date: JUL 25, 2013 Record Date: JUN 12, 2013 Meeting Type: ANNUAL
Ticker: EGHT Security ID: 282914100
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Guy L. Hecker, Jr.	Management	For	For
1.2	Elect Director Bryan R. Martin	Management	For	For
1.3	Elect Director Mansour Salame	Management	For	For
1.4	Elect Director Eric Salzman	Management	For	For
1.5	Elect Director Vikram Verma	Management	For	For
2	Ratify Auditors	Management	For	For


ACTUANT CORPORATION Meeting Date: JAN 14, 2014 Record Date: NOV 15, 2013 Meeting Type: ANNUAL
Ticker: ATU Security ID: 00508X203
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Robert C. Arzbaecher	Management	For	For
1.2	Elect Director Gurminder S. Bedi	Management	For	For
1.3	Elect Director Thomas J. Fischer	Management	For	For
1.4	Elect Director Mark E. Goldstein	Management	For	For
1.5	Elect Director William K. Hall	Management	For	For
1.6	Elect Director R. Alan Hunter, Jr.	Management	For	For
1.7	Elect Director Robert A. Peterson	Management	For	For
1.8	Elect Director Holly A. Van Deursen	Management	For	For
1.9	Elect Director Dennis K. Williams	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For


AGL RESOURCES INC. Meeting Date: APR 29, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL
Ticker: GAS Security ID: 001204106
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Sandra N. Bane	Management	For	For
1.2	Elect Director Thomas D. Bell, Jr.	Management	For	For
1.3	Elect Director Norman R. Bobins	Management	For	For
1.4	Elect Director Charles R. Crisp	Management	For	For
1.5	Elect Director Brenda J. Gaines	Management	For	For
1.6	Elect Director Arthur E. Johnson	Management	For	For
1.7	Elect Director Wyck A. Knox, Jr.	Management	For	For
1.8	Elect Director Dennis M. Love	Management	For	For
1.9	Elect Director Dean R. O'Hare	Management	For	For
1.10	Elect Director Armando J. Olivera	Management	For	For
1.11	Elect Director John E. Rau	Management	For	For
1.12	Elect Director James A. Rubright	Management	For	For
1.13	Elect Director John W. Somerhalder, II	Management	For	For
1.14	Elect Director Bettina M. Whyte	Management	For	For
1.15	Elect Director Henry C. Wolf	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Amend Nonqualified Employee Stock Purchase Plan	Management	For	For
5	Amend EEO Policy to Prohibit Discrimination based on Gender Identity	Shareholder	Against	For
6	Require a Majority Vote for the Election of Directors	Shareholder	Against	For


AKAMAI TECHNOLOGIES, INC. Meeting Date: MAY 14, 2014 Record Date: MAR 26, 2014 Meeting Type: ANNUAL
Ticker: AKAM Security ID: 00971T101
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Monte Ford	Management	For	For
1.2	Elect Director Frederic Salerno	Management	For	Against
1.3	Elect Director Steven Scopellite	Management	For	For
1.4	Elect Director Bernardus Verwaayen	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For
4	Declassify the Board of Directors	Shareholder	None	For


AMAZON.COM, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL
Ticker: AMZN Security ID: 023135106
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director Jeffrey P. Bezos	Management	For	For
1b	Elect Director Tom A. Alberg	Management	For	For
1c	Elect Director John Seely Brown	Management	For	For
1d	Elect Director William B. Gordon	Management	For	For
1e	Elect Director Jamie S. Gorelick	Management	For	For
1f	Elect Director Alain Monie	Management	For	For
1g	Elect Director Jonathan J. Rubinstein	Management	For	For
1h	Elect Director Thomas O. Ryder	Management	For	For
1i	Elect Director Patricia Q. Stonesifer	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Report on Political Contributions	Shareholder	Against	For


AMERICAN CAPITAL, LTD. Meeting Date: APR 25, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL
Ticker: ACAS Security ID: 02503Y103
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Mary C. Baskin	Management	For	For
1.2	Elect Director Neil M. Hahl	Management	For	For
1.3	Elect Director Philip R. Harper	Management	For	For
1.4	Elect Director Stan Lundine	Management	For	For
1.5	Elect Director Susan K. Nestegard	Management	For	For
1.6	Elect Director Kenneth D. Peterson, Jr.	Management	For	For
1.7	Elect Director Alvin N. Puryear	Management	For	For
1.8	Elect Director Malon Wilkus	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For


AMERICAN STATES WATER COMPANY Meeting Date: MAY 20, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL
Ticker: AWR Security ID: 029899101
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director John R. Fielder	Management	For	For
1.2	Elect Director James F. McNulty	Management	For	For
1.3	Elect Director Janice F. Wilkins	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For


AMERICAN TOWER CORPORATION Meeting Date: MAY 20, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL
Ticker: AMT Security ID: 03027X100
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director Raymond P. Dolan	Management	For	For
1b	Elect Director Ronald M. Dykes	Management	For	For
1c	Elect Director Carolyn F. Katz	Management	For	For
1d	Elect Director Gustavo Lara Cantu	Management	For	For
1e	Elect Director JoAnn A. Reed	Management	For	For
1f	Elect Director Pamela D.A. Reeve	Management	For	For
1g	Elect Director David E. Sharbutt	Management	For	For
1h	Elect Director James D. Taiclet, Jr.	Management	For	For
1i	Elect Director Samme L. Thompson	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For


AMERICAN WATER WORKS COMPANY, INC. Meeting Date: MAY 09, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL
Ticker: AWK Security ID: 030420103
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director Julie A. Dobson	Management	For	For
1b	Elect Director Paul J. Evanson	Management	For	For
1c	Elect Director Martha Clark Goss	Management	For	For
1d	Elect Director Richard R. Grigg	Management	For	For
1e	Elect Director Julia L. Johnson	Management	For	For
1f	Elect Director George MacKenzie	Management	For	For
1g	Elect Director William J. Marrazzo	Management	For	For
1h	Elect Director Susan N. Story	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For


ANADARKO PETROLEUM CORPORATION Meeting Date: MAY 13, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL
Ticker: APC Security ID: 032511107
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director Anthony R. Chase	Management	For	For
1b	Elect Director Kevin P. Chilton	Management	For	For
1c	Elect Director H. Paulett Eberhart	Management	For	For
1d	Elect Director Peter J. Fluor	Management	For	For
1e	Elect Director Richard L. George	Management	For	For
1f	Elect Director Charles W. Goodyear	Management	For	For
1g	Elect Director John R. Gordon	Management	For	For
1h	Elect Director Eric D. Mullins	Management	For	For
1i	Elect Director R. A. Walker	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	Against
4	Report on Political Contributions	Shareholder	Against	For
5	Report on Financial Risks of Climate Change	Shareholder	Against	For


APOLLO INVESTMENT CORPORATION Meeting Date: AUG 06, 2013 Record Date: JUN 12, 2013 Meeting Type: ANNUAL
Ticker: AINV Security ID: 03761U106
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Elliot Stein, Jr.	Management	For	For
1.2	Elect Director Bradley J. Wechsler	Management	For	For
2	Ratify Auditors	Management	For	For


APOLLO INVESTMENT CORPORATION Meeting Date: AUG 06, 2013 Record Date: JUN 12, 2013 Meeting Type: SPECIAL
Ticker: AINV Security ID: 03761U106
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1	Approve Issuance of Shares Below Net Asset Value (NAV)	Management	For	For


APPLE INC. Meeting Date: FEB 28, 2014 Record Date: DEC 30, 2013 Meeting Type: ANNUAL
Ticker: AAPL Security ID: 037833100
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director William Campbell	Management	For	For
1.2	Elect Director Timothy Cook	Management	For	For
1.3	Elect Director Millard Drexler	Management	For	For
1.4	Elect Director Al Gore	Management	For	For
1.5	Elect Director Robert Iger	Management	For	For
1.6	Elect Director Andrea Jung	Management	For	For
1.7	Elect Director Arthur Levinson	Management	For	For
1.8	Elect Director Ronald Sugar	Management	For	For
2	Adopt Majority Voting for Uncontested Election of Directors	Management	For	For
3	Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock	Management	For	For
4	Establish a Par Value for Common Stock	Management	For	For
5	Ratify Auditors	Management	For	For
6	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
7	Approve Omnibus Stock Plan	Management	For	For
8	Establish Board Committee on Human Rights	Shareholder	Against	Against
9	Report on Trade Associations and Organizations that Promote Sustainability Practices	Shareholder	Against	Against
10	Advisory Vote to Increase Capital Repurchase Program	Shareholder	Against	Against
11	Proxy Access	Shareholder	Against	Against


