0001560717-15-000001.txt : 20150212 0001560717-15-000001.hdr.sgml : 20150212 20150212130341 ACCESSION NUMBER: 0001560717-15-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150212 DATE AS OF CHANGE: 20150212 EFFECTIVENESS DATE: 20150212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Investments, LLC/SC CENTRAL INDEX KEY: 0001560717 IRS NUMBER: 582461603 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15165 FILM NUMBER: 15604584 BUSINESS ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 225 CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 704-544-2399 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 225 CITY: CHARLOTTE STATE: NC ZIP: 28277 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001560717 XXXXXXXX 12-31-2014 12-31-2014 Horizon Investments, LLC/SC
13024 Ballantyne Corporate Place Suite 225 Charlotte NC 28277
13F HOLDINGS REPORT 028-15165 N
Ben Johnson Chief Compliance Officer 704-544-2399 Ben Johnson, Chief Compliance Officer Charlotte NC 02-12-2015 1 121 986201 false 1 Founders Financial Securities, LLC
INFORMATION TABLE 2 HZIform13fInfoTable.xml AGCO CORP COM 001084102 224 4963 SH SOLE NONE 0 0 4963 AMAG PHARMACEUTICALS INC COM 00163U106 365 8561 SH SOLE NONE 8561 0 0 ACORDA THERAPEUTICS INC COM 00484M106 243 5936 SH SOLE NONE 5784 0 152 AFFYMETRIX INC COM 00826T108 219 22222 SH SOLE NONE 0 0 22222 ALTERA CORP COM 021441100 203 5497 SH SOLE NONE 5497 0 0 ARBOR RLTY TR INC COM 038923108 69 10134 SH SOLE NONE 0 0 10134 ARMOUR RESIDENTIAL REIT INC COM 042315101 74 20074 SH SOLE NONE 0 0 20074 BANK AMER CORP COM 060505104 219 12243 SH SOLE NONE 11678 0 565 BAXTER INTL INC COM 071813109 2590 35342 SH SOLE NONE 0 0 35342 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 209 1394 SH SOLE NONE 1394 0 0 BIOTELEMETRY INC COM 090672106 263 26178 SH SOLE NONE 26178 0 0 BRADY CORP CL A COM 104674106 271 9921 SH SOLE NONE 0 0 9921 BROOKS AUTOMATION INC COM 114340102 256 20079 SH SOLE NONE 0 0 20079 CSX CORP COM 126408103 1616 44595 SH SOLE NONE 0 0 44595 CYS INVTS INC COM 12673A108 173 19864 SH SOLE NONE 0 0 19864 CARNIVAL CORP PAIRED CTF COM 143658300 227 5014 SH SOLE NONE 5014 0 0 CHESAPEAKE ENERGY CORP COM 165167107 272 13901 SH SOLE NONE 7146 0 6755 CLIFFS NATURAL RESOURCES INC. COM 18683K408 131 19559 SH SOLE NONE 0 0 19559 PUTER SCIENCES CORP COM 205363104 202 3204 SH SOLE NONE 0 0 3204 CONOCOPHILLIPS COM 20825C104 2369 34301 SH SOLE NONE 0 0 34301 CROCS INC COM 227046109 149 11925 SH SOLE NONE 11925 0 0 CUMMINS INC COM 231021106 2250 15605 SH SOLE NONE 0 0 15605 CYNOSURE INC CL A COM 232577205 231 8439 SH SOLE NONE 8439 0 0 DENBURY RES INC NEW COM 247916208 96 11788 SH SOLE NONE 0 0 11788 E TRADE FINANCIAL CORP NEW COM 269246401 204 8405 SH SOLE NONE 8405 0 0 EBIX INC NEW COM 278715206 212 12482 SH SOLE NONE 12482 0 0 ETHAN ALLEN INTERIORS INC COM 297602104 232 7501 SH SOLE NONE 7501 0 0 FORD MTR CO DEL PAR $0.01 COM 345370860 2481 160062 SH SOLE NONE 0 0 160062 HEALTH NET INC COM 42222G108 220 4116 SH SOLE NONE 4116 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 159 10281 SH SOLE NONE 0 0 10281 ISHARES TR CORE SP500 ETF COM 464287200 2617 12649 SH SOLE NONE 0 0 12649 ISHARES TR CORE US AGGBD ET COM 464287226 45859 416447 SH SOLE NONE 20138 