0001560717-15-000009.txt : 20150807
0001560717-15-000009.hdr.sgml : 20150807
20150807093815
ACCESSION NUMBER: 0001560717-15-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150807
DATE AS OF CHANGE: 20150807
EFFECTIVENESS DATE: 20150807
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Investments, LLC
CENTRAL INDEX KEY: 0001560717
IRS NUMBER: 582461603
STATE OF INCORPORATION: SC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15165
FILM NUMBER: 151035275
BUSINESS ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: SUITE 225
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
BUSINESS PHONE: 704-544-2399
MAIL ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: SUITE 225
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
FORMER COMPANY:
FORMER CONFORMED NAME: Horizon Investments, LLC/SC
DATE OF NAME CHANGE: 20121019
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001560717
XXXXXXXX
06-30-2015
06-30-2015
Horizon Investments, LLC
13024 Ballantyne Corporate Place
Suite 225
Charlotte
NC
28277
13F HOLDINGS REPORT
028-15165
N
Matt Chambers
General Counsel
704-544-2399
Matt Chambers, General Counsel
Charlotte
NC
08-07-2015
1
109
1254704
false
1
FOUNDERS FINANCIAL SECURITIES LLC
INFORMATION TABLE
2
HZIform13fInfoTable.xml
AGCO CORP
COM
001084102
215
3786
SH
SOLE
NONE
0
0
3786
ARBOR REALTY TRUST, INC.
COM
038923108
68
10037
SH
SOLE
NONE
0
0
10037
ARMOUR RESIDENTIAL REIT INC
COM
042315101
61
21867
SH
SOLE
NONE
0
0
21867
ASTORIA FINANCIAL CORPORATION
COM
046265104
139
10076
SH
SOLE
NONE
0
0
10076
BANK OF AMERICA CORPORATION
COM
060505104
199
11678
SH
SOLE
NONE
11678
0
0
BIOTELEMETRY INC
COM
090672106
247
26178
SH
SOLE
NONE
26178
0
0
CYS INVESTMENTS INC
COM
12673A108
149
19331
SH
SOLE
NONE
0
0
19331
CARNIVAL CORPORATION
COM
143658300
248
5014
SH
SOLE
NONE
5014
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
155
13837
SH
SOLE
NONE
7146
0
6691
CLIFFS NATURAL RESOURCES INC.
COM
18683K408
112
25230
SH
SOLE
NONE
0
0
25230
CONOCOPHILLIPS
COM
20825C104
2984
48587
SH
SOLE
NONE
0
0
48587
CROCS, INC.
COM
227046109
175
11925
SH
SOLE
NONE
11925
0
0
CUMMINS INC
COM
231021106
2616
19941
SH
SOLE
NONE
0
0
19941
CYNOSURE, INC.
COM
232577205
326
8439
SH
SOLE
NONE
8439
0
0
DB X-TRACKERS MSCI EAFE HEDGED
COM
233051200
151850
5305721
SH
SOLE
NONE
3640130
0
1665591
E*TRADE FINANCIAL CORP
COM
269246401
252
8405
SH
SOLE
NONE
8405
0
0
EMERSON ELECTRIC CO.
COM
291011104
3328
60037
SH
SOLE
NONE
0
0
60037
FIFTH THIRD BANCORP
COM
316773100
3644
175000
SH
SOLE
NONE
0
0
175000
FIRST TRUST LARGE CAP VALUE AL
COM
33735J101
4798
113016
SH
SOLE
NONE
0
0
113016
FIRST TRUST LARGE CAP GR OPP A
COM
33735K108
4957
102042
SH
SOLE
NONE
0
0
102042
FIRST TRUST SENIOR LOAN
COM
33738D309
2382
48722
SH
SOLE
NONE
6048
0
42674
FIRST TRUST PREFERRED SEC INC
COM
33739E108
1942
102475
SH
SOLE
NONE
0
0
102475
FIRST TRUST ENH SHORT MAT FD
COM
33739Q408
16440
273959
SH
SOLE
NONE
18171
0
255788
FORD MOTOR CO
COM
345370860
3201
213268
SH
SOLE
NONE
0
0
213268
HEALTH NET INC
COM
42222G108
264
4116
SH
SOLE
NONE
4116
0
0
HORMEL FOODS CORPORATION
COM
440452100
213
3781
SH
SOLE
NONE
3781
0
0
INFINITY PHARMACEUTICALS, INC.