AQUA AMERICA, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL
Ticker: WTR Security ID: 03836W103
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Nicholas DeBenedictis	Management	For	For
1.2	Elect Director Michael L. Browne	Management	For	For
1.3	Elect Director Richard H. Glanton	Management	For	For
1.4	Elect Director Lon R. Greenberg	Management	For	For
1.5	Elect Director William P. Hankowsky	Management	For	For
1.6	Elect Director Wendell F. Holland	Management	For	For
1.7	Elect Director Ellen T. Ruff	Management	For	For
1.8	Elect Director Andrew J. Sordoni, III	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Amend Omnibus Stock Plan	Management	For	For
5	Adopt Policy on Human Right to Water	Shareholder	Against	Against
6	Require Independent Board Chairman	Shareholder	Against	For


ARES CAPITAL CORPORATION Meeting Date: JUN 02, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL
Ticker: ARCC Security ID: 04010L103
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Michael J. Arougheti	Management	For	For
1.2	Elect Director Ann Torre Bates	Management	For	For
1.3	Elect Director Steven B. McKeever	Management	For	For
2	Ratify Auditors	Management	For	For
3	Approve Issuance of Shares Below Net Asset Value (NAV)	Management	For	For


ARUBA NETWORKS, INC. Meeting Date: DEC 05, 2013 Record Date: OCT 15, 2013 Meeting Type: ANNUAL
Ticker: ARUN Security ID: 043176106
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Dominic P. Orr	Management	For	For
1.2	Elect Director Keerti Melkote	Management	For	For
1.3	Elect Director Bernard Guidon	Management	For	For
1.4	Elect Director Emmanuel Hernandez	Management	For	For
1.5	Elect Director Michael R. Kourey	Management	For	For
1.6	Elect Director Willem P. Roelandts	Management	For	For
1.7	Elect Director Juergen Rottler	Management	For	For
1.8	Elect Director Daniel Warmenhoven	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For


ATMOS ENERGY CORPORATION Meeting Date: FEB 05, 2014 Record Date: DEC 10, 2013 Meeting Type: ANNUAL
Ticker: ATO Security ID: 049560105
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director Robert W. Best	Management	For	For
1b	Elect Director Kim R. Cocklin	Management	For	For
1c	Elect Director Richard W. Douglas	Management	For	For
1d	Elect Director Ruben E. Esquivel	Management	For	For
1e	Elect Director Richard K. Gordon	Management	For	For
1f	Elect Director Robert C. Grable	Management	For	For
1g	Elect Director Thomas C. Meredith	Management	For	For
1h	Elect Director Nancy K. Quinn	Management	For	For
1i	Elect Director Richard A. Sampson	Management	For	For
1j	Elect Director Stephen R. Springer	Management	For	For
1k	Elect Director Richard Ware, II	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For


AUTONATION, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL
Ticker: AN Security ID: 05329W102
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Mike Jackson	Management	For	For
1.2	Elect Director Robert J. Brown	Management	For	For
1.3	Elect Director Rick L. Burdick	Management	For	For
1.4	Elect Director David B. Edelson	Management	For	For
1.5	Elect Director Robert R. Grusky	Management	For	For
1.6	Elect Director Michael Larson	Management	For	For
1.7	Elect Director Michael E. Maroone	Management	For	For
1.8	Elect Director Carlos A. Migoya	Management	For	For
1.9	Elect Director G. Mike Mikan	Management	For	For
1.10	Elect Director Alison H. Rosenthal	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Approve Non-Employee Director Omnibus Stock Plan	Management	For	For
5	Require Independent Board Chairman	Shareholder	Against	Against
6	Report on Political Contributions	Shareholder	Against	For


BANKFINANCIAL CORPORATION Meeting Date: JUN 24, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL
Ticker: BFIN Security ID: 06643P104
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director F. Morgan Gasior	Management	For	For
1.2	Elect Director John W. Palmer	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For


BLACKROCK KELSO CAPITAL CORPORATION Meeting Date: MAY 09, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL
Ticker: BKCC Security ID: 092533108
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director John R. Baron	Management	For	For
1.2	Elect Director Jerrold B. Harris	Management	For	For
1.3	Elect Director Michael B. Lazar	Management	For	For
2	Ratify Auditors	Management	For	For


BLACKROCK KELSO CAPITAL CORPORATION Meeting Date: MAY 09, 2014 Record Date: MAR 12, 2014 Meeting Type: SPECIAL
Ticker: BKCC Security ID: 092533108
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1	Approve Issuance of Shares Below Net Asset Value (NAV)	Management	For	For


CALIFORNIA WATER SERVICE GROUP Meeting Date: MAY 20, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL
Ticker: CWT Security ID: 130788102
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Terry P. Bayer	Management	For	For
1.2	Elect Director Edwin A. Guiles	Management	For	For
1.3	Elect Director Bonnie G. Hill	Management	For	For
1.4	Elect Director Martin A. Kropelnicki	Management	For	For
1.5	Elect Director Thomas M. Krummel	Management	For	For
1.6	Elect Director Richard P. Magnuson	Management	For	For
1.7	Elect Director Linda R. Meier	Management	For	For
1.8	Elect Director Peter C. Nelson	Management	For	For
1.9	Elect Director Lester A. Snow	Management	For	For
1.10	Elect Director George A. Vera	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For
4	Amend Omnibus Stock Plan	Management	For	For


CARTER'S, INC. Meeting Date: MAY 14, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL
Ticker: CRI Security ID: 146229109
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director Amy Woods Brinkley	Management	For	For
1b	Elect Director Michael D. Casey	Management	For	For
1c	Elect Director A. Bruce Cleverly	Management	For	For
1d	Elect Director Jevin S. Eagle	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For


CENTERPOINT ENERGY, INC. Meeting Date: APR 24, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL
Ticker: CNP Security ID: 15189T107
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director Milton Carroll	Management	For	For
1b	Elect Director Michael P. Johnson	Management	For	For
1c	Elect Director Janiece M. Longoria	Management	For	For
1d	Elect Director Scott J. McLean	Management	For	For
1e	Elect Director Scott M. Prochazka	Management	For	For
1f	Elect Director Susan O. Rheney	Management	For	For
1g	Elect Director Phillip R. Smith	Management	For	For
1h	Elect Director R. A. Walker	Management	For	For
1i	Elect Director Peter S. Wareing	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For


CHARTER COMMUNICATIONS, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL
Ticker: CHTR Security ID: 16117M305
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director W. Lance Conn	Management	For	For
1.2	Elect Director Michael P. Huseby	Management	For	For
1.3	Elect Director Craig A. Jacobson	Management	For	For
1.4	Elect Director Gregory B. Maffei	Management	For	For
1.5	Elect Director John C. Malone	Management	For	For
1.6	Elect Director John D. Markley, Jr.	Management	For	For
1.7	Elect Director David C. Merritt	Management	For	For
1.8	Elect Director Balan Nair	Management	For	For
1.9	Elect Director Thomas M. Rutledge	Management	For	For
1.10	Elect Director Eric L. Zinterhofer	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For


COMPASS DIVERSIFIED HOLDINGS Meeting Date: MAY 29, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL
Ticker: CODI Security ID: 20451Q104
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director James J. Bottiglieri	Management	For	For
1.2	Elect Director Gordon M. Burns	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For


CONSOLIDATED EDISON, INC. Meeting Date: MAY 19, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL
Ticker: ED Security ID: 209115104
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director Kevin Burke	Management	For	For
1b	Elect Director Vincent A. Calarco	Management	For	For
1c	Elect Director George Campbell, Jr.	Management	For	For
1d	Elect Director Michael J. Del Giudice	Management	For	For
1e	Elect Director Ellen V. Futter	Management	For	Against
1f	Elect Director John F. Hennessy, III	Management	For	For
1g	Elect Director John F. Killian	Management	For	For
1h	Elect Director John McAvoy	Management	For	For
1i	Elect Director Armando J. Olivera	Management	For	For
1j	Elect Director Sally H. Pinero	Management	For	For
1k	Elect Director Michael W. Ranger	Management	For	For
1l	Elect Director L. Frederick Sutherland	Management	For	For
2	Ratify Auditors	Management	For	For
3	Amend Nonqualified Employee Stock Purchase Plan	Management	For	For
4	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For


