0001560717-15-000008.txt : 20150515
0001560717-15-000008.hdr.sgml : 20150515
20150515092039
ACCESSION NUMBER: 0001560717-15-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150515
DATE AS OF CHANGE: 20150515
EFFECTIVENESS DATE: 20150515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Investments, LLC
CENTRAL INDEX KEY: 0001560717
IRS NUMBER: 582461603
STATE OF INCORPORATION: SC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15165
FILM NUMBER: 15865859
BUSINESS ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: SUITE 225
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
BUSINESS PHONE: 704-544-2399
MAIL ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: SUITE 225
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
FORMER COMPANY:
FORMER CONFORMED NAME: Horizon Investments, LLC/SC
DATE OF NAME CHANGE: 20121019
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001560717
XXXXXXXX
03-31-2015
03-31-2015
Horizon Investments, LLC
13024 Ballantyne Corporate Place
Suite 225
Charlotte
NC
28277
13F HOLDINGS REPORT
028-15165
N
Matt Chambers
General Counsel
704-544-2399
Matt Chambers, General Counsel
Charlotte
NC
05-14-2015
1
117
1054170
false
1
FOUNDERS FINANCIAL SECURITIES LLC
INFORMATION TABLE
2
HZIform13fInfoTable.xml
AGCO CORP
COM
001084102
212
4449
SH
SOLE
NONE
0
0
4449
ALTERA CORP
COM
021441100
236
5497
SH
SOLE
NONE
5497
0
0
ARBOR RLTY TR INC
COM
038923108
75
10677
SH
SOLE
NONE
0
0
10677
ARMOUR RESIDENTIAL REIT INC
COM
042315101
73
22988
SH
SOLE
NONE
0
0
22988
BANK AMER CORP
COM
060505104
191
12443
SH
SOLE
NONE
11678
0
765
BERKSHIRE HATHAWAY INC DEL CL
COM
084670702
201
1394
SH
SOLE
NONE
1394
0
0
BIOTELEMETRY INC
COM
090672106
232
26178
SH
SOLE
NONE
26178
0
0
BROOKS AUTOMATION INC
COM
114340102
183
15744
SH
SOLE
NONE
0
0
15744
CYS INVTS INC
COM
12673A108
183
20583
SH
SOLE
NONE
0
0
20583
CARNIVAL CORP PAIRED CTF
COM
143658300
240
5014
SH
SOLE
NONE
5014
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
201
14191
SH
SOLE
NONE
7146
0
7045
CLIFFS NATURAL RESOURCES INC.
COM
18683K408
137
25897
SH
SOLE
NONE
0
0
25897
CONOCOPHILLIPS
COM
20825C104
2859
45927
SH
SOLE
NONE
0
0
45927
CROCS INC
COM
227046109
141
11925
SH
SOLE
NONE
11925
0
0
CUMMINS INC
COM
231021106
2632
18982
SH
SOLE
NONE
0
0
18982
CYNOSURE INC CL A
COM
232577205
259
8439
SH
SOLE
NONE
8439
0
0
E TRADE FINANCIAL CORP NEW
COM
269246401
240
8405
SH
SOLE
NONE
8405
0
0
FIFTH THIRD BANCORP
COM
316773100
3166
167933
SH
SOLE
NONE
0
0
167933
