0001561680-23-000016.txt : 20230221
0001561680-23-000016.hdr.sgml : 20230221
20230221202454
ACCESSION NUMBER: 0001561680-23-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230216
FILED AS OF DATE: 20230221
DATE AS OF CHANGE: 20230221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAUER DOUGLAS F.
CENTRAL INDEX KEY: 0001567627
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35796
FILM NUMBER: 23650253
MAIL ADDRESS:
STREET 1: C/O TRI POINTE GROUP, INC.
STREET 2: 19540 JAMBOREE ROAD, SUITE 300
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER NAME:
FORMER CONFORMED NAME: Bauer Douglas F.
DATE OF NAME CHANGE: 20130123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tri Pointe Homes, Inc.
CENTRAL INDEX KEY: 0001561680
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 611763235
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 940 SOUTHWOOD BLVD, SUITE 200
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
BUSINESS PHONE: (775) 413-1030
MAIL ADDRESS:
STREET 1: 940 SOUTHWOOD BLVD, SUITE 200
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
FORMER COMPANY:
FORMER CONFORMED NAME: TRI Pointe Group, Inc.
DATE OF NAME CHANGE: 20150707
FORMER COMPANY:
FORMER CONFORMED NAME: TRI Pointe Homes, Inc.
DATE OF NAME CHANGE: 20130130
FORMER COMPANY:
FORMER CONFORMED NAME: TRI Pointe Homes, LLC
DATE OF NAME CHANGE: 20121218
4
1
wf-form4_167702906680698.xml
FORM 4
X0306
4
2023-02-16
0
0001561680
Tri Pointe Homes, Inc.
TPH
0001567627
BAUER DOUGLAS F.
C/O TRI POINTE HOMES, INC.
940 SOUTHWOOD BLVD, SUITE 200
INCLINE VILLAGE
NV
89451
1
1
0
0
Chief Executive Officer
Common Stock
2023-02-16
4
A
0
178590
0
A
478095
D
Common Stock
2023-02-16
4
F
0
66527
22.41
D
411568
D
Common Stock
2023-02-20
4
F
0
8865
22.29
D
402703
D
Common Stock
350611
I
See Note
Represents shares of common stock issued pursuant to the vesting of performance-based restricted stock units granted on February 20, 2020 under the Company's 2013 Long-Term Incentive Plan that were eligible to vest based on attainment of certain revenue and pre-tax earnings performance goals, in each case subject to a modifier based on the Company's total stockholder return performance relative to its peer group (the "Performance Awards"). Upon the recommendation of the Compensation Committee, the Company's board of directors determined that, based on the Company's performance over the performance period, 178,590 Performance Awards would vest and be settled into an equal number of shares of common stock, in accordance with the terms of the Performance Awards.
Withholding of shares to satisfy tax withholding obligations incident to vesting of the Performance Awards.
Withholding of shares to satisfy tax withholding obligations incident to vesting of RSU award under the Company's 2013 Long-Term Incentive Plan.
By The Bauer Revocable Trust.
/s/ Glenn J. Keeler, attorney-in-fact
2023-02-21