0001560717-15-000008.txt : 20150515 0001560717-15-000008.hdr.sgml : 20150515 20150515092039 ACCESSION NUMBER: 0001560717-15-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 EFFECTIVENESS DATE: 20150515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Investments, LLC CENTRAL INDEX KEY: 0001560717 IRS NUMBER: 582461603 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15165 FILM NUMBER: 15865859 BUSINESS ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 225 CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 704-544-2399 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 225 CITY: CHARLOTTE STATE: NC ZIP: 28277 FORMER COMPANY: FORMER CONFORMED NAME: Horizon Investments, LLC/SC DATE OF NAME CHANGE: 20121019 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001560717 XXXXXXXX 03-31-2015 03-31-2015 Horizon Investments, LLC
13024 Ballantyne Corporate Place Suite 225 Charlotte NC 28277
13F HOLDINGS REPORT 028-15165 N
Matt Chambers General Counsel 704-544-2399 Matt Chambers, General Counsel Charlotte NC 05-14-2015 1 117 1054170 false 1 FOUNDERS FINANCIAL SECURITIES LLC
INFORMATION TABLE 2 HZIform13fInfoTable.xml AGCO CORP COM 001084102 212 4449 SH SOLE NONE 0 0 4449 ALTERA CORP COM 021441100 236 5497 SH SOLE NONE 5497 0 0 ARBOR RLTY TR INC COM 038923108 75 10677 SH SOLE NONE 0 0 10677 ARMOUR RESIDENTIAL REIT INC COM 042315101 73 22988 SH SOLE NONE 0 0 22988 BANK AMER CORP COM 060505104 191 12443 SH SOLE NONE 11678 0 765 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 201 1394 SH SOLE NONE 1394 0 0 BIOTELEMETRY INC COM 090672106 232 26178 SH SOLE NONE 26178 0 0 BROOKS AUTOMATION INC COM 114340102 183 15744 SH SOLE NONE 0 0 15744 CYS INVTS INC COM 12673A108 183 20583 SH SOLE NONE 0 0 20583 CARNIVAL CORP PAIRED CTF COM 143658300 240 5014 SH SOLE NONE 5014 0 0 CHESAPEAKE ENERGY CORP COM 165167107 201 14191 SH SOLE NONE 7146 0 7045 CLIFFS NATURAL RESOURCES INC. COM 18683K408 137 25897 SH SOLE NONE 0 0 25897 CONOCOPHILLIPS COM 20825C104 2859 45927 SH SOLE NONE 0 0 45927 CROCS INC COM 227046109 141 11925 SH SOLE NONE 11925 0 0 CUMMINS INC COM 231021106 2632 18982 SH SOLE NONE 0 0 18982 CYNOSURE INC CL A COM 232577205 259 8439 SH SOLE NONE 8439 0 0 E TRADE FINANCIAL CORP NEW COM 269246401 240 8405 SH SOLE NONE 8405 0 0 FIFTH THIRD BANCORP COM 316773100 3166 167933 SH SOLE NONE 0 0 167933 FIRST TR EXCHANGE TRADED FD HL COM 33734X143 35651 531942 SH SOLE NONE 356114 0 175828 FIRST TR LRG CP VL ALPHADEX S COM 33735J101 3991 91220 SH SOLE NONE 0 0 91220 FIRST TR LRG CP GRWTH ALPHAD COM 33735K108 4030 82778 SH SOLE NONE 0 0 82778 FIRST TR EXCHANGE TRADED FD SE COM 33738D309 1990 40415 SH SOLE NONE 6235 0 34180 FIRST TR EXCHANGE-TRADED FD PF COM 33739E108 738 38462 SH SOLE NONE 0 0 38462 FIRST TR EXCHANGE TRADED FD FI COM 33739Q408 14098 234852 SH SOLE NONE 11920 0 222932 FORD MTR CO DEL PAR $0.01 COM 345370860 3270 202595 SH SOLE NONE 0 0 202595 HEALTH NET INC COM 42222G108 249 4116 SH SOLE NONE 4116 0 0 HORMEL FOODS CORP COM 440452100 215 3781 SH SOLE NONE 3781 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 171 12262 SH SOLE NONE 0 0 12262 INTEL CORP COM 458140100 1519 48568 SH SOLE NONE 0 0 48568 INVESCO MORTGAGE CAPITAL INC COM 46131B100 168 10828 SH SOLE NONE 