FIRST TR EXCHANGE TRADED FD HL
COM
33734X143
35651
531942
SH
SOLE
NONE
356114
0
175828
FIRST TR LRG CP VL ALPHADEX S
COM
33735J101
3991
91220
SH
SOLE
NONE
0
0
91220
FIRST TR LRG CP GRWTH ALPHAD
COM
33735K108
4030
82778
SH
SOLE
NONE
0
0
82778
FIRST TR EXCHANGE TRADED FD SE
COM
33738D309
1990
40415
SH
SOLE
NONE
6235
0
34180
FIRST TR EXCHANGE-TRADED FD PF
COM
33739E108
738
38462
SH
SOLE
NONE
0
0
38462
FIRST TR EXCHANGE TRADED FD FI
COM
33739Q408
14098
234852
SH
SOLE
NONE
11920
0
222932
FORD MTR CO DEL PAR $0.01
COM
345370860
3270
202595
SH
SOLE
NONE
0
0
202595
HEALTH NET INC
COM
42222G108
249
4116
SH
SOLE
NONE
4116
0
0
HORMEL FOODS CORP
COM
440452100
215
3781
SH
SOLE
NONE
3781
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
171
12262
SH
SOLE
NONE
0
0
12262
INTEL CORP
COM
458140100
1519
48568
SH
SOLE
NONE
0
0
48568
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
168
10828
SH
SOLE
NONE
0
0
10828
ISHARES EMU ETF
COM
464286608
24362
631479
SH
SOLE
NONE
327166
0
304313
ISHARES MSCI JAPAN ETF
COM
464286848
35068
2798686
SH
SOLE
NONE
1871657
0
927029
ISHARES TR CORE SP500 ETF
COM
464287200
2731
13140
SH
SOLE
NONE
0
0
13140
ISHARES TR CORE US AGGBD ET
COM
464287226
40686
365123
SH
SOLE
NONE
17444
0
347679
ISHARES TR SP 500 GRWT ETF
COM
464287309
68465
600836
SH
SOLE
NONE
415051
0
185785
ISHARES TR SP 500 VAL ETF
COM
464287408
331
3580
SH
SOLE
NONE
0
0
3580
ISHARES TR 1-3 YR TR BD ETF
COM
464287457
1610
18966
SH
SOLE
NONE
0
0
18966
ISHARES TR RUS MID-CAP ETF
COM
464287499
2160
12478
SH
SOLE
NONE
0
0
12478
ISHARES TR CORE SP MCP ETF
COM
464287507
1325
8718
SH
SOLE
NONE
0
0
8718
ISHARES TR RUS 1000 GRW ETF
COM
464287614
70281
710482
SH
SOLE
NONE
475678
0
234804
ISHARES TR RUSSELL 2000 ETF
COM
464287655
428
3443
SH
SOLE
NONE
0
0
3443
ISHARES MSCI ACWI US ETF
COM
464288240
37085
829649
SH
SOLE
NONE
525274
0
304375
ISHARES NAT AMT FREE BD
COM
464288414
1482
13397
SH
SOLE
NONE
0
0
13397
ISHARES IBOXX HI YD ETF
COM
464288513
12853
141848
SH
SOLE
NONE
5635
0
136213
ISHARES TR MSCI INDIA ETF
COM
46429B598
35111
1097551
SH
SOLE
NONE
747165
0
350386
ITRON INC
COM
465741106
213
5824
SH
SOLE
NONE
0
0
5824
KULICKE SOFFA INDS INC
COM
501242101
201
12872
SH
SOLE
NONE
12872
0
0
MBIA INC
COM
55262C100
201
21581
SH
SOLE
NONE
0
0
21581
MARKET VECTORS ETF TR HG YLD M
COM
57060U878
6818
217542
SH
SOLE
NONE
0
0
217542
MASIMO CORP
COM
574795100
216
6547
SH
SOLE
NONE
0
0
6547
MICROSTRATEGY INC CL A NEW
COM
594972408
264
1561
SH
SOLE
NONE
0
0
1561