CROWN CASTLE INTERNATIONAL CORP. Meeting Date: MAY 30, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL
Ticker: CCI Security ID: 228227104
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director P. Robert Bartolo	Management	For	For
1b	Elect Director Dale N. Hatfield	Management	For	For
1c	Elect Director Lee W. Hogan	Management	For	For
1d	Elect Director Robert F. McKenzie	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For


EBAY INC. Meeting Date: MAY 13, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL
Ticker: EBAY Security ID: 278642103
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Fred D. Anderson	Management	For	For
1.2	Elect Director Edward W. Barnholt	Management	For	For
1.3	Elect Director Scott D. Cook	Management	For	For
1.4	Elect Director John J. Donahoe	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Amend Omnibus Stock Plan	Management	For	For
4	Ratify Auditors	Management	For	For
5	Provide Right to Act by Written Consent	Shareholder	Against	Against
6	Vote on Company's Spin Off (Withdrawn)	Shareholder	None	None


ENBRIDGE INC. Meeting Date: MAY 07, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL/SPECIAL
Ticker: ENB Security ID: 29250N105
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director David A. Arledge	Management	For	For
1.2	Elect Director James J. Blanchard	Management	For	For
1.3	Elect Director J. Lorne Braithwaite	Management	For	For
1.4	Elect Director J. Herb England	Management	For	For
1.5	Elect Director Charles W. Fischer	Management	For	For
1.6	Elect Director V. Maureen Kempston Darkes	Management	For	For
1.7	Elect Director David A. Leslie	Management	For	For
1.8	Elect Director Al Monaco	Management	For	For
1.9	Elect Director George K. Petty	Management	For	For
1.10	Elect Director Charles E. Shultz	Management	For	For
1.11	Elect Director Dan C. Tutcher	Management	For	For
1.12	Elect Director Catherine L. Williams	Management	For	For
2	Ratify PricewaterhouseCoopers LLP as Auditors	Management	For	For
3	Amend Stock Option Plan	Management	For	For
4	Approve Shareholder Rights Plan	Management	For	For
5	Advisory Vote on Executive Compensation Approach	Management	For	For


ENDO INTERNATIONAL PLC Meeting Date: JUN 10, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL
Ticker: ENDP Security ID: G30401106
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director Roger H. Kimmel	Management	For	For
1b	Elect Director Rajiv De Silva	Management	For	For
1c	Elect Director John J. Delucca	Management	For	For
1d	Elect Director Arthur J. Higgins	Management	For	For
1e	Elect Director Nancy J. Hutson	Management	For	For
1f	Elect Director Michael Hyatt	Management	For	For
1g	Elect Director William P. Montague	Management	For	For
1h	Elect Director Jill D. Smith	Management	For	For
1i	Elect Director William F. Spengler	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Amend Qualified Employee Stock Purchase Plan	Management	For	For


ENTERPRISE FINANCIAL SERVICES CORP Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL
Ticker: EFSC Security ID: 293712105
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Peter F. Benoist	Management	For	For
1.2	Elect Director James J. Murphy, Jr.	Management	For	For
1.3	Elect Director Michael A. DeCola	Management	For	For
1.4	Elect Director William H. Downey	Management	For	For
1.5	Elect Director John S. Eulich	Management	For	For
1.6	Elect Director Robert E. Guest, Jr.	Management	For	For
1.7	Elect Director James M. Havel	Management	For	For
1.8	Elect Director Judith S. Heeter	Management	For	For
1.9	Elect Director Birch M. Mullins	Management	For	For
1.10	Elect Director Brenda D. Newberry	Management	For	For
1.11	Elect Director Sandra A. Van Trease	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Advisory Vote on Say on Pay Frequency	Management	One Year	One Year
5	Eliminate Cumulative Voting	Management	For	For


EQUINIX, INC. Meeting Date: JUN 04, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL
Ticker: EQIX Security ID: 29444U502
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Thomas Bartlett	Management	For	For
1.2	Elect Director Gary Hromadko	Management	For	For
1.3	Elect Director Scott Kriens	Management	For	For
1.4	Elect Director William Luby	Management	For	For
1.5	Elect Director Irving Lyons, III	Management	For	For
1.6	Elect Director Christopher Paisley	Management	For	For
1.7	Elect Director Stephen Smith	Management	For	For
1.8	Elect Director Peter Van Camp	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Amend Securities Transfer Restrictions	Management	For	For
5	Amend Qualified Employee Stock Purchase Plan	Management	For	For


FACEBOOK, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL
Ticker: FB Security ID: 30303M102
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Marc L. Andreessen	Management	For	Withhold
1.2	Elect Director Erskine B. Bowles	Management	For	Withhold
1.3	Elect Director Susan D. Desmond-Hellmann	Management	For	For
1.4	Elect Director Donald E. Graham	Management	For	For
1.5	Elect Director Reed Hastings	Management	For	For
1.6	Elect Director Sheryl K. Sandberg	Management	For	For
1.7	Elect Director Peter A. Thiel	Management	For	For
1.8	Elect Director Mark Zuckerberg	Management	For	For
2	Ratify Auditors	Management	For	For
3	Approve Recapitalization Plan for all Stock to Have One-vote per Share	Shareholder	Against	For
4	Report on Lobbying Payments and Policy	Shareholder	Against	For
5	Screen Political Contributions for Consistency with Corporate Values	Shareholder	Against	Against
6	Assess Privacy and Advertising Policy Relating to Childhood Obesity	Shareholder	Against	Against
7	Report on Sustainability	Shareholder	Against	For


FIFTH STREET FINANCE CORP. Meeting Date: MAR 13, 2014 Record Date: JAN 14, 2014 Meeting Type: ANNUAL
Ticker: FSC Security ID: 31678A103
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1a	Elect Director Ivelin M. Dimitrov	Management	For	For
1.1b	Elect Director Brian S. Dunn	Management	For	For
1.1c	Elect Director Byron J. Haney	Management	For	For
2	Ratify Auditors	Management	For	For


FIRST MERCHANTS CORPORATION Meeting Date: MAY 12, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL
Ticker: FRME Security ID: 320817109
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Roderick English	Management	For	For
1.2	Elect Director Gary J. Lehman	Management	For	For
1.3	Elect Director Jean L. Wojtowicz	Management	For	For
1.4	Elect Director F. Howard Halderman	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For


GENERAL MOTORS COMPANY Meeting Date: JUN 10, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL
Ticker: GM Security ID: 37045V100
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director Joseph J. Ashton	Management	For	For
1b	Elect Director Mary T. Barra	Management	For	For
1c	Elect Director Erroll B. Davis, Jr.	Management	For	Against
1d	Elect Director Stephen J. Girsky	Management	For	For
1e	Elect Director E. Neville Isdell	Management	For	For
1f	Elect Director Kathryn V. Marinello	Management	For	For
1g	Elect Director Michael G. Mullen	Management	For	For
1h	Elect Director James J. Mulva	Management	For	For
1i	Elect Director Patricia F. Russo	Management	For	For
1j	Elect Director Thomas M. Schoewe	Management	For	For
1k	Elect Director Theodore M. Solso	Management	For	For
1l	Elect Director Carol M. Stephenson	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Advisory Vote on Say on Pay Frequency	Management	One Year	One Year
5	Approve Executive Incentive Bonus Plan	Management	For	For
6	Approve Omnibus Stock Plan	Management	For	For
7	Provide for Cumulative Voting	Shareholder	Against	Against
8	Require Independent Board Chairman	Shareholder	Against	Against


GLADSTONE CAPITAL CORPORATION Meeting Date: FEB 13, 2014 Record Date: DEC 09, 2013 Meeting Type: ANNUAL
Ticker: GLAD Security ID: 376535100
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director Michela A. English	Management	For	For
1b	Elect Director Anthony W. Parker	Management	For	For
2	Approve Issuance of Shares Below Net Asset Value	Management	For	For


GLADSTONE INVESTMENT CORPORATION Meeting Date: AUG 08, 2013 Record Date: JUN 10, 2013 Meeting Type: ANNUAL
Ticker: GAIN Security ID: 376546107
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Paul W. Adelgren	Management	For	For
1.2	Elect Director David Gladstone	Management	For	For
1.3	Elect Director John H. Outland	Management	For	For
2	Approve Issuance of Shares Below Net Asset Value (NAV)	Management	For	For


GLU MOBILE INC. Meeting Date: JUN 05, 2014 Record Date: APR 09, 2014 Meeting Type: ANNUAL
Ticker: GLUU Security ID: 379890106
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Hany M. Nada	Management	For	For
1.2	Elect Director Benjamin T. Smith, IV	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For


