0001560717-18-000004.txt : 20180514
0001560717-18-000004.hdr.sgml : 20180514
20180514150331
ACCESSION NUMBER: 0001560717-18-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180514
DATE AS OF CHANGE: 20180514
EFFECTIVENESS DATE: 20180514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Investments, LLC
CENTRAL INDEX KEY: 0001560717
IRS NUMBER: 582461603
STATE OF INCORPORATION: SC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15165
FILM NUMBER: 18830170
BUSINESS ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: SUITE 225
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
BUSINESS PHONE: 704-544-2399
MAIL ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: SUITE 225
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
FORMER COMPANY:
FORMER CONFORMED NAME: Horizon Investments, LLC/SC
DATE OF NAME CHANGE: 20121019
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001560717
XXXXXXXX
03-31-2018
03-31-2018
Horizon Investments, LLC
13024 Ballantyne Corporate Place
Suite 225
Charlotte
NC
28277
13F HOLDINGS REPORT
028-15165
N
Matt Chambers
General Counsel
704-544-2399
Matt Chambers, General Counsel
Charlotte
NC
05-14-2018
1
213
2294926
false
1
FOUNDERS FINANCIAL SECURITIES LLC
INFORMATION TABLE
2
HZIform13fInfoTable.xml
ABB LTD SPONSORED ADR
COM
000375204
630
26517
SH
SOLE
NONE
26517
0
0
AES CORP COM
COM
00130H105
117
10277
SH
SOLE
NONE
10277
0
0
ADVANCED MICRO DEVICES INC COM
COM
007903107
184
18316
SH
SOLE
NONE
18316
0
0
ALLIANT ENERGY CORP COM
COM
018802108
462
11305
SH
SOLE
NONE
11305
0
0
ALPHABET INC CAP STK CL A
COM
02079K305
528
509
SH
SOLE
NONE
509
0
0
AMAZON COM INC COM
COM
023135106
496
343
SH
SOLE
NONE
341
0
2
AMGEN INC COM
COM
031162100
2000
11730
SH
SOLE
NONE
5865
0
5865
APOLLO INVT CORP COM
COM
03761U106
92
17599
SH
SOLE
NONE
0
0
17599
APPLE INC COM
COM
037833100
611
3640
SH
SOLE
NONE
3640
0
0
AUTOMATIC DATA PROCESSING IN C
COM
053015103
1665
14669
SH
SOLE
NONE
8949
0
5720
BANK AMER CORP COM
COM
060505104
223
7424
SH
SOLE
NONE
7424
0
0
BANK N S HALIFAX COM
COM
064149107
2078
33674
SH
SOLE
NONE
16111
0
17563
BERKSHIRE HATHAWAY INC DEL CL
COM
084670702
350
1757
SH
SOLE
NONE
1757
0
0
BHP BILLITON LTD SPONSORED ADR
COM
088606108
309
6955
SH
SOLE
NONE
0
0
6955
BRISTOL MYERS SQUIBB CO COM
COM
110122108
1030
16287
SH
SOLE
NONE
16287
0
0
BRIXMOR PPTY GROUP INC COM
COM
11120U105
1008
66126
SH
SOLE
NONE
66126
0
0
CMS ENERGY CORP COM
COM
125896100
433
9555
SH
SOLE
NONE
9555
0
0
CAMPBELL SOUP CO COM
COM
134429109
972
22438
SH
SOLE
NONE
22438
0
0
CDN IMPERIAL BK COMM TORONTO C
COM
136069101
662
7495
SH
SOLE
NONE
7495
0
0
CANON INC SPONSORED ADR
COM
138006309
312
8563
SH
SOLE
NONE
8563
0
0
CHESAPEAKE ENERGY CORP COM
COM
165167107
276
91274
SH
SOLE
NONE
91274
0
0
CHEVRON CORP NEW COM
COM
166764100
1022
8960
SH
SOLE
NONE
1364
0
7596
CISCO SYS INC COM
COM
17275R102
964
22478
SH
SOLE
NONE
0
0
22478
CLOROX CO DEL COM
COM
189054109
712
5348
SH
SOLE
NONE
391
0
4957
COCA COLA CO COM
COM
191216100
545
12552
SH
SOLE
NONE
3136
0
9416
DBX ETF TR XTRACKERS SHRT ADDE
COM
233051283
10377
209598
SH
SOLE
NONE
75126
0
134472
DBX ETF TR XTRACK USD HIGH
COM
233051432
41350
835022
SH
SOLE
NONE
702457
0
132565
DDR CORP COM
COM
23317H102
964
131464
SH
SOLE
NONE
131464
0
0
DELTA AIR LINES INC DEL COM NE
COM
247361702
708
12918
SH
SOLE
NONE
373
0
12545
DUKE ENERGY CORP NEW COM NEW
COM
26441C204
1818
23467
SH
SOLE
NONE
14518
0
8949
EXELON CORP COM
COM
30161N101
707
18121
SH
SOLE
NONE
18121
0
0
EXXON MOBIL CORP COM
COM
30231G102
1174
15741
SH
SOLE
NONE
15741
0
0
FLIR SYS INC COM
COM
302445101
287
5738
SH
SOLE
NONE
5738
0
0
FACEBOOK INC CL A
COM
30303M102
342
2140
SH
SOLE
NONE
2127
0
