X0306 4 2019-12-13 0000049071 HUMANA INC HUM 0001561149 Bierbower Elizabeth D HUMANA INC. 500 WEST MAIN STREET LOUISVILLE KY 40202 0 1 0 0 Strategic Advisor Humana Common 2019-12-13 4 M 0 5730 164.645 A 21985 D Humana Common 2019-12-13 4 M 0 8925 167.805 A 30910 D Humana Common 2019-12-13 4 S 0 14655 351.4241 D 16255 D Humana Common 2019-12-15 4 M 0 767 0 A 17022 D Humana Common 2019-12-15 4 F 0 302 350.41 D 16720 D Humana Common 2019-12-15 4 M 0 372 0 A 17092 D Humana Common 2019-12-15 4 F 0 147 350.41 D 16945 D Humana Common 2019-12-15 4 M 0 378 0 A 17323 D Humana Common 2019-12-15 4 F 0 149 350.41 D 17174 D Humana Common 2019-12-16 4 M 0 1318 217.415 A 18492 D Humana Common 2019-12-16 4 S 0 400 370.00 D 18092 D Options 164.645 2019-12-13 4 M 0 5730 0 D 2022-02-24 Humana Common 5730 0 D Options 167.805 2019-12-13 4 M 0 8925 0 D 2023-02-18 Humana Common 8925 0 D Options 217.415 2019-12-16 4 M 0 1318 0 D 2024-03-08 Humana Common 1318 13679 D Options 268.47 2025-02-19 Humana Common 4817 4817 D Options 307.965 2026-02-25 Humana Common 5029 5029 D Restricted Stock Units 2019-12-15 4 M 0 767 0 D Humana Common 767 1149 D Restricted Stock Units 2019-12-15 4 M 0 372 0 D Humana Common 372 373 D Restricted Stock Units 2019-12-15 4 M 0 378 0 D Humana Common 378 758 D Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/24/2015, vesting in three increments from 02/24/2016 to 02/24/2018. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/18/2016, vesting in three increments from 02/18/2017 to 02/18/2019. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 9,998 options vesting in 3 annual increments, and 4,999 options fully vest three years from date of grant. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 02/19/19 to 02/19/21. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 02/25/20 to 02/25/22. Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Restricted stock units granted to reporting person on 03/08/17. 2,299 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,149 shares fully vest three years from date of grant. Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20. Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21. Price reported is weighted avg sales price. Price reported is weighted avg sales price. Elizabeth D. Bierbower 2019-12-17