GOOGLE INC. Meeting Date: MAY 14, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL
Ticker: GOOG Security ID: 38259P508
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Larry Page	Management	For	For
1.2	Elect Director Sergey Brin	Management	For	Withhold
1.3	Elect Director Eric E. Schmidt	Management	For	For
1.4	Elect Director L. John Doerr	Management	For	Withhold
1.5	Elect Director Diane B. Greene	Management	For	For
1.6	Elect Director John L. Hennessy	Management	For	For
1.7	Elect Director Ann Mather	Management	For	For
1.8	Elect Director Paul S. Otellini	Management	For	For
1.9	Elect Director K. Ram Shriram	Management	For	For
1.10	Elect Director Shirley M. Tilghman	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Approve Recapitalization Plan for all Stock to Have One-vote per Share	Shareholder	Against	For
5	Report on Lobbying Payments and Policy	Shareholder	Against	For
6	Require a Majority Vote for the Election of Directors	Shareholder	Against	For
7	Adopt Policy and Report on Impact of Tax Strategy	Shareholder	Against	Against
8	Require Independent Board Chairman	Shareholder	Against	For


H&R BLOCK, INC. Meeting Date: SEP 12, 2013 Record Date: JUL 12, 2013 Meeting Type: ANNUAL
Ticker: HRB Security ID: 093671105
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director Paul J. Brown	Management	For	For
1b	Elect Director William C. Cobb	Management	For	For
1c	Elect Director Marvin R. Ellison	Management	For	For
1d	Elect Director Robert A. Gerard	Management	For	For
1e	Elect Director David Baker Lewis	Management	For	For
1f	Elect Director Victoria J. Reich	Management	For	For
1g	Elect Director Bruce C. Rohde	Management	For	For
1h	Elect Director Tom D. Seip	Management	For	For
1i	Elect Director Christianna Wood	Management	For	For
1j	Elect Director James F. Wright	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Amend Articles	Management	For	For
5	Amend Articles	Management	For	For
6	Pro-rata Vesting of Equity Plans	Shareholder	Against	Against


HARRIS & HARRIS GROUP, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL
Ticker: TINY Security ID: 413833104
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director W. Dillaway Ayres, Jr.	Management	For	For
1.2	Elect Director Phillip A. Bauman	Management	For	For
1.3	Elect Director Stacy R. Brandom	Management	For	For
1.4	Elect Director Douglas W. Jamison	Management	For	For
1.5	Elect Director Lucio L. Lanza	Management	For	For
1.6	Elect Director Charles E. Ramsey	Management	For	For
1.7	Elect Director Richard P. Shanley	Management	For	For
1.8	Elect Director Bruce W. Shewmaker	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For


HEALTHSTREAM, INC. Meeting Date: MAY 29, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL
Ticker: HSTM Security ID: 42222N103
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Jeffrey L. Mclaren	Management	For	Withhold
1.2	Elect Director Linda Rebrovick	Management	For	For
1.3	Elect Director Michael Shmerling	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For


HERTZ GLOBAL HOLDINGS, INC. Meeting Date: MAY 14, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL
Ticker: HTZ Security ID: 42805T105
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Michael J. Durham	Management	For	For
1.2	Elect Director Mark P. Frissora	Management	For	For
1.3	Elect Director Henry C. Wolf	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Declassify the Board of Directors	Management	For	For
4	Approve Reverse Stock Split	Management	For	Against
5	Ratify Auditors	Management	For	For


HORIZON BANCORP Meeting Date: MAY 08, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL
Ticker: HBNC Security ID: 440407104
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Craig M. Dwight	Management	For	For
1.2	Elect Director James B. Dworkin	Management	For	For
1.3	Elect Director Daniel F. Hopp	Management	For	For
1.4	Elect Director Steven W. Reed	Management	For	For
2	Approve Omnibus Stock Plan	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Ratify Auditors	Management	For	For


ICG GROUP, INC. Meeting Date: JUN 13, 2014 Record Date: APR 17, 2014 Meeting Type: ANNUAL
Ticker: ICGE Security ID: 44928D108
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director Walter W. Buckley, III	Management	For	For
1b	Elect Director Michael J. Hagan	Management	For	For
1c	Elect Director Philip J. Ringo	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Change Company Name	Management	For	For


INCONTACT, INC. Meeting Date: JUN 11, 2014 Record Date: APR 16, 2014 Meeting Type: ANNUAL
Ticker: SAAS Security ID: 45336E109
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Theodore Stern	Management	For	For
1.2	Elect Director Paul Jarman	Management	For	For
1.3	Elect Director Steve Barnett	Management	For	For
1.4	Elect Director Mark J. Emkjer	Management	For	For
1.5	Elect Director Blake O. Fisher, Jr.	Management	For	For
1.6	Elect Director Paul F. Koeppe	Management	For	For
1.7	Elect Director Hamid Akhavan	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Amend Omnibus Stock Plan	Management	For	For
4	Ratify Auditors	Management	For	For


INFORMATICA CORPORATION Meeting Date: MAY 23, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL
Ticker: INFA Security ID: 45666Q102
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Mark A. Bertelsen	Management	For	For
1.2	Elect Director Hilarie Koplow-McAdams	Management	For	For
1.3	Elect Director A. Brooke Seawell	Management	For	For
2	Amend Omnibus Stock Plan	Management	For	For
3	Ratify Auditors	Management	For	For
4	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For


INTERXION HOLDING NV Meeting Date: JUN 30, 2014 Record Date: JUN 02, 2014 Meeting Type: ANNUAL
Ticker: INXN Security ID: N47279109
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1	Adopt Financial Statements and Statutory Reports	Management	For	For
2	Approve Discharge of Board of Directors	Management	For	For
3a	Elect Frank Esser as Non-Executive Director	Management	For	For
3b	Elect Mark Heraghty as Non-Executive Director	Management	For	For
4	Approve Remuneration of Non-Executive Board Members Re: Share Awards With Value of EUR 40,000 and Increase Audit Committee Membership Compensation	Management	For	For
5	Approve Award of 17,995 Performance Shares to Executive Director	Management	For	For
6	Ratify KPMG as Auditors	Management	For	For
7	Other Business (Non-Voting)	Management	None	None


ITC HOLDINGS CORP. Meeting Date: MAY 21, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL
Ticker: ITC Security ID: 465685105
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Christopher H. Franklin	Management	For	Withhold
1.2	Elect Director Edward G. Jepsen	Management	For	Withhold
1.3	Elect Director William J. Museler	Management	For	Withhold
1.4	Elect Director Hazel R. O'Leary	Management	For	Withhold
1.5	Elect Director Thomas G. Stephens	Management	For	Withhold
1.6	Elect Director G. Bennett Stewart, III	Management	For	Withhold
1.7	Elect Director Lee C. Stewart	Management	For	Withhold
1.8	Elect Director Joseph L. Welch	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For
4	Amend Qualified Employee Stock Purchase Plan	Management	For	For
5	Amend Bylaws -- Call Special Meetings	Shareholder	Against	For


JPMORGAN CHASE & CO. Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL
Ticker: JPM Security ID: 46625H100
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director Linda B. Bammann	Management	For	For
1b	Elect Director James A. Bell	Management	For	For
1c	Elect Director Crandall C. Bowles	Management	For	For
1d	Elect Director Stephen B. Burke	Management	For	For
1e	Elect Director James S. Crown	Management	For	For
1f	Elect Director James Dimon	Management	For	For
1g	Elect Director Timothy P. Flynn	Management	For	For
1h	Elect Director Laban P. Jackson, Jr.	Management	For	For
1i	Elect Director Michael A. Neal	Management	For	For
1j	Elect Director Lee R. Raymond	Management	For	For
1k	Elect Director William C. Weldon	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For
4	Report on Lobbying Payments and Policy	Shareholder	Against	Against
5	Amend Articles/Bylaws/Charter -- Call Special Meetings	Shareholder	Against	For
6	Provide for Cumulative Voting	Shareholder	Against	Against


KAYNE ANDERSON ENERGY DEVELOPMENT COMPANY Meeting Date: JUN 26, 2014 Record Date: MAY 07, 2014 Meeting Type: ANNUAL
Ticker: KED Security ID: 48660Q102
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1	Elect Director William R. Cordes	Management	For	For
2	Elect Director Barry R. Pearl	Management	For	For
3	Ratify Auditors	Management	For	For


KCAP FINANCIAL, INC. Meeting Date: MAY 05, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL
Ticker: KCAP Security ID: 48668E101
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Albert G. Pastino	Management	For	For
1.2	Elect Director C. Michael Jacobi	Management	For	For
1.3	Elect Director Jay R. Bloom	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For


