0001560717-17-000005.txt : 20170512
0001560717-17-000005.hdr.sgml : 20170512
20170512154043
ACCESSION NUMBER: 0001560717-17-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170512
DATE AS OF CHANGE: 20170512
EFFECTIVENESS DATE: 20170512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Investments, LLC
CENTRAL INDEX KEY: 0001560717
IRS NUMBER: 582461603
STATE OF INCORPORATION: SC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15165
FILM NUMBER: 17838317
BUSINESS ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: SUITE 225
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
BUSINESS PHONE: 704-544-2399
MAIL ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: SUITE 225
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
FORMER COMPANY:
FORMER CONFORMED NAME: Horizon Investments, LLC/SC
DATE OF NAME CHANGE: 20121019
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001560717
XXXXXXXX
03-31-2017
03-31-2017
Horizon Investments, LLC
13024 Ballantyne Corporate Place
Suite 225
Charlotte
NC
28277
13F HOLDINGS REPORT
028-15165
N
Matt Chambers
General Counsel
704-544-2399
Matt Chambers, General Counsel
Charlotte
NC
05-12-2017
1
161
1508711
false
1
FOUNDERS FINANCIAL SECURITIES LLC
INFORMATION TABLE
2
HZIform13fInfoTable.xml
AEGON N V NY REGISTRY SH
COM
007924103
507
98900
SH
SOLE
NONE
387
0
98513
APOLLO INVT CORP COM
COM
03761U106
136
20764
SH
SOLE
NONE
0
0
20764
APPLE INC COM
COM
037833100
873
6079
SH
SOLE
NONE
19
0
6060
BCE INC COM NEW
COM
05534B760
460
10388
SH
SOLE
NONE
29
0
10359
BANCO SANTANDER CHILE NEW SP A
COM
05965X109
499
19890
SH
SOLE
NONE
0
0
19890
CVS HEALTH CORP COM
COM
126650100
943
12016
SH
SOLE
NONE
20
0
11996
CISCO SYS INC COM
COM
17275R102
938
27754
SH
SOLE
NONE
81
0
27673
COACH INC COM
COM
189754104
607
14695
SH
SOLE
NONE
42
0
14653
COCA COLA CO COM
COM
191216100
924
21766
SH
SOLE
NONE
61
0
21705
DBX ETF TR DB XTR MSCI EUR
COM
233051853
69883
2582538
SH
SOLE
NONE
1824712
0
757826
DIAGEO P L C SPON ADR NEW
COM
25243Q205
788
6816
SH
SOLE
NONE
20
0
6796
DOW CHEM CO COM
COM
260543103
402
6320
SH
SOLE
NONE
17
0
6303
FIFTH STREET FINANCE CORP COM
COM
31678A103
138
29962
SH
SOLE
NONE
0
0
29962
FIFTH STR SR FLOATNG RATE CO C
COM
31679F101
131
14838
SH
SOLE
NONE
0
0
14838
FIRST TR EXCH TRADED FD III HO
COM
33739P871
419
13768
SH
SOLE
NONE
0
0
13768
FIRST TR EXCH TRADED FD III HO
COM
33739P889
1094
51771
SH
SOLE
NONE
0
0
51771
GILEAD SCIENCES INC COM
COM
375558103
932
13722
SH
SOLE
NONE
34
0
13688
HONEYWELL INTL INC COM
COM
438516106
369
2955
SH
SOLE
NONE
8
0
2947
HORIZON TECHNOLOGY FIN CORP CO
