0001561660-20-000035.txt : 20200316 0001561660-20-000035.hdr.sgml : 20200316 20200316190502 ACCESSION NUMBER: 0001561660-20-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200316 FILED AS OF DATE: 20200316 DATE AS OF CHANGE: 20200316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elkort Daniel M. CENTRAL INDEX KEY: 0001587512 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 20718744 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pattern Energy Group Inc. CENTRAL INDEX KEY: 0001561660 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1088 SANSOME STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 283-4000 MAIL ADDRESS: STREET 1: 1088 SANSOME STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 wf-form4_158439988540110.xml FORM 4 X0306 4 2020-03-16 1 0001561660 Pattern Energy Group Inc. PEGI 0001587512 Elkort Daniel M. 1088 SANSOME STREET SAN FRANCISCO CA 94111 0 1 0 0 EVP and Chief Legal Officer Class A Common Stock 2020-03-16 4 D 0 90441 D 0 D Employee Stock Option (right to buy) 22.0 2020-03-16 4 D 0 44283 D 2023-09-25 Class A Common Stock 44283.0 0 D Certain of these securities were restricted shares and performance-based shares of the Issuer. Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 3, 2019 (the "Merger Agreement"), among the Issuer, Pacific US Inc. and Pacific BidCo US Inc., each outstanding share of Class A common stock of the Issuer was converted automatically into the right to receive cash consideration of $26.75 per share (the "Merger Consideration") and each restricted share and performance-based share held by the reporting person was canceled in exchange for restricted shares of the entity surviving the merger with the Issuer. Pursuant to the Merger Agreement, each outstanding option was canceled and converted into the right to receive an amount in cash equal to the product of (x) the excess of the Merger Consideration over the per share exercise price of the option multiplied by (y) the aggregate number of shares of Class A common stock of the Issuer subject to such option /s/ Dyann S. Blaine, Attorney-in-fact 2020-03-16