KINDER MORGAN, INC. Meeting Date: MAY 19, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL
Ticker: KMI Security ID: 49456B101
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Richard D. Kinder	Management	For	For
1.2	Elect Director Steven J. Kean	Management	For	For
1.3	Elect Director Anthony W. Hall, Jr.	Management	For	For
1.4	Elect Director Deborah A. Macdonald	Management	For	For
1.5	Elect Director Michael J. Miller	Management	For	For
1.6	Elect Director Michael C. Morgan	Management	For	For
1.7	Elect Director Fayez Sarofim	Management	For	For
1.8	Elect Director C. Park Shaper	Management	For	For
1.9	Elect Director Joel V. Staff	Management	For	For
1.10	Elect Director John M. Stokes	Management	For	For
1.11	Elect Director Robert F. Vagt	Management	For	For
2	Ratify Auditors	Management	For	For
3	Report on Financial Risks of Climate Change	Shareholder	Against	For
4	Report on Methane Emissions Management, Pipeline Maintenance and Reduction Targets	Shareholder	Against	For
5	Report on Sustainability	Shareholder	Against	For


LIBERTY GLOBAL PLC Meeting Date: JUN 26, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL
Ticker: LBTYK Security ID: G5480U104
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1	Elect Director Miranda Curtis	Management	For	Against
2	Elect Director John W. Dick	Management	For	For
3	Elect Director J.C. Sparkman	Management	For	For
4	Elect Director J. David Wargo	Management	For	For
5	Approve Remuneration Policy	Management	For	Against
6	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	Against
7	Advisory Vote on Say on Pay Frequency	Management	Three Years	One Year
8	Approve Remuneration Report	Management	For	Against
9	Ratify KPMG LLP as Independent Auditors	Management	For	For
10	Ratify KPMG LLP as Statutory Auditor	Management	For	For
11	Authorize Audit Committee to Fix Remuneration of Statutory Auditors	Management	For	For


LIFE TECHNOLOGIES CORPORATION Meeting Date: AUG 21, 2013 Record Date: JUL 18, 2013 Meeting Type: SPECIAL
Ticker: LIFE Security ID: 53217V109
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1	Approve Merger Agreement	Management	For	For
2	Advisory Vote on Golden Parachutes	Management	For	Against
3	Adjourn Meeting	Management	For	For


LINKEDIN CORPORATION Meeting Date: JUN 10, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL
Ticker: LNKD Security ID: 53578A108
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Reid Hoffman	Management	For	For
1.2	Elect Director Stanley J. Meresman	Management	For	Withhold
1.3	Elect Director David Sze	Management	For	For
2	Ratify Auditors	Management	For	For
3	Approve Executive Incentive Bonus Plan	Management	For	For


LYONDELLBASELL INDUSTRIES NV Meeting Date: APR 16, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL
Ticker: LYB Security ID: N53745100
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Jagjeet S. Bindra to Supervisory Board	Management	For	For
1b	Elect Milton Carroll to Supervisory Board	Management	For	For
1c	Elect Claire S. Farley to Supervisory Board	Management	For	For
1d	Elect Rudy van der Meer to Supervisory Board	Management	For	For
1e	Elect Isabella D. Goren to Supervisory Board	Management	For	For
1f	Elect Nance K. Dicciani to Supervisory Board	Management	For	For
2a	Elect Karyn F. Ovelmen to Management Board	Management	For	For
2b	Elect Craig B. Glidden to Management Board	Management	For	For
2c	Elect Bhavesh V. Patel to Management Board	Management	For	For
2d	Elect Patrick D. Quarles to Management Board	Management	For	For
2e	Elect Timothy D. Roberts to Management Board	Management	For	For
3	Adopt Financial Statements and Statutory Reports	Management	For	For
4	Approve Discharge of Management Board	Management	For	For
5	Approve Discharge of Supervisory Board	Management	For	For
6	Ratify PricewaterhouseCoopers LLP as Auditors	Management	For	For
7	Ratify PricewaterhouseCoopers Accountants N.V. as Auditors	Management	For	For
8	Approve Dividends of USD 2.20 Per Share	Management	For	For
9	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
10	Authorize Repurchase of Up to 10 Percent of Issued Share Capital	Management	For	For
11	Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account	Management	For	For


MAIN STREET CAPITAL CORPORATION Meeting Date: MAY 29, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL
Ticker: MAIN Security ID: 56035L104
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Michael Appling, Jr.	Management	For	For
1.2	Elect Director Joseph E. Canon	Management	For	For
1.3	Elect Director Arthur L. French	Management	For	For
1.4	Elect Director J. Kevin Griffin	Management	For	For
1.5	Elect Director John E. Jackson	Management	For	For
1.6	Elect Director Vincent D. Foster	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For


MARCHEX, INC. Meeting Date: MAY 02, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL
Ticker: MCHX Security ID: 56624R108
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Russell C. Horowitz	Management	For	For
1.2	Elect Director Dennis Cline	Management	For	For
1.3	Elect Director Anne Devereux-Mills	Management	For	For
1.4	Elect Director Nicolas Hanauer	Management	For	For
1.5	Elect Director M. Wayne Wisehart	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Advisory Vote on Say on Pay Frequency	Management	Three Years	One Year


MASTERCARD INCORPORATED Meeting Date: JUN 03, 2014 Record Date: APR 09, 2014 Meeting Type: ANNUAL
Ticker: MA Security ID: 57636Q104
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director Richard Haythornthwaite	Management	For	For
1b	Elect Director Ajay Banga	Management	For	For
1c	Elect Director Silvio Barzi	Management	For	For
1d	Elect Director David R. Carlucci	Management	For	For
1e	Elect Director Steven J. Freiberg	Management	For	For
1f	Elect Director Julius Genachowski	Management	For	For
1g	Elect Director Merit E. Janow	Management	For	For
1h	Elect Director Nancy J. Karch	Management	For	For
1i	Elect Director Marc Olivie	Management	For	For
1j	Elect Director Rima Qureshi	Management	For	For
1k	Elect Director Jose Octavio Reyes Lagunes	Management	For	For
1l	Elect Director Jackson P. Tai	Management	For	For
1m	Elect Director Edward Suning Tian	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For


MCG CAPITAL CORPORATION Meeting Date: MAY 28, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL
Ticker: MCGC Security ID: 58047P107
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director Keith Kennedy	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For


MELLANOX TECHNOLOGIES, LTD. Meeting Date: MAY 19, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL
Ticker: MLNX Security ID: M51363113
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Eyal Waldman as Director	Management	For	For
1.2	Elect Irwin Federman as Director	Management	For	For
1.3	Elect Dov Baharav as Director	Management	For	For
1.4	Elect Glenda Dorchak as Director	Management	For	For
1.5	Elect Thomas Weatherford as Director	Management	For	For
2	Elect David Perlmutter as Director	Management	For	For
3	Approve Bonus/Compensation/Remuneration of Eyal Waldman	Management	For	For
4	Approve Restricted Stock Units to Eyal Waldman	Management	For	For
5	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
6	Approve Compensation of Irwin Federman	Management	For	For
7	Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration	Management	For	For


METRO BANCORP, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL
Ticker: METR Security ID: 59161R101
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Gary L. Nalbandian	Management	For	For
1.2	Elect Director James R. Adair	Management	For	For
1.3	Elect Director John J. Cardello	Management	For	For
1.4	Elect Director Douglas S. Gelder	Management	For	For
1.5	Elect Director Alan R. Hassman	Management	For	For
1.6	Elect Director J. Rodney Messick	Management	For	For
1.7	Elect Director Howell C. Mette	Management	For	For
1.8	Elect Director Michael A. Serluco	Management	For	For
1.9	Elect Director Samir J. Srouji	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For
4	Other Business	Management	For	Against


MVC CAPITAL, INC. Meeting Date: APR 29, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL
Ticker: MVC Security ID: 553829102
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Emilio Dominianni	Management	For	For
1.2	Elect Director Phillip Goldstein	Management	For	For
1.3	Elect Director Gerald Hellerman	Management	For	For
1.4	Elect Director Warren Holtsberg	Management	For	For
1.5	Elect Director Robert Knapp	Management	For	For
1.6	Elect Director William Taylor	Management	For	For
1.7	Elect Director Michael Tokarz	Management	For	For
2	Ratify Auditors	Management	For	For