COM
44045A102
143
12887
SH
SOLE
NONE
0
0
12887
ISHARES TR CORE SP500 ETF
COM
464287200
3431
14460
SH
SOLE
NONE
0
0
14460
ISHARES TR CORE US AGGBD ET
COM
464287226
6345
58481
SH
SOLE
NONE
0
0
58481
ISHARES TR MSCI EMG MKT ETF
COM
464287234
147293
3739358
SH
SOLE
NONE
2645041
0
1094317
ISHARES TR IBOXX INV CP ETF
COM
464287242
31837
270010
SH
SOLE
NONE
197359
0
72651
ISHARES TR SP 500 GRWT ETF
COM
464287309
199419
1516265
SH
SOLE
NONE
1069785
0
446480
ISHARES TR SP 500 VAL ETF
COM
464287408
372
3580
SH
SOLE
NONE
0
0
3580
ISHARES TR 7-10YR TR BD ETF
COM
464287440
21138
200187
SH
SOLE
NONE
146981
0
53206
ISHARES TR 1-3 YR TR BD ETF
COM
464287457
4321
51121
SH
SOLE
NONE
0
0
51121
ISHARES TR MSCI EAFE ETF
COM
464287465
49551
795490
SH
SOLE
NONE
560693
0
234797
ISHARES TR RUS MID CAP ETF
COM
464287499
3906
20870
SH
SOLE
NONE
0
0
20870
ISHARES TR CORE SP MCP ETF
COM
464287507
1633
9540
SH
SOLE
NONE
0
0
9540
ISHARES TR RUSSELL 2000 ETF
COM
464287655
541
3938
SH
SOLE
NONE
0
0
3938
ISHARES TR JP MOR EM MK ETF
COM
464288281
26534
233371
SH
SOLE
NONE
170297
0
63074
ISHARES TR NATIONAL MUN ETF
COM
464288414
980
8996
SH
SOLE
NONE
0
0
8996
ISHARES TR IBOXX HI YD ETF
COM
464288513
2949
33592
SH
SOLE
NONE
0
0
33592
ISHARES TR 1-3 YR CR BD ETF
COM
464288646
1440
13689
SH
SOLE
NONE
0
0
13689
ISHARES TR SHRT TRS BD ETF
COM
464288679
493
4468
SH
SOLE
NONE
0
0
4468
ISHARES TR U.S. PFD STK ETF
COM
464288687
1982
51214
SH
SOLE
NONE
0
0
51214
ISHARES TR U.S. MED DVC ETF
COM
464288810
24612
162539
SH
SOLE
NONE
118542
0
43997
ISHARES TR USA QUALITY FCTR
COM
46432F339
3377
46382
SH
SOLE
NONE
0
0
46382
ISHARES TR EXPONEN TECHNO
COM
46434V381
24712
832058
SH
SOLE
NONE
605349
0
226709
KOHLS CORP COM
COM
500255104
749
18824
SH
SOLE
NONE
26
0
18798
LAS VEGAS SANDS CORP COM
COM
517834107
947
16598
SH
SOLE
NONE
0
0
16598
MAGNA INTL INC COM
COM
559222401
907
21016
SH
SOLE
NONE
58
0
20958
MATTEL INC COM
COM
577081102
947
36981
SH
SOLE
NONE
0
0
36981
MEDLEY CAP CORP COM
COM
58503F106
137
17834
SH
SOLE
NONE
0
0
17834
NOVO-NORDISK A S ADR
COM
670100205
762
22231
SH
SOLE
NONE
28
0
22203
POWERSHARES QQQ TRUST UNIT SER
COM
73935A104
124955
943915
SH
SOLE
NONE
663601
0
280314
POWERSHARES ETF TRUST FINL PFD
COM
73935X229
29621
1587429
SH
SOLE
NONE
1145005
0
442424
POWERSHARES ETF TRUST DYNM LRG
COM
73935X609
5127
149261
SH
SOLE
NONE
0
0
149261
POWERSHARES ETF TR II SP600 LO
COM
73937B639
3244
75695
SH
SOLE
NONE
0
0
75695
POWERSHARES ETF TR II PWRSHS S
COM
73937B654
13352
329587
SH
SOLE
NONE
0
0
329587
QUALCOMM INC COM
COM
747525103
965
16832
SH
SOLE
NONE
48
0
16784