13
FEDERATED INVS INC PA CL B
COM
314211103
671
20080
SH
SOLE
NONE
20080
0
0
F5 NETWORKS INC COM
COM
315616102
216
1492
SH
SOLE
NONE
1492
0
0
FIRST TR LRG CP VL ALPHADEX CO
COM
33735J101
2650
50247
SH
SOLE
NONE
0
0
50247
FIRST TR LRG CP GRWTH ALPHAD C
COM
33735K108
2729
42767
SH
SOLE
NONE
0
0
42767
FIRST TR EXCHANGE TRADED FD SE
COM
33738D309
22179
460905
SH
SOLE
NONE
412014
0
48891
FIRST TR EXCHANGE TRADED FD FI
COM
33738D408
16129
338775
SH
SOLE
NONE
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0
78230
FIRST TR EXCH TRADED FD III HO
COM
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243
7109
SH
SOLE
NONE
0
0
7109
FIRST TR EXCH TRADED FD III HO
COM
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470
21023
SH
SOLE
NONE
0
0
21023
GLAXOSMITHKLINE PLC SPONSORED
COM
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1827
46763
SH
SOLE
NONE
28219
0
18544
HELMERICH PAYNE INC COM
COM
423452101
1156
17375
SH
SOLE
NONE
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0
0
HONEYWELL INTL INC COM
COM
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529
3663
SH
SOLE
NONE
550
0
3113
HORIZON TECHNOLOGY FIN CORP CO
COM
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112
10803
SH
SOLE
NONE
0
0
10803
INTERNATIONAL BUSINESS MACHS C
COM
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2008
13089
SH
SOLE
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0
6817
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COM
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SOLE
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0
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ISHARES TR CORE US AGGBD ET
COM
464287226
3735
34825
SH
SOLE
NONE
0
0
34825
ISHARES TR MSCI EMG MKT ETF
COM
464287234
232
4815
SH
SOLE
NONE
0
0
4815
ISHARES TR IBOXX INV CP ETF
COM
464287242
29834
254141
SH
SOLE
NONE
212326
0
41815
ISHARES TR 1 3 YR TREAS BD
COM
464287457
2518
30135
SH
SOLE
NONE
0
0
30135
ISHARES TR RUS MID CAP ETF
COM
464287499
2198
10647
SH
SOLE
NONE
0
0
10647
ISHARES TR CORE SP MCP ETF
COM
464287507
1456
7763
SH
SOLE
NONE
0
0
7763
ISHARES TR RUSSELL 2000 ETF
COM
464287655
486
3203
SH
SOLE
NONE
0
0
3203
ISHARES TR INTL TREA BD ETF
COM
464288117
14683
284502
SH
SOLE
NONE
237856
0
46646
ISHARES TR JPMORGAN USD EMG
COM
464288281
30151
267250
SH
SOLE
NONE
221090
0
46160
ISHARES TR NATIONAL MUN ETF
COM
464288414
864
7932
SH
SOLE
NONE
0
0
7932
ISHARES TR IBOXX HI YD ETF
COM
464288513
1447
16901
SH
SOLE
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0
16901
ISHARES TR 1 3 YR CR BD ETF
COM
464288646
823
7930
SH
SOLE
NONE
0
0
7930
ISHARES TR SHORT TREAS BD
COM
464288679
66704
604367
SH
SOLE
NONE
423634
0
180733
ISHARES TR SP US PFD STK
COM
464288687
963
25635
SH
SOLE
NONE
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0
25635
ISHARES TR USA MOMENTUM FCT
COM
46432F396
221409
2090345
SH
SOLE
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1663956
0
426389
ISHARES INC CORE MSCI EMKT
COM
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2882848
SH
SOLE
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2283831
0
599017
ISHARES TR EXPONENTIAL TECH
COM
46434V381
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703400
SH
SOLE
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0
115326
JPMORGAN CHASE CO COM
COM
46625H100
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SOLE
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0
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JOHNSON JOHNSON COM
COM
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SOLE
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JUNIPER NETWORKS INC COM
COM