NEW JERSEY RESOURCES CORPORATION Meeting Date: JAN 22, 2014 Record Date: NOV 25, 2013 Meeting Type: ANNUAL
Ticker: NJR Security ID: 646025106
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Jane M. Kenny	Management	For	For
1.2	Elect Director Sharon C. Taylor	Management	For	For
1.3	Elect Director David A. Trice	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Amend Certificate of Incorporation	Management	For	For
4	Ratify Auditors	Management	For	For


NISOURCE INC. Meeting Date: MAY 13, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL
Ticker: NI Security ID: 65473P105
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Richard A. Abdoo	Management	For	For
1.2	Elect Director Aristides S. Candris	Management	For	For
1.3	Elect Director Sigmund L. Cornelius	Management	For	For
1.4	Elect Director Michael E. Jesanis	Management	For	For
1.5	Elect Director Marty R. Kittrell	Management	For	For
1.6	Elect Director W. Lee Nutter	Management	For	For
1.7	Elect Director Deborah S. Parker	Management	For	For
1.8	Elect Director Robert C. Skaggs, Jr.	Management	For	For
1.9	Elect Director Teresa A. Taylor	Management	For	For
1.10	Elect Director Richard L. Thompson	Management	For	For
1.11	Elect Director Carolyn Y. Woo	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For
4	Report on Political Contributions	Shareholder	Against	For


NORTHEAST UTILITIES Meeting Date: MAY 01, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL
Ticker: NU Security ID: 664397106
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Richard H. Booth	Management	For	For
1.2	Elect Director John S. Clarkeson	Management	For	For
1.3	Elect Director Cotton M. Cleveland	Management	For	For
1.4	Elect Director Sanford Cloud, Jr.	Management	For	For
1.5	Elect Director James S. DiStasio	Management	For	For
1.6	Elect Director Francis A. Doyle	Management	For	For
1.7	Elect Director Charles K. Gifford	Management	For	For
1.8	Elect Director Paul A. La Camera	Management	For	For
1.9	Elect Director Kenneth R. Leibler	Management	For	For
1.10	Elect Director Thomas J. May	Management	For	For
1.11	Elect Director William C. Van Faasen	Management	For	For
1.12	Elect Director Frederica M. Williams	Management	For	For
1.13	Elect Director Dennis R. Wraase	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For


NORTHWEST NATURAL GAS COMPANY Meeting Date: MAY 22, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL
Ticker: NWN Security ID: 667655104
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Martha L. 'Stormy' Byorum	Management	For	For
1.2	Elect Director John D. Carter	Management	For	For
1.3	Elect Director C. Scott Gibson	Management	For	For
1.4	Elect Director Gregg S. Kantor	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For


NORTHWESTERN CORPORATION Meeting Date: APR 24, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL
Ticker: NWE Security ID: 668074305
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Stephen P. Adik	Management	For	For
1.2	Elect Director Dorothy M. Bradley	Management	For	For
1.3	Elect Director E. Linn Draper, Jr.	Management	For	For
1.4	Elect Director Dana J. Dykhouse	Management	For	For
1.5	Elect Director Julia L. Johnson	Management	For	For
1.6	Elect Director Philip L. Maslowe	Management	For	For
1.7	Elect Director Denton Louis Peoples	Management	For	For
1.8	Elect Director Robert C. Rowe	Management	For	For
2	Ratify Auditors	Management	For	For
3	Amend Omnibus Stock Plan	Management	For	For
4	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For


ONEOK, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL
Ticker: OKE Security ID: 682680103
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director James C. Day	Management	For	For
1.2	Elect Director Julie H. Edwards	Management	For	For
1.3	Elect Director William L. Ford	Management	For	For
1.4	Elect Director John W. Gibson	Management	For	For
1.5	Elect Director Bert H. Mackie	Management	For	For
1.6	Elect Director Steven J. Malcolm	Management	For	For
1.7	Elect Director Jim W. Mogg	Management	For	For
1.8	Elect Director Pattye L. Moore	Management	For	For
1.9	Elect Director Gary D. Parker	Management	For	For
1.10	Elect Director Eduardo A. Rodriguez	Management	For	For
1.11	Elect Director Terry K. Spencer	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Report on Methane Emissions Management and Reduction Targets	Shareholder	Against	For


PANDORA MEDIA, INC. Meeting Date: JUN 04, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL
Ticker: P Security ID: 698354107
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Peter Chernin	Management	For	For
1.2	Elect Director Brian McAndrews	Management	For	For
1.3	Elect Director Tim Westergren	Management	For	For
2	Ratify Auditors	Management	For	For
3	Approve Qualified Employee Stock Purchase Plan	Management	For	For


PEMBINA PIPELINE CORPORATION Meeting Date: MAY 09, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL/SPECIAL
Ticker: PPL Security ID: 706327103
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Grant D. Billing	Management	For	For
1.2	Elect Director Thomas W. Buchanan	Management	For	For
1.3	Elect Director Michael (Mick) H. Dilger	Management	For	For
1.4	Elect Director Randall J. Findlay	Management	For	For
1.5	Elect Director Lorne B. Gordon	Management	For	For
1.6	Elect Director David M.B. LeGresley	Management	For	For
1.7	Elect Director Robert B. Michaleski	Management	For	For
1.8	Elect Director Leslie A. O'Donoghue	Management	For	For
1.9	Elect Director Jeffrey T. Smith	Management	For	For
2	Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration	Management	For	For
3	Amend Stock Option Plan	Management	For	For
4	Advisory Vote on Executive Compensation Approach	Management	For	For


PENNANTPARK INVESTMENT CORPORATION Meeting Date: FEB 25, 2014 Record Date: DEC 09, 2013 Meeting Type: ANNUAL
Ticker: PNNT Security ID: 708062104
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Marshall Brozost	Management	For	For
1.2	Elect Director Samuel L. Katz	Management	For	For
2	Ratify Auditors	Management	For	For


PENNANTPARK INVESTMENT CORPORATION Meeting Date: FEB 25, 2014 Record Date: DEC 09, 2013 Meeting Type: SPECIAL
Ticker: PNNT Security ID: 708062104
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1	Approve Issuance of Shares Below Net Asset Value (NAV)	Management	For	For


PEPCO HOLDINGS, INC. Meeting Date: MAY 16, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL
Ticker: POM Security ID: 713291102
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Paul M. Barbas	Management	For	For
1.2	Elect Director Jack B. Dunn, IV	Management	For	For
1.3	Elect Director H. Russell Frisby, Jr.	Management	For	For
1.4	Elect Director Terence C. Golden	Management	For	For
1.5	Elect Director Patrick T. Harker	Management	For	For
1.6	Elect Director Barbara J. Krumsiek	Management	For	For
1.7	Elect Director Lawrence C. Nussdorf	Management	For	For
1.8	Elect Director Patricia A. Oelrich	Management	For	For
1.9	Elect Director Joseph M. Rigby	Management	For	For
1.10	Elect Director Lester P. Silverman	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	Against
3	Ratify Auditors	Management	For	For


PG&E CORPORATION Meeting Date: MAY 12, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL
Ticker: PCG Security ID: 69331C108
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Lewis Chew	Management	For	For
1.2	Elect Director Anthony F. Earley, Jr.	Management	For	For
1.3	Elect Director Fred J. Fowler	Management	For	For
1.4	Elect Director Maryellen C. Herringer	Management	For	For
1.5	Elect Director Richard C. Kelly	Management	For	For
1.6	Elect Director Roger H. Kimmel	Management	For	For
1.7	Elect Director Richard A. Meserve	Management	For	For
1.8	Elect Director Forrest E. Miller	Management	For	For
1.9	Elect Director Rosendo G. Parra	Management	For	For
1.10	Elect Director Barbara L. Rambo	Management	For	For
1.11	Elect Director Barry Lawson Williams	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Approve Omnibus Stock Plan	Management	For	For


PIEDMONT NATURAL GAS COMPANY, INC. Meeting Date: MAR 06, 2014 Record Date: JAN 02, 2014 Meeting Type: ANNUAL
Ticker: PNY Security ID: 720186105
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Malcolm E. Everett, III	Management	For	For
1.2	Elect Director Frank B. Holding, Jr.	Management	For	For
1.3	Elect Director Minor M. Shaw	Management	For	For
1.4	Elect Director Michael C. Tarwater	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Reduce Supermajority Vote Requirement in the Articles of Incorporation	Management	For	For
5	Reduce Supermajority Vote Requirement in the Bylaws	Management	For	For
6	Declassify the Board of Directors	Management	For	For