RIO TINTO PLC SPONSORED ADR
COM
767204100
892
21924
SH
SOLE
NONE
0
0
21924
SPDR INDEX SHS FDS EURO STOXX
COM
78463X202
78958
2172158
SH
SOLE
NONE
1536932
0
635226
SPDR INDEX SHS FDS MSCI ACWI E
COM
78463X848
10216
299512
SH
SOLE
NONE
0
0
299512
SPDR SERIES TRUST BLMBRG BRC C
COM
78464A359
21263
442068
SH
SOLE
NONE
323898
0
118170
SSGA ACTIVE ETF TR BLKSTN GSOS
COM
78467V608
34703
729983
SH
SOLE
NONE
530886
0
199097
SSGA ACTIVE ETF TR SPDR TR TAC
COM
78467V848
55800
1141796
SH
SOLE
NONE
832136
0
309660
SPDR SER TR BLOOMBERG SRT TR
COM
78468R408
45440
1625182
SH
SOLE
NONE
1180971
0
444211
SELECT SECTOR SPDR TR SBI INT-
COM
81369Y605
24392
1027888
SH
SOLE
NONE
754841
0
273047
THL CR INC COM
COM
872438106
138
13862
SH
SOLE
NONE
0
0
13862
UNITED TECHNOLOGIES CORP COM
COM
913017109
940
8374
SH
SOLE
NONE
0
0
8374
VANGUARD BD INDEX FD INC TOTAL
COM
921937835
486
5999
SH
SOLE
NONE
0
0
5999
VANGUARD INDEX FDS SML CP GRW
COM
922908595
25497
181254
SH
SOLE
NONE
123201
0
58053
VANGUARD INDEX FDS SM CP VAL E
COM
922908611
25068
204037
SH
SOLE
NONE
141431
0
62606
VANGUARD INDEX FDS VALUE ETF
COM
922908744
174243
1827025
SH
SOLE
NONE
1285625
0
541400
VANGUARD INDEX FDS SMALL CP ET
COM
922908751
24739
185618
SH
SOLE
NONE
136176
0
49442
WAL-MART STORES INC COM
COM
931142103
1158
16069
SH
SOLE
NONE
31
0
16038
AFLAC INC COM
COM
001055102
750
10354
SH
DFND
01
0
0
10354
AIR PRODS CHEMS INC COM
COM
009158106
849
6273
SH
DFND
01
0
0
6273
ALLSTATE CORP COM
COM
020002101
1265
15520
SH
DFND
01
0
0
15520
ALPHABET INC CAP STK CL A
COM
02079K305
666
786
SH
DFND
01
0
0
786
ALTRIA GROUP INC COM
COM
02209S103
1434
20077
SH
DFND
01
0
0
20077
AMPHENOL CORP NEW CL A
COM
032095101
1100
15454
SH
DFND
01
0
0
15454
AUTOMATIC DATA PROCESSING IN C
COM
053015103
715
6981
SH
DFND
01
0
0
6981
BAY BANCORP INC COM
COM
07203T106
174
22217
SH
DFND
01
0
0
22217
BERKSHIRE HATHAWAY INC DEL CL
COM
084670702
1050
6299
SH
DFND
01
0
0
6299
BROWN FORMAN CORP CL B
COM
115637209
884
19136
SH
DFND
01
0
0
19136
C H ROBINSON WORLDWIDE INC COM
COM
12541W209
447
5780
SH
DFND
01
0
0
5780
CISCO SYS INC COM
COM
17275R102
926
27409
SH
DFND
01
0
0
27409
CINTAS CORP COM
COM
172908105
608
4807
SH
DFND
01
0
0
4807
CLOROX CO DEL COM
COM
189054109
618
4582
SH
DFND
01
0
0
4582
COCA COLA CO COM
COM
191216100
1407
33147
SH
DFND
01
0
0
33147
COMCAST CORP NEW CL A
COM
20030N101
919
24435
SH
DFND
01
0
0
24435
DBX ETF TR XTRAK MSCI EAFE
COM
233051200
8172
276167
SH
DFND
01
0
0
276167
DANAHER CORP DEL COM
COM
235851102
667
7800
SH
DFND
01
0
0
7800
DISNEY WALT CO COM DISNEY
COM
254687106
1784
15733
