0001561660-18-000051.txt : 20180319 0001561660-18-000051.hdr.sgml : 20180319 20180319170905 ACCESSION NUMBER: 0001561660-18-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180315 FILED AS OF DATE: 20180319 DATE AS OF CHANGE: 20180319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pedersen Esben W. CENTRAL INDEX KEY: 0001587549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 18699631 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pattern Energy Group Inc. CENTRAL INDEX KEY: 0001561660 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PIER 1 STREET 2: BAY 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 283-4000 MAIL ADDRESS: STREET 1: PIER 1 STREET 2: BAY 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 wf-form4_152149371463131.xml FORM 4 X0306 4 2018-03-15 0 0001561660 Pattern Energy Group Inc. PEGI 0001587549 Pedersen Esben W. PIER 1, BAY 3 SAN FRANCISCO CA 94111 0 1 0 0 Chief Investment Officer Class A Common Stock 2018-03-15 4 D 0 3633 0 D 128495 D Class A Common Stock 2018-03-15 4 F 0 2513 18.55 D 125982 D Class A Common Stock 2018-03-15 4 A 0 21429 0 A 147411 D Class A Common Stock 2018-03-15 4 A 0 14016 0 A 161427 D Represents shares forfeited from performance based shares granted on April 10, 2015 (the "2015 TSR Award") that were eligible to vest based on certain financial performance objectives. Upon grant, the maximum vesting amount was reported in Table 1 of Form 4 filed April 14, 2015. On March 15, 2018, the Company determined that based on the Company's performance over the applicable performance period, 7,265 shares would vest and 3,633 shares would be forfeited. Represents shares withheld for satisfaction of tax withholding obligation arising as a result of the vesting of the 2015 TSR Award. See footnote 1. Represents the maximum number of shares granted pursuant to a performance share award which may become earned and vested based on relative total shareholder return over the three-year period ending December 31, 2020. The actual amount eligible for vesting will be between 0 and 100% of this number, depending on actual performance. Represents a time-vested restricted share award which vests in 3 equal annual installments starting in December 2018. /s/ Dyann S. Blaine, attorney-in-fact 2018-03-19