PROSPECT CAPITAL CORPORATION Meeting Date: DEC 06, 2013 Record Date: SEP 10, 2013 Meeting Type: ANNUAL
Ticker: PSEC Security ID: 74348T102
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Eugene S. Stark	Management	For	For
1.2	Elect Director John F. Barry, III	Management	For	For
2	Ratify Auditors	Management	For	For
3	Approve Issuance of Shares Below Net Asset Value (NAV)	Management	For	For


PVH CORP. Meeting Date: JUN 19, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL
Ticker: PVH Security ID: 693656100
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Mary Baglivo	Management	For	For
1.2	Elect Director Brent Callinicos	Management	For	For
1.3	Elect Director Emanuel Chirico	Management	For	For
1.4	Elect Director Juan R. Figuereo	Management	For	For
1.5	Elect Director Joseph B. Fuller	Management	For	For
1.6	Elect Director Fred Gehring	Management	For	For
1.7	Elect Director Bruce Maggin	Management	For	For
1.8	Elect Director V. James Marino	Management	For	For
1.9	Elect Director Henry Nasella	Management	For	For
1.10	Elect Director Rita M. Rodriguez	Management	For	For
1.11	Elect Director Edward R. Rosenfeld	Management	For	For
1.12	Elect Director Craig Rydin	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For


RACKSPACE HOSTING, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL
Ticker: RAX Security ID: 750086100
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Lewis J. Moorman	Management	For	For
1.2	Elect Director Graham Weston	Management	For	For
1.3	Elect Director Ossa Fisher	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Amend Omnibus Stock Plan	Management	For	For


REALD INC. Meeting Date: AUG 08, 2013 Record Date: JUN 18, 2013 Meeting Type: ANNUAL
Ticker: RLD Security ID: 75604L105
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Michael V. Lewis	Management	For	For
1.2	Elect Director P. Gordon Hodge	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For


SAFEGUARD SCIENTIFICS, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL
Ticker: SFE Security ID: 786449207
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Andrew E. Lietz	Management	For	For
1.2	Elect Director Stephen T. Zarrilli	Management	For	For
1.3	Elect Director Julie A. Dobson	Management	For	For
1.4	Elect Director Keith B. Jarrett	Management	For	For
1.5	Elect Director George MacKenzie	Management	For	For
1.6	Elect Director George D. McClelland	Management	For	For
1.7	Elect Director Jack L. Messman	Management	For	For
1.8	Elect Director John J. Roberts	Management	For	For
1.9	Elect Director Robert J. Rosenthal	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Amend Omnibus Stock Plan	Management	For	For
4	Ratify Auditors	Management	For	For


SARATOGA INVESTMENT CORP. Meeting Date: SEP 26, 2013 Record Date: AUG 16, 2013 Meeting Type: ANNUAL
Ticker: SAR Security ID: 80349A208
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Steven M. Looney	Management	For	For
1.2	Elect Director Charles S. Whitman III	Management	For	For
2	Approve Issuance of Shares Below Net Asset Value (NAV)	Management	For	For
3	Adjourn Meeting	Management	For	For


SBA COMMUNICATIONS CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL
Ticker: SBAC Security ID: 78388J106
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director Steven E. Bernstein	Management	For	For
1b	Elect Director Duncan H. Cocroft	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For


SEMGROUP CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL
Ticker: SEMG Security ID: 81663A105
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Ronald A. Ballschmiede	Management	For	For
1.2	Elect Director Sarah M. Barpoulis	Management	For	For
1.3	Elect Director John F. Chlebowski	Management	For	For
1.4	Elect Director Carlin G. Conner	Management	For	For
1.5	Elect Director Karl F. Kurz	Management	For	For
1.6	Elect Director James H. Lytal	Management	For	For
1.7	Elect Director Thomas R. McDaniel	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For


SEMPRA ENERGY Meeting Date: MAY 09, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL
Ticker: SRE Security ID: 816851109
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Alan L. Boeckmann	Management	For	For
1.2	Elect Director James G. Brocksmith, Jr.	Management	For	For
1.3	Elect Director Kathleen L. Brown	Management	For	For
1.4	Elect Director Pablo A. Ferrero	Management	For	For
1.5	Elect Director William D. Jones	Management	For	For
1.6	Elect Director William G. Ouchi	Management	For	For
1.7	Elect Director Debra L. Reed	Management	For	For
1.8	Elect Director William C. Rusnack	Management	For	For
1.9	Elect Director William P. Rutledge	Management	For	For
1.10	Elect Director Lynn Schenk	Management	For	For
1.11	Elect Director Jack T. Taylor	Management	For	For
1.12	Elect Director Luis M. Tellez	Management	For	For
1.13	Elect Director James C. Yardley	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For


SIRIUS XM HOLDINGS INC. Meeting Date: MAY 19, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL
Ticker: SIRI Security ID: 82968B103
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Joan L. Amble	Management	For	For
1.2	Elect Director Anthony J. Bates	Management	For	For
1.3	Elect Director George W. Bodenheimer	Management	For	For
1.4	Elect Director David J.A. Flowers	Management	For	For
1.5	Elect Director Eddy W. Hartenstein	Management	For	For
1.6	Elect Director James P. Holden	Management	For	For
1.7	Elect Director Gregory B. Maffei	Management	For	Withhold
1.8	Elect Director Evan D. Malone	Management	For	For
1.9	Elect Director James E. Meyer	Management	For	For
1.10	Elect Director James F. Mooney	Management	For	For
1.11	Elect Director Carl E. Vogel	Management	For	For
1.12	Elect Director Vanessa A. Wittman	Management	For	For
1.13	Elect Director David M. Zaslav	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	Against
3	Ratify Auditors	Management	For	For


SOLAR CAPITAL LTD. Meeting Date: MAY 06, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL
Ticker: SLRC Security ID: 83413U100
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Bruce Spohler	Management	For	For
1.2	Elect Director Steven Hochberg	Management	For	For
2	Approve Issuance of Shares Below Net Asset Value (NAV)	Management	For	For


SOUTHWEST GAS CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL
Ticker: SWX Security ID: 844895102
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Robert L. Boughner	Management	For	For
1.2	Elect Director Jose A. Cardenas	Management	For	For
1.3	Elect Director Thomas E. Chestnut	Management	For	For
1.4	Elect Director Stephen C. Comer	Management	For	For
1.5	Elect Director LeRoy C. Hanneman, Jr.	Management	For	For
1.6	Elect Director Michael O. Maffie	Management	For	For
1.7	Elect Director Anne L. Mariucci	Management	For	For
1.8	Elect Director Michael J. Melarkey	Management	For	For
1.9	Elect Director Jeffrey W. Shaw	Management	For	For
1.10	Elect Director A. Randall Thoman	Management	For	For
1.11	Elect Director Thomas A. Thomas	Management	For	For
1.12	Elect Director Terrence 'Terry' L. Wright	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Amend Executive Incentive Bonus Plan	Management	For	For
4	Ratify Auditors	Management	For	For


SPECTRA ENERGY CORP Meeting Date: APR 15, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL
Ticker: SE Security ID: 847560109
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director Gregory L. Ebel	Management	For	For
1b	Elect Director Austin A. Adams	Management	For	For
1c	Elect Director Joseph Alvarado	Management	For	For
1d	Elect Director Pamela L. Carter	Management	For	For
1e	Elect Director Clarence P. Cazalot, Jr.	Management	For	For
1f	Elect Director F. Anthony Comper	Management	For	For
1g	Elect Director Peter B. Hamilton	Management	For	For
1h	Elect Director Michael McShane	Management	For	For
1i	Elect Director Michael G. Morris	Management	For	For
1j	Elect Director Michael E. J. Phelps	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Report on Political Contributions	Shareholder	Against	For
5	Report on Methane Emissions	Shareholder	Against	For


TARGA RESOURCES CORP. Meeting Date: MAY 29, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL
Ticker: TRGP Security ID: 87612G101
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Charles R. Crisp	Management	For	For
1.2	Elect Director Laura C. Fulton	Management	For	For
1.3	Elect Director James W. Whalen	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Report on Methane Emissions Management and Reduction Targets	Shareholder	Against	For


TENET HEALTHCARE CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL
Ticker: THC Security ID: 88033G407
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director John Ellis 'Jeb' Bush	Management	For	For
1b	Elect Director Trevor Fetter	Management	For	For
1c	Elect Director Brenda J. Gaines	Management	For	Against
1d	Elect Director Karen M. Garrison	Management	For	For
1e	Elect Director Edward A. Kangas	Management	For	For
1f	Elect Director J. Robert Kerrey	Management	For	For
1g	Elect Director Richard R. Pettingill	Management	For	For
1h	Elect Director Ronald A. Rittenmeyer	Management	For	For
1i	Elect Director James A. Unruh	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Amend Omnibus Stock Plan	Management	For	For
4	Ratify Auditors	Management	For	For