SH
DFND
01
0
0
15733
DOW CHEM CO COM
COM
260543103
748
11769
SH
DFND
01
0
0
11769
DR PEPPER SNAPPLE GROUP INC CO
COM
26138E109
861
8793
SH
DFND
01
0
0
8793
DU PONT E I DE NEMOURS CO COM
COM
263534109
638
7944
SH
DFND
01
0
0
7944
ECOLAB INC COM
COM
278865100
1417
11305
SH
DFND
01
0
0
11305
EXPEDITORS INTL WASH INC COM
COM
302130109
530
9386
SH
DFND
01
0
0
9386
EXXON MOBIL CORP COM
COM
30231G102
604
7362
SH
DFND
01
0
0
7362
FEDEX CORP COM
COM
31428X106
437
2237
SH
DFND
01
0
0
2237
FIDELITY NATL INFORMATION SV C
COM
31620M106
559
7027
SH
DFND
01
0
0
7027
FIRST TR EXCHANGE TRADED FD CH
COM
33733A102
357
11271
SH
DFND
01
0
0
11271
FIRST TR EXCHANGE TRADED FD DJ
COM
33733E302
688
7815
SH
DFND
01
0
0
7815
FIRST TR NASDAQ100 TECH INDE S
COM
337345102
714
11870
SH
DFND
01
0
0
11870
FIRST TR EXCHANGE TRADED FD IN
COM
33734X150
622
18111
SH
DFND
01
0
0
18111
FIRST TR EXCHANGE TRADED FD UT
COM
33734X184
659
24053
SH
DFND
01
0
0
24053
FIRST TR EXCH TRD ALPHA FD I L
COM
33737J125
339
16214
SH
DFND
01
0
0
16214
FIRST TR EXCH TRD ALPHA FD I B
COM
33737J133
336
21489
SH
DFND
01
0
0
21489
FIRST TR EXCH TRD ALPHA FD I G
COM
33737J190
351
8871
SH
DFND
01
0
0
8871
FIRST TR EXCH TRD ALPHA FD I S
COM
33737J232
359
7998
SH
DFND
01
0
0
7998
FIRST TR EXCHANGE TRADED FD NA
COM
33738R860
575
22129
SH
DFND
01
0
0
22129
FISERV INC COM
COM
337738108
918
7961
SH
DFND
01
0
0
7961
GALLAGHER ARTHUR J CO COM
COM
363576109
705
12475
SH
DFND
01
0
0
12475
GENERAL DYNAMICS CORP COM
COM
369550108
440
2348
SH
DFND
01
0
0
2348
GENERAL ELECTRIC CO COM
COM
369604103
801
26870
SH
DFND
01
0
0
26870
HARRIS CORP DEL COM
COM
413875105
613
5506
SH
DFND
01
0
0
5506
HARTFORD FINL SVCS GROUP INC C
COM
416515104
515
10715
SH
DFND
01
0
0
10715
HERSHEY CO COM
COM
427866108
1039
9510
SH
DFND
01
0
0
9510
HOME DEPOT INC COM
COM
437076102
602
4100
SH
DFND
01
0
0
4100
HONEYWELL INTL INC COM
COM
438516106
509
4078
SH
DFND
01
0
0
4078
ILLINOIS TOOL WKS INC COM
COM
452308109
602
4546
SH
DFND
01
0
0
4546
INTERNATIONAL BUSINESS MACHS C
COM
459200101
768
4408
SH
DFND
01
0
0
4408
INTUIT COM
COM
461202103
616
5310
SH
DFND
01
0
0
5310
ISHARES TR CORE US AGGBD ET
COM
464287226
4890
45070
SH
DFND
01
0
0
45070
ISHARES TR IBOXX INV CP ETF
COM
464287242
2633
22330
SH
DFND
01
0
0
22330
ISHARES TR RUS 1000 GRW ETF
COM
464287614
6794
59703
SH
DFND
01
0
0
59703
ISHARES TR IBOXX HI YD ETF
COM
464288513
2100
23922
SH
DFND
01
0
0
23922
ISHARES TR USA QUALITY FCTR
COM
46432F339
4133
56778
SH
DFND
01
0
0
56778
JOHNSON JOHNSON COM
COM
478160104
1424
11431
SH
DFND
01
0
0
11431
KIMBERLY CLARK CORP COM
COM