0 396309 ISHARES TR SP 500 GRWT ETF COM 464287309 128159 1148376 SH SOLE NONE 774902 0 373474 ISHARES TR SP 500 VAL ETF COM 464287408 336 3580 SH SOLE NONE 0 0 3580 ISHARES TR 20+ YR TR BD ETF COM 464287432 9308 73921 SH SOLE NONE 3562 0 70359 ISHARES TR 1-3 YR TR BD ETF COM 464287457 34343 406670 SH SOLE NONE 17844 0 388826 ISHARES TR RUS MID-CAP ETF COM 464287499 1859 11131 SH SOLE NONE 0 0 11131 ISHARES TR CORE SP MCP ETF COM 464287507 1210 8358 SH SOLE NONE 0 0 8358 ISHARES TR RUSSELL 2000 ETF COM 464287655 393 3287 SH SOLE NONE 0 0 3287 ISHARES MSCI ACWI US ETF COM 464288240 1656 38490 SH SOLE NONE 0 0 38490 ISHARES NAT AMT FREE BD COM 464288414 1308 11857 SH SOLE NONE 0 0 11857 ISHARES INTERM CR BD ETF COM 464288638 12096 110635 SH SOLE NONE 4058 0 106577 ISHARES MSCI EURO FL ETF COM 464289180 18817 854519 SH SOLE NONE 587224 0 267295 ITRON INC COM 465741106 300 7095 SH SOLE NONE 0 0 7095 KULICKE SOFFA INDS INC COM 501242101 186 12872 SH SOLE NONE 12872 0 0 LA Z BOY INC COM 505336107 218 8117 SH SOLE NONE 0 0 8117 LILLY ELI CO COM 532457108 2950 42763 SH SOLE NONE 0 0 42763 MARKET VECTORS ETF TR HG YLD M COM 57060U878 10342 335245 SH SOLE NONE 0 0 335245 MICROSTRATEGY INC CL A NEW COM 594972408 330 2031 SH SOLE NONE 0 0 2031 MORGAN STANLEY NEW COM 617446448 216 5563 SH SOLE NONE 5563 0 0 NETAPP INC COM 64110D104 215 5177 SH SOLE NONE 0 0 5177 NEW MTN FIN CORP COM 647551100 150 10020 SH SOLE NONE 0 0 10020 NVIDIA CORP COM 67066G104 204 10174 SH SOLE NONE 0 0 10174 OFFICE DEPOT INC COM 676220106 590 68824 SH SOLE NONE 37520 0 31304 OMEGA PROTEIN CORP COM 68210P107 134 12631 SH SOLE NONE 12631 0 0 1 800 FLOWERS CL A COM 68243Q106 218 26494 SH SOLE NONE 0 0 26494 ORACLE CORP COM 68389X105 206 4591 SH SOLE NONE 4591 0 0 ORBITZ WORLDWIDE INC COM 68557K109 204 24847 SH SOLE NONE 0 0 24847 PEPSICO INC COM 713448108 2780 29400 SH SOLE NONE 0 0 29400 POLY INC COM 73172K104 204 15119 SH SOLE NONE 0 0 15119 POWERSHARES ETF TRUST DYNM LRG COM 73935X609 7634 260887 SH SOLE NONE 0 0 260887 POWERSHARES ETF TRUST DYNM LRG COM 73935X708 7346 234927 SH SOLE NONE 0 0 234927 POWERSHARES ETF TRUST II CEF I COM 73936Q843 3869 163951 SH SOLE NONE 0 0 163951 POWERSHARES GLOBAL ETF TRUST F COM 73936T557 3069 163233 SH SOLE NONE 23726 0 139507 POWERSHARES GLOBAL ETF TRUST A COM 73936T565 5799 394469 SH SOLE NONE 18351 0 376118 PROSHARES TR PSHS ULTSH 20YRS COM 74347B201 216 4652 SH SOLE NONE 0 0 4652 SM ENERGY CO COM 78454L100 267 6921 SH SOLE NONE 2214 0 4707 SPDR SP 500 ETF TR TR UNIT COM 78462F103 151735 738227 SH SOLE NONE 504471 0 233756 SPDR SERIES TRUST NUV HGHYLD M COM 78464A284 3732 64706 SH SOLE NONE 9276 0 55430 SPDR SERIES TRUST BRC CNV SECS COM 78464A359 2956 63050 SH SOLE NONE 8977 0 54073 SPDR SERIES TRUST SP BK ETF COM 78464A797 32138 957903 SH SOLE NONE 646964 0 310939 SELECT SECTOR SPDR TR SBI HEAL COM 81369Y209 32281 472089 SH SOLE NONE 317418 0 154671 SPECTRUM PHARMACEUTICALS INC COM 84763A108 161 23257 SH SOLE NONE 23257 0 0 SYNGENTA AG SPONSORED ADR COM 87160A100 2388 37170 SH SOLE NONE 0 0 37170 TJX COS INC NEW COM 872540109 219 3195 SH SOLE NONE 3195 0 0 TAIWAN SEMICONDUCTOR MFG LTD S COM 874039100 2890 129132 SH SOLE NONE 0 0 129132 3M CO COM 88579Y101 3052 18576 SH SOLE NONE 0 0 