THE LACLEDE GROUP, INC. Meeting Date: JAN 30, 2014 Record Date: NOV 21, 2013 Meeting Type: ANNUAL
Ticker: LG Security ID: 505597104
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Edward L. Glotzbach	Management	For	For
1.2	Elect Director W. Stephen Maritz	Management	For	For
1.3	Elect Director John P. Stupp, Jr.	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For


THE PRICELINE GROUP INC. Meeting Date: JUN 05, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL
Ticker: PCLN Security ID: 741503403
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Timothy M. Armstrong	Management	For	For
1.2	Elect Director Howard W. Barker, Jr.	Management	For	For
1.3	Elect Director Jeffery H. Boyd	Management	For	For
1.4	Elect Director Jan L. Docter	Management	For	For
1.5	Elect Director Jeffrey E. Epstein	Management	For	For
1.6	Elect Director James M. Guyette	Management	For	For
1.7	Elect Director Darren R. Huston	Management	For	For
1.8	Elect Director Nancy B. Peretsman	Management	For	For
1.9	Elect Director Thomas E. Rothman	Management	For	For
1.10	Elect Director Craig W. Rydin	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Provide Right to Act by Written Consent	Shareholder	Against	Against


THE WILLIAMS COMPANIES, INC. Meeting Date: MAY 22, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL
Ticker: WMB Security ID: 969457100
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Alan S. Armstrong	Management	For	For
1.2	Elect Director Joseph R. Cleveland	Management	For	For
1.3	Elect Director Kathleen B. Cooper	Management	For	For
1.4	Elect Director John A. Hagg	Management	For	For
1.5	Elect Director Juanita H. Hinshaw	Management	For	For
1.6	Elect Director Ralph Izzo	Management	For	For
1.7	Elect Director Frank T. MacInnis	Management	For	For
1.8	Elect Director Eric W. Mandelblatt	Management	For	For
1.9	Elect Director Steven W. Nance	Management	For	For
1.10	Elect Director Murray D. Smith	Management	For	For
1.11	Elect Director Janice D. Stoney	Management	For	For
1.12	Elect Director Laura A. Sugg	Management	For	For
2	Amend Omnibus Stock Plan	Management	For	For
3	Amend Qualified Employee Stock Purchase Plan	Management	For	For
4	Ratify Auditors	Management	For	For
5	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For


TIME WARNER CABLE INC. Meeting Date: JUN 05, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL
Ticker: TWC Security ID: 88732J207
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director Carole Black	Management	For	For
1b	Elect Director Glenn A. Britt	Management	For	For
1c	Elect Director Thomas H. Castro	Management	For	For
1d	Elect Director David C. Chang	Management	For	For
1e	Elect Director James E. Copeland, Jr.	Management	For	For
1f	Elect Director Peter R. Haje	Management	For	For
1g	Elect Director Donna A. James	Management	For	For
1h	Elect Director Don Logan	Management	For	For
1i	Elect Director Robert D. Marcus	Management	For	For
1j	Elect Director N.J. Nicholas, Jr.	Management	For	For
1k	Elect Director Wayne H. Pace	Management	For	For
1l	Elect Director Edward D. Shirley	Management	For	For
1m	Elect Director John E. Sununu	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Report on Lobbying Payments and Policy	Shareholder	Against	For
5	Pro-rata Vesting of Equity Awards	Shareholder	Against	For


TRANSCANADA CORPORATION Meeting Date: MAY 02, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL
Ticker: TRP Security ID: 89353D107
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Kevin E. Benson	Management	For	For
1.2	Elect Director Derek H. Burney	Management	For	For
1.3	Elect Director Paule Gauthier	Management	For	For
1.4	Elect Director Russell K. Girling	Management	For	For
1.5	Elect Director S. Barry Jackson	Management	For	For
1.6	Elect Director Paula Rosput Reynolds	Management	For	For
1.7	Elect Director John Richels	Management	For	For
1.8	Elect Director Mary Pat Salomone	Management	For	For
1.9	Elect Director D. Michael G. Stewart	Management	For	For
1.10	Elect Director Siim A. Vanaselja	Management	For	For
1.11	Elect Director Richard E. Waugh	Management	For	For
2	Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration	Management	For	For
3	Advisory Vote on Executive Compensation Approach	Management	For	For


TRIANGLE CAPITAL CORPORATION Meeting Date: MAY 07, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL
Ticker: TCAP Security ID: 895848109
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Garland S. Tucker, III	Management	For	For
1.2	Elect Director E. Ashton Poole	Management	For	For
1.3	Elect Director Brent P.W. Burgess	Management	For	For
1.4	Elect Director Steven C. Lilly	Management	For	For
1.5	Elect Director W. McComb Dunwoody	Management	For	For
1.6	Elect Director Mark M. Gambill	Management	For	For
1.7	Elect Director Benjamin S. Goldstein	Management	For	For
1.8	Elect Director Simon B. Rich, Jr.	Management	For	For
1.9	Elect Director Sherwood H. Smith, Jr.	Management	For	For
2	Approve Issuance of Shares Below Net Asset Value (NAV)	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For


UIL HOLDINGS CORPORATION Meeting Date: MAY 13, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL
Ticker: UIL Security ID: 902748102
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Thelma R. Albright	Management	For	For
1.2	Elect Director Arnold L. Chase	Management	For	For
1.3	Elect Director Betsy Henley-Cohn	Management	For	For
1.4	Elect Director Suedeen G. Kelly	Management	For	For
1.5	Elect Director John L. Lahey	Management	For	For
1.6	Elect Director Daniel J. Miglio	Management	For	For
1.7	Elect Director William F. Murdy	Management	For	For
1.8	Elect Director William B. Plummer	Management	For	For
1.9	Elect Director Donald R. Shassian	Management	For	For
1.10	Elect Director James P. Torgerson	Management	For	For
2	Ratify Auditors	Management	For	For
3	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
4	Adopt Majority Voting for Uncontested Election of Directors	Management	For	For


VALEANT PHARMACEUTICALS INTERNATIONAL, INC. Meeting Date: MAY 20, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL
Ticker: VRX Security ID: 91911K102
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1a	Elect Director Ronald H. Farmer	Management	For	For
1b	Elect Director Colleen A. Goggins	Management	For	For
1c	Elect Director Robert A. Ingram	Management	For	For
1d	Elect Director Anders Lonner	Management	For	For
1e	Elect Director Theo Melas-Kyriazi	Management	For	For
1f	Elect Director J. Michael Pearson	Management	For	For
1g	Elect Director Robert N. Power	Management	For	For
1h	Elect Director Norma A. Provencio	Management	For	For
1i	Elect Director Howard B. Schiller	Management	For	For
1j	Elect Director Katharine B. Stevenson	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration	Management	For	For
4	Approve Omnibus Stock Plan	Management	For	For


WGL HOLDINGS, INC. Meeting Date: MAR 06, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL
Ticker: WGL Security ID: 92924F106
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Michael D. Barnes	Management	For	For
1.2	Elect Director George P. Clancy, Jr.	Management	For	For
1.3	Elect Director James W. Dyke, Jr.	Management	For	For
1.4	Elect Director Melvyn J. Estrin	Management	For	For
1.5	Elect Director Nancy C. Floyd	Management	For	For
1.6	Elect Director Linda R. Gooden	Management	For	For
1.7	Elect Director James F. Lafond	Management	For	For
1.8	Elect Director Debra L. Lee	Management	For	For
1.9	Elect Director Terry D. McCallister	Management	For	For
2	Advisory Vote to Ratify Named Executive Officers' Compensation	Management	For	For
3	Ratify Auditors	Management	For	For


WORKDAY, INC. Meeting Date: JUN 03, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL
Ticker: WDAY Security ID: 98138H101
Proposal No	Proposal	Proposed By	Management Recommendation	Vote Cast
1.1	Elect Director Christa Davies	Management	For	For
1.2	Elect Director George J. Still, Jr.	Management	For	For
2	Ratify Auditors	Management	For	For

END NPX REPORT

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant)

AIP Series Trust-AIP Dynamic Alternative Strategies Fund

By (Signature and Title)*

	/s/ John H. Gernon

	John H. Gernon

	President and Principal Executive Officer

Date	August 28, 2014

* Print the name and title of each signing officer under his or her signature.