COM
45665G303
119
10830
SH
SOLE
NONE
0
0
10830
INTEL CORP
COM
458140100
1567
51505
SH
SOLE
NONE
0
0
51505
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
146
10206
SH
SOLE
NONE
0
0
10206
ISHARES CORE SP 500
COM
464287200
2966
14326
SH
SOLE
NONE
0
0
14326
ISHARES CORE US AGGREGATE BOND
COM
464287226
41880
384996
SH
SOLE
NONE
16423
0
368573
ISHARES IBOXX $ INVST GRADE CR
COM
464287242
776
6708
SH
SOLE
NONE
0
0
6708
ISHARES SP 500 VALUE
COM
464287408
330
3580
SH
SOLE
NONE
0
0
3580
ISHARES 1-3 YEAR TREASURY BOND
COM
464287457
1228
14469
SH
SOLE
NONE
0
0
14469
ISHARES RUSSELL MID-CAP
COM
464287499
1949
11439
SH
SOLE
NONE
0
0
11439
ISHARES CORE SP MID-CAP
COM
464287507
1431
9542
SH
SOLE
NONE
0
0
9542
ISHARES RUSSELL 2000
COM
464287655
472
3778
SH
SOLE
NONE
0
0
3778
ISHARES NATIONAL AMT-FREE MUNI
COM
464288414
918
8482
SH
SOLE
NONE
0
0
8482
ISHARES US PREFERRED STOCK
COM
464288687
21788
556237
SH
SOLE
NONE
27745
0
528492
ISHARES FLOATING RATE BOND
COM
46429B655
17205
339758
SH
SOLE
NONE
9794
0
329964
KULICKE SOFFA INDUSTRIES INC
COM
501242101
151
12872
SH
SOLE
NONE
12872
0
0
MBIA INC
COM
55262C100
112
18684
SH
SOLE
NONE
0
0
18684
MARKET VECTORS HIGH-YIELD MUNI
COM
57060U878
7129
238422
SH
SOLE
NONE
0
0
238422
MASIMO CORPORATION
COM
574795100
213
5507
SH
SOLE
NONE
0
0
5507
MICROSTRATEGY
COM
594972408
213
1250
SH
SOLE
NONE
0
0
1250
NEW MOUNTAIN FINANCE CORP
COM
647551100
213
14723
SH
SOLE
NONE
0
0
14723
OMEGA PROTEIN CORPORATION
COM
68210P107
174
12631
SH
SOLE
NONE
12631
0
0
PNC FINANCIAL SERVICES GROUP I
COM
693475105
3501
36600
SH
SOLE
NONE
0
0
36600
PIMCO TOTAL RETURN ETF
COM
72201R775
21271
198792
SH
SOLE
NONE
9301
0
189491
POWERSHARES QQQ
COM
73935A104
114153
1066151
SH
SOLE
NONE
736042
0
330109
POWERSHARES DYNAMIC LARGE CAP
COM
73935X609
5357
174552
SH
SOLE
NONE
0
0
174552
POWERSHARES DYNAMIC LARGE CAP
COM
73935X708
5237
171822
SH
SOLE
NONE
0
0
171822
POWERSHARES SENIOR LOAN PORT
COM
73936Q769
21170
889870
SH
SOLE
NONE
33127
0
856743
PROSHARES ULTRASHORT 20+ YEAR
COM
74347B201
248
4981
SH
SOLE
NONE
0
0
4981
QUALITY SYSTEMS, INC.
COM
747582104
166
10018
SH
SOLE
NONE
0
0
10018
ROPER INDUSTRIES, INC.
COM
776696106
217
1260
SH
SOLE
NONE
1260
0
0
SPDR SP 500
COM
78462F103
260301
1264274
SH
SOLE
NONE
899668
0
364606
SPDR MSCI ACWI (EX-US)
COM
78463X848
1900
55207
SH
SOLE
NONE
0
0
55207
SPDR NUVEEN SP HIGH YIELD MUNI
COM
78464A284
3337
60198
SH
SOLE
NONE
8798
0
51400
SPDR BARCLAYS HIGH YIELD BOND
COM
78464A417
21045
547616
SH
SOLE
NONE
25607
0
522009
SPDR SP REGIONAL BANKING ETF
COM
78464A698
77660
1758616
SH
SOLE
NONE
1194703
0
563913
SPDR DOUBLELINE TR TACT ETF
COM
78467V848
21434
432826
SH
SOLE
NONE
20032
0
412794
SOLAR CAPITAL, LTD.
COM
83413U100
222
12307
SH
SOLE
NONE
0
0
12307
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
159
23257
SH
SOLE
NONE
23257
0
0
TJX COMPANIES
COM
872540109
211
3195
SH
SOLE
NONE
3195
0
0
TAIWAN SEMICONDUCTOR MANUFACTU
COM
874039100
3573
157345
SH
SOLE
NONE
0
0
157345
THOMPSON CREEK METALS COMPANY
COM
884768102
78
95120
SH
SOLE
NONE
0
0
95120
3M CO
COM
88579Y101
3446
22333
SH
SOLE
NONE
0
0
22333
TIVO, INC.