0 0 10828 ISHARES EMU ETF COM 464286608 24362 631479 SH SOLE NONE 327166 0 304313 ISHARES MSCI JAPAN ETF COM 464286848 35068 2798686 SH SOLE NONE 1871657 0 927029 ISHARES TR CORE SP500 ETF COM 464287200 2731 13140 SH SOLE NONE 0 0 13140 ISHARES TR CORE US AGGBD ET COM 464287226 40686 365123 SH SOLE NONE 17444 0 347679 ISHARES TR SP 500 GRWT ETF COM 464287309 68465 600836 SH SOLE NONE 415051 0 185785 ISHARES TR SP 500 VAL ETF COM 464287408 331 3580 SH SOLE NONE 0 0 3580 ISHARES TR 1-3 YR TR BD ETF COM 464287457 1610 18966 SH SOLE NONE 0 0 18966 ISHARES TR RUS MID-CAP ETF COM 464287499 2160 12478 SH SOLE NONE 0 0 12478 ISHARES TR CORE SP MCP ETF COM 464287507 1325 8718 SH SOLE NONE 0 0 8718 ISHARES TR RUS 1000 GRW ETF COM 464287614 70281 710482 SH SOLE NONE 475678 0 234804 ISHARES TR RUSSELL 2000 ETF COM 464287655 428 3443 SH SOLE NONE 0 0 3443 ISHARES MSCI ACWI US ETF COM 464288240 37085 829649 SH SOLE NONE 525274 0 304375 ISHARES NAT AMT FREE BD COM 464288414 1482 13397 SH SOLE NONE 0 0 13397 ISHARES IBOXX HI YD ETF COM 464288513 12853 141848 SH SOLE NONE 5635 0 136213 ISHARES TR MSCI INDIA ETF COM 46429B598 35111 1097551 SH SOLE NONE 747165 0 350386 ITRON INC COM 465741106 213 5824 SH SOLE NONE 0 0 5824 KULICKE SOFFA INDS INC COM 501242101 201 12872 SH SOLE NONE 12872 0 0 MBIA INC COM 55262C100 201 21581 SH SOLE NONE 0 0 21581 MARKET VECTORS ETF TR HG YLD M COM 57060U878 6818 217542 SH SOLE NONE 0 0 217542 MASIMO CORP COM 574795100 216 6547 SH SOLE NONE 0 0 6547 MICROSTRATEGY INC CL A NEW COM 594972408 264 1561 SH SOLE NONE 0 0 1561 NEW MTN FIN CORP COM 647551100 153 10451 SH SOLE NONE 0 0 10451 OMEGA PROTEIN CORP COM 68210P107 173 12631 SH SOLE NONE 12631 0 0 PNC FINL SVCS GROUP INC COM 693475105 3218 34513 SH SOLE NONE 0 0 34513 PIMCO ETF TR TTL RTN ACTV ETF COM 72201R775 50638 459799 SH SOLE NONE 20444 0 439355 POLY INC COM 73172K104 176 13154 SH SOLE NONE 0 0 13154 POWERSHARES ETF TRUST DYNM LRG COM 73935X609 6809 222294 SH SOLE NONE 0 0 222294 POWERSHARES ETF TRUST DYNM LRG COM 73935X708 6557 212816 SH SOLE NONE 0 0 212816 POWERSHARES ETF TRUST II SENIO COM 73936Q769 20350 844737 SH SOLE NONE 33976 0 810761 POWERSHARES ETF TRUST II CEF I COM 73936Q843 5457 228823 SH SOLE NONE 0 0 228823 POWERSHARES GLOBAL ETF TRUST F COM 73936T557 7358 387855 SH SOLE NONE 26948 0 360907 POWERSHARES GLOBAL ETF TRUST A COM 73936T565 7347 492760 SH SOLE NONE 27457 0 465303 PROSHARES TR PSHS ULTSH 20YRS COM 74347B201 220 5244 SH SOLE NONE 0 0 5244 QUALITY SYS INC COM 747582104 187 11675 SH SOLE NONE 0 0 11675 ROPER INDS INC NEW COM 776696106 217 1260 SH SOLE NONE 1260 0 0 SPDR SP 500 ETF TR TR UNIT COM 78462F103 123176 596694 SH SOLE NONE 400603 0 196091 SPDR SERIES TRUST NUV HGHYLD M COM 78464A284 4446 77235 SH SOLE NONE 12418 0 64817 SPDR SERIES TRUST BRC CNV SECS COM 78464A359 3137 65682 SH SOLE NONE 10692 0 54990 SPDR SERIES TRUST SP REGL BKG COM 78464A698 70790 1733766 SH SOLE NONE 1171101 0 562665 SELECT SECTOR SPDR TR SBI CONS COM 81369Y407 35267 468047 SH SOLE NONE 313730 0 154317 SPECTRUM PHARMACEUTICALS INC COM 84763A108 141 23257 SH SOLE NONE 23257 0 0 SYNGENTA AG SPONSORED ADR COM 87160A100 3228 47598 SH SOLE NONE 0 0 47598 TJX COS INC NEW COM 872540109 224 3195 SH SOLE NONE 3195 