18576 TIVO INC COM 888706108 167 14118 SH SOLE NONE 0 0 14118 TRACTOR SUPPLY CO COM 892356106 226 2872 SH SOLE NONE 2872 0 0 UNISYS CORP NEW COM 909214306 218 7408 SH SOLE NONE 0 0 7408 UNITED PARCEL SERVICE INC CL B COM 911312106 2237 20119 SH SOLE NONE 0 0 20119 V F CORP COM 918204108 222 2967 SH SOLE NONE 2967 0 0 VAALCO ENERGY INC NEW COM 91851C201 94 20717 SH SOLE NONE 20717 0 0 VANGUARD BD INDEX FD INC TOTAL COM 921937835 35928 436183 SH SOLE NONE 15049 0 421134 VANGUARD TAX MANAGED INTL FD F COM 921943858 3572 94305 SH SOLE NONE 0 0 94305 VANGUARD CHARLOTTE FDS INTL BD COM 92203J407 9816 184824 SH SOLE NONE 8369 0 176455 VANGUARD SCOTTSDALE FDS MORTG- COM 92206C771 9595 180999 SH SOLE NONE 8349 0 172650 VANGUARD SCOTTSDALE FDS LG-TER COM 92206C813 9619 104084 SH SOLE NONE 4843 0 99241 VANGUARD INDEX FDS VALUE ETF COM 922908744 207861 2460183 SH SOLE NONE 1644689 0 815494 WEYERHAEUSER CO COM 962166104 200 5562 SH SOLE NONE 5562 0 0 WISDOMTREE TR JAPN HEDGE EQT COM 97717W851 21751 441828 SH SOLE NONE 304772 0 137056 WISDOMTREE TR EUROPE HEDGED EQ COM 97717X701 47333 851008 SH SOLE NONE 582423 0 268585 YUM BRANDS INC COM 988498101 2152 29545 SH SOLE NONE 0 0 29545 BAY BANCORP INC COM 07203T106 98 22217 SH DFND 01 0 0 22217 FIRST TR EXCHANGE TRADED FD NY COM 33733E203 594 5826 SH DFND 01 0 0 5826 FIRST TR EXCHANGE TRADED FD DJ COM 33733E302 608 9916 SH DFND 01 0 0 9916 FIRST TR EXCHANGE TRADED FD CO COM 33734X101 633 17671 SH DFND 01 0 0 17671 FIRST TR EXCHANGE TRADED FD CO COM 33734X119 616 14473 SH DFND 01 0 0 14473 FIRST TR EXCHANGE TRADED FD HL COM 33734X143 603 9998 SH DFND 01 0 0 9998 ISHARES TR CORE US AGGBD ET COM 464287226 509 4618 SH DFND 01 0 0 4618 ISHARES TR IBOXX INV CP ETF COM 464287242 474 3972 SH DFND 01 0 0 3972 ISHARES TR 20+ YR TR BD ETF COM 464287432 281 2228 SH DFND 01 0 0 2228 ISHARES TR MSCI EAFE ETF COM 464287465 6616 108743 SH DFND 01 0 0 108743 ISHARES TR RUS 1000 GRW ETF COM 464287614 5615 58723 SH DFND 01 0 0 58723 ISHARES CORE LT USDB ETF COM 464289479 285 4479 SH DFND 01 0 0 4479 ISHARES 10+ YR CR BD ETF COM 464289511 284 4620 SH DFND 01 0 0 4620 ISHARES TR BAA BA RTD ETF COM 46432F107 286 5402 SH DFND 01 0 0 5402 POWERSHS DB MULTI SECT M PS DB COM 73936B408 271 10900 SH DFND 01 0 0 10900 POWERSHS DB MULTI SECT M DB BA COM 73936B705 271 17060 SH DFND 01 0 0 17060 SPDR SP 500 ETF TR TR UNIT COM 78462F103 8371 40729 SH DFND 01 0 0 40729 SPDR SERIES TRUST BARC SHT TR COM 78464A474 477 15601 SH DFND 01 0 0 15601 VANGUARD BD INDEX FD INC SHORT COM 921937827 235 2943 SH DFND 01 0 0 2943 VANGUARD BD INDEX FD INC TOTAL COM 921937835 490 5953 SH DFND 01 0 0 5953 VANGUARD CHARLOTTE FDS INTL BD COM 92203J407 492 9255 SH DFND 01 0 0 9255 VANGUARD INTL EQUITY INDEX F T COM 922042742 7755 128984 SH DFND 01 0 0 128984 VANGUARD INTL EQUITY INDEX F F COM 922042858 3523 88028 SH DFND 01 0 0 88028 VANGUARD INDEX FDS MID CAP ETF COM 922908629 2326 18826 SH DFND 01 0 0 18826 VANGUARD INDEX FDS VALUE ETF COM 922908744 7062 83584 SH DFND 01 0 0 83584 VANGUARD INDEX FDS SMALL CP ET COM 922908751 2314 19832 SH DFND 01 0 0 19832 SPDR S&P 500 ETF TR COM 78462F103 28776 140000 SH Put SOLE NONE 0 0 140000 MARKET VECTORS ETF TR COM 57060U506 1756 120000 SH Put SOLE NONE 0 0 120000