NEW MTN FIN CORP
COM
647551100
153
10451
SH
SOLE
NONE
0
0
10451
OMEGA PROTEIN CORP
COM
68210P107
173
12631
SH
SOLE
NONE
12631
0
0
PNC FINL SVCS GROUP INC
COM
693475105
3218
34513
SH
SOLE
NONE
0
0
34513
PIMCO ETF TR TTL RTN ACTV ETF
COM
72201R775
50638
459799
SH
SOLE
NONE
20444
0
439355
POLY INC
COM
73172K104
176
13154
SH
SOLE
NONE
0
0
13154
POWERSHARES ETF TRUST DYNM LRG
COM
73935X609
6809
222294
SH
SOLE
NONE
0
0
222294
POWERSHARES ETF TRUST DYNM LRG
COM
73935X708
6557
212816
SH
SOLE
NONE
0
0
212816
POWERSHARES ETF TRUST II SENIO
COM
73936Q769
20350
844737
SH
SOLE
NONE
33976
0
810761
POWERSHARES ETF TRUST II CEF I
COM
73936Q843
5457
228823
SH
SOLE
NONE
0
0
228823
POWERSHARES GLOBAL ETF TRUST F
COM
73936T557
7358
387855
SH
SOLE
NONE
26948
0
360907
POWERSHARES GLOBAL ETF TRUST A
COM
73936T565
7347
492760
SH
SOLE
NONE
27457
0
465303
PROSHARES TR PSHS ULTSH 20YRS
COM
74347B201
220
5244
SH
SOLE
NONE
0
0
5244
QUALITY SYS INC
COM
747582104
187
11675
SH
SOLE
NONE
0
0
11675
ROPER INDS INC NEW
COM
776696106
217
1260
SH
SOLE
NONE
1260
0
0
SPDR SP 500 ETF TR TR UNIT
COM
78462F103
123176
596694
SH
SOLE
NONE
400603
0
196091
SPDR SERIES TRUST NUV HGHYLD M
COM
78464A284
4446
77235
SH
SOLE
NONE
12418
0
64817
SPDR SERIES TRUST BRC CNV SECS
COM
78464A359
3137
65682
SH
SOLE
NONE
10692
0
54990
SPDR SERIES TRUST SP REGL BKG
COM
78464A698
70790
1733766
SH
SOLE
NONE
1171101
0
562665
SELECT SECTOR SPDR TR SBI CONS
COM
81369Y407
35267
468047
SH
SOLE
NONE
313730
0
154317
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
141
23257
SH
SOLE
NONE
23257
0
0
SYNGENTA AG SPONSORED ADR
COM
87160A100
3228
47598
SH
SOLE
NONE
0
0
47598
TJX COS INC NEW
COM
872540109
224
3195
SH
SOLE
NONE
3195
0
0
TAIWAN SEMICONDUCTOR MFG LTD S
COM
874039100
3565
151829
SH
SOLE
NONE
0
0
151829
3M CO
COM
88579Y101
3541
21466
SH
SOLE
NONE
0
0
21466
TIVO INC
COM
888706108
142
13346
SH
SOLE
NONE
0
0
13346
TRACTOR SUPPLY CO
COM
892356106
244
2872
SH
SOLE
NONE
2872
0
0
TWO HBRS INVT CORP
COM
90187B101
159
14970
SH
SOLE
NONE
0
0
14970
UNILEVER PLC SPON ADR NEW
COM
904767704
3198
76668
SH
SOLE
NONE
0
0
76668
UNITED PARCEL SERVICE INC CL B
COM
911312106
2429
25061
SH
SOLE
NONE
0
0
25061
UNITED STATES STL CORP NEW
COM
912909108
208
8540
SH
SOLE
NONE
0
0
8540
V F CORP
COM
918204108
223
2967
SH
SOLE
NONE
2967
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
223
3498
SH
SOLE
NONE
3498
0
0
VANGUARD TAX MANAGED INTL FD F
COM
921943858
4179
104924
SH
SOLE
NONE
0
0
104924
VANGUARD INTL EQUITY INDEX F F