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231
9500
SH
SOLE
NONE
9500
0
0
KELLOGG CO COM
COM
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374
5748
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SOLE
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0
MSC INDL DIRECT INC CL A
COM
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644
7025
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SOLE
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0
0
MACYS INC COM
COM
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782
26305
SH
SOLE
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26305
0
0
MATTEL INC COM
COM
577081102
174
13214
SH
SOLE
NONE
13214
0
0
MEDLEY CAP CORP COM
COM
58503F106
61
15424
SH
SOLE
NONE
0
0
15424
MERCK CO INC COM
COM
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942
17300
SH
SOLE
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1973
0
15327
MICROSOFT CORP COM
COM
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5567
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SOLE
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NAVIENT CORPORATION COM
COM
63938C108
232
17703
SH
SOLE
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17703
0
0
NEW YORK CMNTY BANCORP INC COM
COM
649445103
641
49179
SH
SOLE
NONE
49179
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0
NOVARTIS A G SPONSORED ADR
COM
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10066
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SOLE
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NUTRIEN LTD COM ADDED
COM
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SOLE
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PACWEST BANCORP DEL COM
COM
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SOLE
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PATTERSON COMPANIES INC COM
COM
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12027
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SOLE
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PEOPLES UNITED FINANCIAL INC C
COM
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SOLE
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PEPSICO INC COM
COM
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SOLE
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PFIZER INC COM
COM
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PINNACLE WEST CAP CORP COM
COM
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455
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SH
SOLE
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POWERSHARES ETF TRUST FINL PFD
COM
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SOLE
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POWERSHARES ETF TRUST DYNM LRG
COM
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SH
SOLE
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COM
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SOLE
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COM
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COM
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QORVO INC COM
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RANGE RES CORP COM
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COM
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COM
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COM
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0
0
9038
ILLINOIS TOOL WKS INC COM
COM
452308109
1551
9899
SH
DFND
01
0
0
9899
INTERNATIONAL FLAVORSFRAGRA CO
COM
459506101
1915
13990
SH
DFND
01
0
0
13990
ISHARES TR CORE US AGGBD ET
COM
464287226
7228
67393
SH
DFND
01
0
