0001561660-20-000053.txt : 20200316
0001561660-20-000053.hdr.sgml : 20200316
20200316192255
ACCESSION NUMBER: 0001561660-20-000053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200316
FILED AS OF DATE: 20200316
DATE AS OF CHANGE: 20200316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shugart Christopher M.
CENTRAL INDEX KEY: 0001587511
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 20718829
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: Shugar Christopher M.
DATE OF NAME CHANGE: 20130923
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pattern Energy Group Inc.
CENTRAL INDEX KEY: 0001561660
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1088 SANSOME STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 283-4000
MAIL ADDRESS:
STREET 1: 1088 SANSOME STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
wf-form4_158440094750486.xml
FORM 4
X0306
4
2020-03-16
1
0001561660
Pattern Energy Group Inc.
PEGI
0001587511
Shugart Christopher M.
1088 SANSOME STREET
SAN FRANCISCO
CA
94111
0
1
0
0
SVP, Corporate Operations
Class A Common Stock
2020-03-16
4
D
0
70771
D
0
D
Employee Stock Option (right to buy)
22.0
2020-03-16
4
D
0
29169
D
2023-09-25
Class A Common Stock
29169.0
0
D
Certain of these securities were restricted shares and performance-based shares of the Issuer.
Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 3, 2019 (the "Merger Agreement"), among the Issuer, Pacific US Inc. and Pacific BidCo US Inc., each outstanding share of Class A common stock of the Issuer was converted automatically into the right to receive cash consideration of $26.75 per share (the "Merger Consideration") and each restricted share and performance-based share held by the reporting person was canceled in exchange for restricted shares of the entity surviving the merger with the Issuer.
Pursuant to the Merger Agreement, each outstanding option was canceled and converted into the right to receive an amount in cash equal to the product of (x) the excess of the Merger Consideration over the per share exercise price of the option multiplied by (y) the aggregate number of shares of Class A common stock of the Issuer subject to such option.
/s/ Dyann S. Blaine, Attorney-in-fact
2020-03-16