General Counsel

0001560717-16-000012.txt : 20160210 0001560717-16-000012.hdr.sgml : 20160210 20160210135146 ACCESSION NUMBER: 0001560717-16-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160210 DATE AS OF CHANGE: 20160210 EFFECTIVENESS DATE: 20160210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Investments, LLC CENTRAL INDEX KEY: 0001560717 IRS NUMBER: 582461603 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15165 FILM NUMBER: 161404635 BUSINESS ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 225 CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 704-544-2399 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 225 CITY: CHARLOTTE STATE: NC ZIP: 28277 FORMER COMPANY: FORMER CONFORMED NAME: Horizon Investments, LLC/SC DATE OF NAME CHANGE: 20121019 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001560717 XXXXXXXX 12-31-2015 12-31-2015 Horizon Investments, LLC

13024 Ballantyne Corporate Place Suite 225 Charlotte NC 28277

13F HOLDINGS REPORT 028-15165 N Matt Chambers General Counsel 704-544-2399 Matt Chambers, General Counsel Charlotte NC 02-10-2016 1 94 1272452 false 1 FOUNDERS FINANCIAL SECURITIES LLC INFORMATION TABLE 2 HZIform13fInfoTable.xml AGILENT TECHNOLOGIES INC COM 00846U101 472 11295 SH SOLE NONE 11295 0 0 APOLLO COMMERCIAL REAL ESTATE COM 03762U105 261 15171 SH SOLE NONE 0 0 15171 APPLE INC COM 037833100 716 6805 SH SOLE NONE 6798 0 7 ARES CAPITAL CORPORATION COM 04010L103 187 13146 SH SOLE NONE 0 0 13146 BLACKROCK INC COM 09247X101 507 1490 SH SOLE NONE 1490 0 0 CBRE GROUP INC COM 12504L109 323 9331 SH SOLE NONE 9331 0 0 CALIX, INC. COM 13100M509 113 14376 SH SOLE NONE 0 0 14376 COLGATE-PALMOLIVE COMPANY COM 194162103 502 7535 SH SOLE NONE 7535 0 0 DTE ENERGY HOLDING COMPANY COM 233331107 521 6503 SH SOLE NONE 6503 0 0 DEERE CO COM 244199105 3250 42615 SH SOLE NONE 0 0 42615 E.I. DU PONT DE NEMOURS COMPA COM 263534109 515 7736 SH SOLE NONE 7732 0 4 EMERSON ELECTRIC CO. 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COM 58463J304 119 10348 SH SOLE NONE 0 0 10348 MICROSOFT CORPORATION COM 594918104 901 16236 SH SOLE NONE 16216 0 20 NEW MOUNTAIN FINANCE CORP COM 647551100 269 20639 SH SOLE NONE 0 0 20639 NEWPARK RESOURCES, INC. COM 651718504 109 20603 SH SOLE NONE 0 0 20603 PNC FINANCIAL SERVICES GROUP I COM 693475105 3762 39473 SH SOLE NONE 0 0 39473 POWERSHARES QQQ COM 73935A104 48814 436384 SH SOLE NONE 292604 0 143780 POWERSHARES DYNAMIC LARGE CAP COM 73935X609 6903 220602 SH SOLE NONE 0 0 220602 POWERSHARES DYNAMIC LARGE CAP COM 73935X708 6172 212186 SH SOLE NONE 0 0 212186 SPDR SP 500 COM 78462F103 205578 1008380 SH SOLE NONE 792000 0 216380 SPDR MSCI ACWI (EX-US) COM 78463X848 5659 183731 SH SOLE NONE 0 0 183731 SPDR DOUBLELINE TR TACT ETF COM 78467V848 24562 505388 SH SOLE NONE 379875 0 125513 SOLAR CAPITAL, LTD. COM 83413U100 302 18392 SH SOLE NONE 0 0 18392 STARWOOD PROPERTY TRUST, INC. COM 85571B105 240 11690 SH SOLE NONE 0 0 11690 TAIWAN SEMICONDUCTOR MANUFACTU COM 874039100 3689 162149 SH SOLE NONE 0 0 162149 3M CO COM 88579Y101 3581 23774 SH SOLE NONE 0 0 23774 TIFFANY CO. COM 886547108 500 6560 SH SOLE NONE 6560 0 0 TIVO, INC. COM 888706108 96 11121 SH SOLE NONE 0 0 11121 UNILEVER PLC ADR COM 904767704 3716 86172 SH SOLE NONE 0 0 86172 UNITED PARCEL SERVICE INC (UPS COM 911312106 2784 28930 SH SOLE NONE 0 0 28930 UNIVERSAL HEALTH SERVICES, INC COM 913903100 450 3764 SH SOLE NONE 3764 0 0 VANGUARD TOTAL BOND MARKET ETF COM 921937835 241 2983 SH SOLE NONE 0 0 2983 VANGUARD FTSE DEVELOPED MARKET COM 921943858 3291 89616 SH SOLE NONE 0 0 89616 VANGUARD TOTAL INTL BD IDX ETF COM 92203J407 24588 464981 SH SOLE NONE 349977 0 115004 VIACOM, INC. 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