COM
888706108
119
11751
SH
SOLE
NONE
0
0
11751
TRACTOR SUPPLY
COM
892356106
258
2872
SH
SOLE
NONE
2872
0
0
TWO HARBORS INVESTMENT CORP
COM
90187B101
137
14093
SH
SOLE
NONE
0
0
14093
UNILEVER PLC ADR
COM
904767704
3437
80006
SH
SOLE
NONE
0
0
80006
UNITED PARCEL SERVICE INC (UPS
COM
911312106
2567
26489
SH
SOLE
NONE
0
0
26489
VF CORPORATION
COM
918204108
207
2967
SH
SOLE
NONE
2967
0
0
VALERO ENERGY CORPORATION
COM
91913Y100
219
3498
SH
SOLE
NONE
3498
0
0
VANGUARD FTSE DEVELOPED MARKET
COM
921943858
4493
113315
SH
SOLE
NONE
0
0
113315
VANGUARD SHRT-TERM INFL-PROT S
COM
922020805
17951
368761
SH
SOLE
NONE
18372
0
350389
VANGUARD FTSE ALL-WORLD EX-US
COM
922042775
149393
3077096
SH
SOLE
NONE
2135712
0
941384
WHITESTONE REI
COM
966084204
155
11868
SH
SOLE
NONE
0
0
11868
YUM BRANDS INC
COM
988498101
3362
37321
SH
SOLE
NONE
0
0
37321
MARVELL TECHNOLOGY GROUP, LTD.
COM
G5876H105
140
10649
SH
SOLE
NONE
0
0
10649
XL GROUP PLC
COM
G98290102
207
5569
SH
SOLE
NONE
5569
0
0
BAY BANCORP INC
COM
07203T106
118
22217
SH
DFND
01
0
0
22217
DB X-TRACKERS MSCI EAFE HEDGED
COM
233051200
11668
407698
SH
DFND
01
0
0
407698
FIRST TRUST NYSE ARCA BIOTECH
COM
33733E203
792
6386
SH
DFND
01
0
0
6386
FIRST TRUST DOW JONES INTERNET
COM
33733E302
790
11759
SH
DFND
01
0
0
11759
FIRST TRUST CONSUMER DISC ALPH
COM
33734X101
768
21034
SH
DFND
01
0
0
21034
FIRST TRUST CONSUMER STAPLES A
COM
33734X119
761
17282
SH
DFND
01
0
0
17282
FIRST TRUST HEALTH CARE ALPHAD
COM
33734X143
798
11594
SH
DFND
01
0
0
11594
ISHARES MSCI BELGIUM CAPPED
COM
464286301
355
20422
SH
DFND
01
0
0
20422
ISHARES MSCI SWITZERLAND CAPPE
COM
464286749
332
10130
SH
DFND
01
0
0
10130
ISHARES CHINA LARGE-CAP
COM
464287184
299
6496
SH
DFND
01
0
0
6496
ISHARES CORE US AGGREGATE BOND
COM
464287226
818
7520
SH
DFND
01
0
0
7520
ISHARES IBOXX $ INVST GRADE CR
COM
464287242
528
4561
SH
DFND
01
0
0
4561
ISHARES RUSSELL 1000 GROWTH
COM
464287614
8710
87975
SH
DFND
01
0
0
87975
ISHARES DOW JONES US
COM
464287846
340
3266
SH
DFND
01
0
0
3266
ISHARES MSCI PHILIPPINES
COM
46429B408
331
8594
SH
DFND
01
0
0
8594
POWERSHARES SENIOR LOAN PORT
COM
73936Q769
506
21275
SH
DFND
01
0
0
21275
SPDR SP 500
COM
78462F103
9304
45190
SH
DFND
01
0
0
45190
VANGUARD TOTAL BOND MARKET ETF
COM
921937835
786
9669
SH
DFND
01
0
0
9669
VANGUARD TOTAL INTL BD IDX ETF
COM
92203J407
298
5687
SH
DFND
01
0
0
5687
VANGUARD TOTAL WORLD STOCK IND
COM
922042742
7371
119808
SH
DFND
01
0
0
119808
VANGUARD EMERGING MARKETS STOC
COM
922042858
2961
72427
SH
DFND
01
0
0
72427
VANGUARD MID-CAP ETF
COM
922908629
6085
47750
SH
DFND
01
0
0
47750
VANGUARD VALUE ETF
COM
922908744
8722
104644
SH
DFND
01
0
0
104644
VANGUARD SMALL CAP ETF
COM
922908751
3128
25751
SH
DFND
01
0
0
25751
SPDR S&P 500 ETF TR
COM
78462F103
102945
500000
SH
Put
SOLE
NONE
0
0
500000
SPDR S&P 500 ETF TR
COM
78462F103
30884
150000
SH
Put
SOLE
NONE
0
0
150000
GLOBAL X FTSE GREECE 20 ETF
COM
37950E366
5030
500000
SH
Call
SOLE
NONE
0
0
500000