0001561680-23-000027.txt : 20230224 0001561680-23-000027.hdr.sgml : 20230224 20230224184224 ACCESSION NUMBER: 0001561680-23-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230222 FILED AS OF DATE: 20230224 DATE AS OF CHANGE: 20230224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAUER DOUGLAS F. CENTRAL INDEX KEY: 0001567627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35796 FILM NUMBER: 23669337 MAIL ADDRESS: STREET 1: C/O TRI POINTE GROUP, INC. STREET 2: 19540 JAMBOREE ROAD, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92612 FORMER NAME: FORMER CONFORMED NAME: Bauer Douglas F. DATE OF NAME CHANGE: 20130123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tri Pointe Homes, Inc. CENTRAL INDEX KEY: 0001561680 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 611763235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 940 SOUTHWOOD BLVD, SUITE 200 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: (775) 413-1030 MAIL ADDRESS: STREET 1: 940 SOUTHWOOD BLVD, SUITE 200 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Group, Inc. DATE OF NAME CHANGE: 20150707 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Homes, Inc. DATE OF NAME CHANGE: 20130130 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Homes, LLC DATE OF NAME CHANGE: 20121218 4 1 wf-form4_167728212265520.xml FORM 4 X0306 4 2023-02-22 0 0001561680 Tri Pointe Homes, Inc. TPH 0001567627 BAUER DOUGLAS F. C/O TRI POINTE HOMES, INC. 940 SOUTHWOOD BLVD, SUITE 200 INCLINE VILLAGE NV 89451 1 1 0 0 Chief Executive Officer Common Stock 2023-02-22 4 A 0 60318 23.21 A 463021 D Common Stock 2023-02-22 4 F 0 20431 23.21 D 442590 D Common Stock 350611 I See Note Represents a grant of 60,318 restricted stock units ("RSUs") under the Company's 2022 Long-Term Incentive Plan. The RSUs, which vest one-third each year beginning on the first anniversary of the grant date, are to be settled for an equal number of shares of common stock upon vesting. Withholding of shares to satisfy tax withholding obligations incident to vesting of RSU awards under the Company's 2013 Long-Term Incentive Plan. By The Bauer Revocable Trust. /s/ Glenn J. Keeler, attorney-in-fact 2023-02-24