0
67393
ISHARES TR IBOXX INV CP ETF
COM
464287242
3564
30360
SH
DFND
01
0
0
30360
ISHARES TR RUS 1000 GRW ETF
COM
464287614
7954
58443
SH
DFND
01
0
0
58443
ISHARES TR EAFE SML CP ETF
COM
464288273
442
6787
SH
DFND
01
0
0
6787
ISHARES TR IBOXX HI YD ETF
COM
464288513
2791
32589
SH
DFND
01
0
0
32589
ISHARES TR SHORT TREAS BD
COM
464288679
11295
102342
SH
DFND
01
0
0
102342
ISHARES TR USA QUALITY FCTR
COM
46432F339
4945
59782
SH
DFND
01
0
0
59782
LABORATORY CORP AMER HLDGS COM
COM
50540R409
1647
10181
SH
DFND
01
0
0
10181
LOCKHEED MARTIN CORP COM
COM
539830109
1635
4838
SH
DFND
01
0
0
4838
LOEWS CORP COM
COM
540424108
1913
38466
SH
DFND
01
0
0
38466
MARSH MCLENNAN COS INC COM
COM
571748102
2154
26080
SH
DFND
01
0
0
26080
MCDONALDS CORP COM
COM
580135101
1475
9429
SH
DFND
01
0
0
9429
NASDAQ INC COM
COM
631103108
1607
18642
SH
DFND
01
0
0
18642
NEXTERA ENERGY INC COM
COM
65339F101
668
4091
SH
DFND
01
0
0
4091
NISOURCE INC COM
COM
65473P105
1122
46925
SH
DFND
01
0
0
46925
OCCIDENTAL PETE CORP DEL COM
COM
674599105
1803
27761
SH
DFND
01
0
0
27761
PPG INDS INC COM
COM
693506107
1579
14152
SH
DFND
01
0
0
14152
PEPSICO INC COM
COM
713448108
2147
19668
SH
DFND
01
0
0
19668
PFIZER INC COM
COM
717081103
1481
41717
SH
DFND
01
0
0
41717
PHILLIPS 66 COM
COM
718546104
1517
15819
SH
DFND
01
0
0
15819
PINNACLE WEST CAP CORP COM
COM
723484101
719
9004
SH
DFND
01
0
0
9004
PROCTER AND GAMBLE CO COM
COM
742718109
2231
28143
SH
DFND
01
0
0
28143
PUBLIC STORAGE COM
COM
74460D109
1860
9282
SH
DFND
01
0
0
9282
RAYTHEON CO COM NEW
COM
755111507
1515
7019
SH
DFND
01
0
0
7019
REPUBLIC SVCS INC COM
COM
760759100
1853
27982
SH
DFND
01
0
0
27982
SPDR SP 500 ETF TR TR UNIT
COM
78462F103
15223
57849
SH
DFND
01
0
0
57849
SSGA ACTIVE ETF TR SPDR TR TAC
COM
78467V848
3564
74298
SH
DFND
01
0
0
74298
SOUTHERN CO COM
COM
842587107
1464
32779
SH
DFND
01
0
0
32779
STARBUCKS CORP COM
COM
855244109
2348
40557
SH
DFND
01
0
0
40557
TORCHMARK CORP COM
COM
891027104
1824
21671
SH
DFND
01
0
0
21671
US BANCORP DEL COM NEW
COM
902973304
1174
23248
SH
DFND
01
0
0
23248
VANGUARD BD INDEX FD INC TOTAL
COM
921937835
7801
97598
SH
DFND
01
0
0
97598
VANGUARD INTL EQUITY INDEX F A
COM
922042775
9543
175519
SH
DFND
01
0
0
175519
VANGUARD INTL EQUITY INDEX F F
COM
922042858
12485
265762
SH
DFND
01
0
0
265762
VANGUARD INDEX FDS MID CAP ETF
COM
922908629
15600
101161
SH
DFND
01
0
0
101161
VANGUARD INDEX FDS VALUE ETF
COM
922908744
17017
164927
SH
DFND
01
0
0
164927
VANGUARD INDEX FDS SMALL CP ET
COM
922908751
5666
38567
SH
DFND
01
0
0
38567
VERISK ANALYTICS INC COM
COM
92345Y106
2563
24648
SH
DFND
01
0
0
24648
WEC ENERGY GROUP INC COM
COM
92939U106
587
9360
SH
DFND
01
0
0
9360
WASTE MGMT INC DEL COM
COM
94106L109
1685
20033
SH
DFND
01
0
0
20033
WEYERHAEUSER CO COM
COM
962166104
2087
59626
SH
DFND
01
0
0
59626
XCEL ENERGY INC COM
COM
98389B100
776
17067
SH
DFND
01
0
0
17067
YUM BRANDS INC COM
COM
988498101
1526
17931
SH
DFND
01
0
0
17931
ZOETIS INC CL A
COM
98978V103
1440
17247
SH
DFND
01
0
0
17247
SPY180504P260.00
COM
78462F103
131575
500000
SH
Put
SOLE
NONE
0
0
500000
QQQ180427P152.50
COM
73935A104
104085
650000
SH
Put
SOLE
NONE
0
0
650000
SPY180420P265.00
COM
78462F103
39473
150000
SH
Put
SOLE
NONE
0
0
150000
QQQ180518C167.00
COM
73935A104
40033
250000
SH
Call
SOLE
NONE
0
0
250000
IWM180518P151.00
COM
464287655
22775
150000
SH
Put
SOLE
NONE
0
0
150000
EFA180420C71.00
COM
464287465
97552
1400000
SH
Call
SOLE
NONE
0
0
1400000
TLT180504C122.50
COM
464287432
36412
300000
SH
Call
SOLE
NONE
0
0
300000
EEM180420P47.50
COM
464287234
14484
300000
SH
Put
SOLE
NONE
0
0
300000
XLE180420C70.00
COM
81369Y506
40446
600000
SH
Call
SOLE
NONE
0
0
600000