0001561680-21-000101.txt : 20210831
0001561680-21-000101.hdr.sgml : 20210831
20210831174339
ACCESSION NUMBER: 0001561680-21-000101
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210827
FILED AS OF DATE: 20210831
DATE AS OF CHANGE: 20210831
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAUER DOUGLAS F.
CENTRAL INDEX KEY: 0001567627
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35796
FILM NUMBER: 211227965
MAIL ADDRESS:
STREET 1: C/O TRI POINTE GROUP, INC.
STREET 2: 19540 JAMBOREE ROAD, SUITE 300
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER NAME:
FORMER CONFORMED NAME: Bauer Douglas F.
DATE OF NAME CHANGE: 20130123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tri Pointe Homes, Inc.
CENTRAL INDEX KEY: 0001561680
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 611763235
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 940 SOUTHWOOD BLVD, SUITE 200
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
BUSINESS PHONE: (775) 413-1030
MAIL ADDRESS:
STREET 1: 940 SOUTHWOOD BLVD, SUITE 200
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
FORMER COMPANY:
FORMER CONFORMED NAME: TRI Pointe Group, Inc.
DATE OF NAME CHANGE: 20150707
FORMER COMPANY:
FORMER CONFORMED NAME: TRI Pointe Homes, Inc.
DATE OF NAME CHANGE: 20130130
FORMER COMPANY:
FORMER CONFORMED NAME: TRI Pointe Homes, LLC
DATE OF NAME CHANGE: 20121218
4
1
wf-form4_163044619364066.xml
FORM 4
X0306
4
2021-08-27
0
0001561680
Tri Pointe Homes, Inc.
TPH
0001567627
BAUER DOUGLAS F.
C/O TRI POINTE HOMES, INC.
940 SOUTHWOOD BLVD, SUITE 200
INCLINE VILLAGE
NV
89451
1
1
0
0
Chief Executive Officer
Common Stock
2021-08-27
4
M
0
6416
17
A
144999
D
Common Stock
2021-08-27
4
M
0
52854
16.17
A
197853
D
Common Stock
2021-08-27
4
S
0
59270
24.18
D
138583
D
Common Stock
2021-08-27
4
S
0
200000
24.14
D
462693
I
See Note
Common Stock
2021-08-30
4
S
0
30787
24.11
D
431906
I
See Note
Stock Option (Right to Buy)
17.0
2021-08-27
4
M
0
6416
0
D
2023-01-30
Common Stock
6416.0
0
D
Stock Option (Right to Buy)
16.17
2021-08-27
4
M
0
52854
0
D
2024-04-07
Common Stock
52854.0
0
D
The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $24.10 to $24.31, inclusive. The reporting person undertakes to provide Tri Pointe Homes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $24.10 to $24.29, inclusive. The reporting person undertakes to provide Tri Pointe Homes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
By The Bauer Revocable Trust.
The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $24.10 to $24.15, inclusive. The reporting person undertakes to provide Tri Pointe Homes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
On January 30, 2013, Mr. Bauer was granted an option to purchase a total of 94,067 shares of common stock, which vested in three equal installments on January 30, 2014, 2015 and 2016.
On April 7, 2014, Mr. Bauer was granted an option to purchase a total of 52,854 shares of common stock, which vested in three equal installments on April 7, 2015, 2016 and 2017.
/s/ Glenn J. Keeler, attorney-in-fact
2021-08-31