494368103
714
5422
SH
DFND
01
0
0
5422
LOEWS CORP COM
COM
540424108
652
13938
SH
DFND
01
0
0
13938
MARSH MCLENNAN COS INC COM
COM
571748102
836
11316
SH
DFND
01
0
0
11316
MCDONALDS CORP COM
COM
580135101
2276
17559
SH
DFND
01
0
0
17559
NASDAQ INC COM
COM
631103108
727
10472
SH
DFND
01
0
0
10472
NORTHROP GRUMMAN CORP COM
COM
666807102
440
1849
SH
DFND
01
0
0
1849
ORACLE CORP COM
COM
68389X105
824
18480
SH
DFND
01
0
0
18480
PPL CORP COM
COM
69351T106
746
19944
SH
DFND
01
0
0
19944
PAYCHEX INC COM
COM
704326107
645
10957
SH
DFND
01
0
0
10957
PEPSICO INC COM
COM
713448108
1628
14552
SH
DFND
01
0
0
14552
PRAXAIR INC COM
COM
74005P104
868
7317
SH
DFND
01
0
0
7317
PROCTER AND GAMBLE CO COM
COM
742718109
764
8505
SH
DFND
01
0
0
8505
PROGRESSIVE CORP OHIO COM
COM
743315103
728
18578
SH
DFND
01
0
0
18578
REPUBLIC SVCS INC COM
COM
760759100
1412
22486
SH
DFND
01
0
0
22486
ROPER TECHNOLOGIES INC COM
COM
776696106
456
2207
SH
DFND
01
0
0
2207
SPDR SP 500 ETF TR TR UNIT
COM
78462F103
13173
55880
SH
DFND
01
0
0
55880
SSGA ACTIVE ETF TR SPDR TR TAC
COM
78467V848
2653
54297
SH
DFND
01
0
0
54297
SMUCKER J M CO COM NEW
COM
832696405
563
4292
SH
DFND
01
0
0
4292
SOUTHERN CO COM
COM
842587107
653
13117
SH
DFND
01
0
0
13117
STANLEY BLACK DECKER INC COM
COM
854502101
404
3044
SH
DFND
01
0
0
3044
STARBUCKS CORP COM
COM
855244109
701
11999
SH
DFND
01
0
0
11999
TJX COS INC NEW COM
COM
872540109
768
9708
SH
DFND
01
0
0
9708
3M CO COM
COM
88579Y101
1103
5763
SH
DFND
01
0
0
5763
TORCHMARK CORP COM
COM
891027104
1055
13698
SH
DFND
01
0
0
13698
TRAVELERS COMPANIES INC COM
COM
89417E109
682
5656
SH
DFND
01
0
0
5656
US BANCORP DEL COM NEW
COM
902973304
631
12257
SH
DFND
01
0
0
12257
UNITED PARCEL SERVICE INC CL B
COM
911312106
496
4618
SH
DFND
01
0
0
4618
UNITED TECHNOLOGIES CORP COM
COM
913017109
702
6254
SH
DFND
01
0
0
6254
VANGUARD BD INDEX FD INC TOTAL
COM
921937835
5614
69235
SH
DFND
01
0
0
69235
VANGUARD INTL EQUITY INDEX F A
COM
922042775
6572
137406
SH
DFND
01
0
0
137406
VANGUARD INTL EQUITY INDEX F F
COM
922042858
10074
253632
SH
DFND
01
0
0
253632
VANGUARD INDEX FDS MID CAP ETF
COM
922908629
12884
92530
SH
DFND
01
0
0
92530
VANGUARD INDEX FDS VALUE ETF
COM
922908744
14621
153313
SH
DFND
01
0
0
153313
VANGUARD INDEX FDS SMALL CP ET
COM
922908751
9092
68218
SH
DFND
01
0
0
68218
VERISK ANALYTICS INC COM
COM
92345Y106
1420
17502
SH
DFND
01
0
0
17502
WAL-MART STORES INC COM
COM
931142103
615
8537
SH
DFND
01
0
0
8537
WASTE MGMT INC DEL COM
COM
94106L109
1534
21030
SH
DFND
01
0
0
21030
YUM BRANDS INC COM
COM
988498101
956
14961
SH
DFND
01
0
0
14961