COM
922042866
34593
564505
SH
SOLE
NONE
379521
0
184984
VANGUARD SCOTTSDALE FDS MORTG-
COM
92206C771
10147
189918
SH
SOLE
NONE
9577
0
180341
VANGUARD SCOTTSDALE FDS LG-TER
COM
92206C813
20039
212957
SH
SOLE
NONE
10829
0
202128
VANGUARD INDEX FDS VALUE ETF
COM
922908744
68527
818716
SH
SOLE
NONE
565430
0
253286
WISDOMTREE TR EUROPE SMCP DV
COM
97717W869
11100
199454
SH
SOLE
NONE
199454
0
0
WISDOMTREE TR EUROPE HEDGED EQ
COM
97717X701
53912
815127
SH
SOLE
NONE
540157
0
274970
YUM BRANDS INC
COM
988498101
2853
36246
SH
SOLE
NONE
0
0
36246
MARVELL TECHNOLOGY GROUP LTD O
COM
G5876H105
181
12330
SH
SOLE
NONE
0
0
12330
XL GROUP PLC SHS
COM
G98290102
205
5569
SH
SOLE
NONE
5569
0
0
BAY BANCORP INC
COM
07203T106
116
22217
SH
DFND
01
0
0
22217
DBX ETF TR XTRAK MSCI EAFE
COM
233051200
10252
342206
SH
DFND
01
0
0
342206
FIRST TR EXCHANGE TRADED FD NY
COM
33733E203
739
6252
SH
DFND
01
0
0
6252
FIRST TR EXCHANGE TRADED FD DJ
COM
33733E302
695
10698
SH
DFND
01
0
0
10698
FIRST TR EXCHANGE TRADED FD CO
COM
33734X101
710
19024
SH
DFND
01
0
0
19024
FIRST TR EXCHANGE TRADED FD CO
COM
33734X119
697
15615
SH
DFND
01
0
0
15615
FIRST TR EXCHANGE TRADED FD HL
COM
33734X143
722
10773
SH
DFND
01
0
0
10773
ISHARES TR CORE US AGGBD ET
COM
464287226
866
7773
SH
DFND
01
0
0
7773
ISHARES TR IBOXX INV CP ETF
COM
464287242
856
7036
SH
DFND
01
0
0
7036
ISHARES TR 20+ YR TR BD ETF
COM
464287432
314
2401
SH
DFND
01
0
0
2401
ISHARES TR RUS 1000 GRW ETF
COM
464287614
10236
103475
SH
DFND
01
0
0
103475
ISHARES CORE LT USDB ETF
COM
464289479
314
4828
SH
DFND
01
0
0
4828
ISHARES 10+ YR CR BD ETF
COM
464289511
312
4984
SH
DFND
01
0
0
4984
ISHARES TR BAA BA RTD ETF
COM
46432F107
313
5825
SH
DFND
01
0
0
5825
SPDR SP 500 ETF TR TR UNIT
COM
78462F103
11562
56007
SH
DFND
01
0
0
56007
VANGUARD BD INDEX FD INC SHORT
COM
921937827
317
3931
SH
DFND
01
0
0
3931
VANGUARD BD INDEX FD INC TOTAL
COM
921937835
830
9957
SH
DFND
01
0
0
9957
VANGUARD CHARLOTTE FDS INTL BD
COM
92203J407
540
9981
SH
DFND
01
0
0
9981
VANGUARD INTL EQUITY INDEX F F
COM
922042858
4436
108550
SH
DFND
01
0
0
108550
VANGUARD INDEX FDS MID CAP ETF
COM
922908629
4745
35758
SH
DFND
01
0
0
35758
VANGUARD INDEX FDS VALUE ETF
COM
922908744
9872
117946
SH
DFND
01
0
0
117946
VANGUARD INDEX FDS SMALL CP ET
COM
922908751
2888
23565
SH
DFND
01
0
0
23565
SPDR S&P 500 ETF TR
COM
78462F103
3096
150000
SH
Put
SOLE
NONE
0
0
150000
POWERSHS DB US DOLLAR INDEX
COM
73936D107
363
140000
SH
Put
SOLE
NONE
0
0
140000