0 0 TAIWAN SEMICONDUCTOR MFG LTD S COM 874039100 3565 151829 SH SOLE NONE 0 0 151829 3M CO COM 88579Y101 3541 21466 SH SOLE NONE 0 0 21466 TIVO INC COM 888706108 142 13346 SH SOLE NONE 0 0 13346 TRACTOR SUPPLY CO COM 892356106 244 2872 SH SOLE NONE 2872 0 0 TWO HBRS INVT CORP COM 90187B101 159 14970 SH SOLE NONE 0 0 14970 UNILEVER PLC SPON ADR NEW COM 904767704 3198 76668 SH SOLE NONE 0 0 76668 UNITED PARCEL SERVICE INC CL B COM 911312106 2429 25061 SH SOLE NONE 0 0 25061 UNITED STATES STL CORP NEW COM 912909108 208 8540 SH SOLE NONE 0 0 8540 V F CORP COM 918204108 223 2967 SH SOLE NONE 2967 0 0 VALERO ENERGY CORP NEW COM 91913Y100 223 3498 SH SOLE NONE 3498 0 0 VANGUARD TAX MANAGED INTL FD F COM 921943858 4179 104924 SH SOLE NONE 0 0 104924 VANGUARD INTL EQUITY INDEX F F COM 922042866 34593 564505 SH SOLE NONE 379521 0 184984 VANGUARD SCOTTSDALE FDS MORTG- COM 92206C771 10147 189918 SH SOLE NONE 9577 0 180341 VANGUARD SCOTTSDALE FDS LG-TER COM 92206C813 20039 212957 SH SOLE NONE 10829 0 202128 VANGUARD INDEX FDS VALUE ETF COM 922908744 68527 818716 SH SOLE NONE 565430 0 253286 WISDOMTREE TR EUROPE SMCP DV COM 97717W869 11100 199454 SH SOLE NONE 199454 0 0 WISDOMTREE TR EUROPE HEDGED EQ COM 97717X701 53912 815127 SH SOLE NONE 540157 0 274970 YUM BRANDS INC COM 988498101 2853 36246 SH SOLE NONE 0 0 36246 MARVELL TECHNOLOGY GROUP LTD O COM G5876H105 181 12330 SH SOLE NONE 0 0 12330 XL GROUP PLC SHS COM G98290102 205 5569 SH SOLE NONE 5569 0 0 BAY BANCORP INC COM 07203T106 116 22217 SH DFND 01 0 0 22217 DBX ETF TR XTRAK MSCI EAFE COM 233051200 10252 342206 SH DFND 01 0 0 342206 FIRST TR EXCHANGE TRADED FD NY COM 33733E203 739 6252 SH DFND 01 0 0 6252 FIRST TR EXCHANGE TRADED FD DJ COM 33733E302 695 10698 SH DFND 01 0 0 10698 FIRST TR EXCHANGE TRADED FD CO COM 33734X101 710 19024 SH DFND 01 0 0 19024 FIRST TR EXCHANGE TRADED FD CO COM 33734X119 697 15615 SH DFND 01 0 0 15615 FIRST TR EXCHANGE TRADED FD HL COM 33734X143 722 10773 SH DFND 01 0 0 10773 ISHARES TR CORE US AGGBD ET COM 464287226 866 7773 SH DFND 01 0 0 7773 ISHARES TR IBOXX INV CP ETF COM 464287242 856 7036 SH DFND 01 0 0 7036 ISHARES TR 20+ YR TR BD ETF COM 464287432 314 2401 SH DFND 01 0 0 2401 ISHARES TR RUS 1000 GRW ETF COM 464287614 10236 103475 SH DFND 01 0 0 103475 ISHARES CORE LT USDB ETF COM 464289479 314 4828 SH DFND 01 0 0 4828 ISHARES 10+ YR CR BD ETF COM 464289511 312 4984 SH DFND 01 0 0 4984 ISHARES TR BAA BA RTD ETF COM 46432F107 313 5825 SH DFND 01 0 0 5825 SPDR SP 500 ETF TR TR UNIT COM 78462F103 11562 56007 SH DFND 01 0 0 56007 VANGUARD BD INDEX FD INC SHORT COM 921937827 317 3931 SH DFND 01 0 0 3931 VANGUARD BD INDEX FD INC TOTAL COM 921937835 830 9957 SH DFND 01 0 0 9957 VANGUARD CHARLOTTE FDS INTL BD COM 92203J407 540 9981 SH DFND 01 0 0 9981 VANGUARD INTL EQUITY INDEX F F COM 922042858 4436 108550 SH DFND 01 0 0 108550 VANGUARD INDEX FDS MID CAP ETF COM 922908629 4745 35758 SH DFND 01 0 0 35758 VANGUARD INDEX FDS VALUE ETF COM 922908744 9872 117946 SH DFND 01 0 0 117946 VANGUARD INDEX FDS SMALL CP ET COM 922908751 2888 23565 SH DFND 01 0 0 23565 SPDR S&P 500 ETF TR COM 78462F103 3096 150000 SH Put SOLE NONE 0 0 150000 POWERSHS DB US DOLLAR INDEX COM 73936D107 363 140000 SH Put SOLE NONE 0 0 140000