0001560717-15-000001.txt : 20150212
0001560717-15-000001.hdr.sgml : 20150212
20150212130341
ACCESSION NUMBER: 0001560717-15-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150212
DATE AS OF CHANGE: 20150212
EFFECTIVENESS DATE: 20150212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Investments, LLC/SC
CENTRAL INDEX KEY: 0001560717
IRS NUMBER: 582461603
STATE OF INCORPORATION: SC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15165
FILM NUMBER: 15604584
BUSINESS ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: SUITE 225
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
BUSINESS PHONE: 704-544-2399
MAIL ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: SUITE 225
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001560717
XXXXXXXX
12-31-2014
12-31-2014
Horizon Investments, LLC/SC
13024 Ballantyne Corporate Place
Suite 225
Charlotte
NC
28277
13F HOLDINGS REPORT
028-15165
N
Ben Johnson
Chief Compliance Officer
704-544-2399
Ben Johnson, Chief Compliance Officer
Charlotte
NC
02-12-2015
1
121
986201
false
1
Founders Financial Securities, LLC
INFORMATION TABLE
2
HZIform13fInfoTable.xml
AGCO CORP
COM
001084102
224
4963
SH
SOLE
NONE
0
0
4963
AMAG PHARMACEUTICALS INC
COM
00163U106
365
8561
SH
SOLE
NONE
8561
0
0
ACORDA THERAPEUTICS INC
COM
00484M106
243
5936
SH
SOLE
NONE
5784
0
152
AFFYMETRIX INC
COM
00826T108
219
22222
SH
SOLE
NONE
0
0
22222
ALTERA CORP
COM
021441100
203
5497
SH
SOLE
NONE
5497
0
0
ARBOR RLTY TR INC
COM
038923108
69
10134
SH
SOLE
NONE
0
0
10134
ARMOUR RESIDENTIAL REIT INC
COM
042315101
74
20074
SH
SOLE
NONE
0
0
20074
BANK AMER CORP
COM
060505104
219
12243
SH
SOLE
NONE
11678
0
565
BAXTER INTL INC
COM
071813109
2590
35342
SH
SOLE
NONE
0
0
35342
BERKSHIRE HATHAWAY INC DEL CL
COM
084670702
209
1394
SH
SOLE
NONE
1394
0
0
BIOTELEMETRY INC
COM
090672106
263
26178
SH
SOLE
NONE
26178
0
0
BRADY CORP CL A
COM
104674106
271
9921
SH
SOLE
NONE
0
0
9921
BROOKS AUTOMATION INC
COM
114340102
256
20079
SH
SOLE
NONE
0
0
20079
CSX CORP
COM
126408103
1616
44595
SH
SOLE
NONE
0
0
44595
CYS INVTS INC
COM
12673A108
173
19864
SH
SOLE
NONE
0
0
19864
CARNIVAL CORP PAIRED CTF
COM
143658300
227
5014
SH
SOLE
NONE
5014
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
272
13901
SH
SOLE
NONE
7146
0
6755
CLIFFS NATURAL RESOURCES INC.
COM
18683K408
131
19559
SH
SOLE
NONE
0
0
19559
PUTER SCIENCES CORP
COM
205363104
202
3204
SH
SOLE
NONE
0
0
3204
CONOCOPHILLIPS
COM
20825C104
2369
34301
SH
SOLE
NONE
0
0
34301
CROCS INC
COM
227046109
149
11925
SH
SOLE
NONE
11925
0
0
CUMMINS INC
COM
231021106
2250
15605
SH
SOLE
NONE
0
0
15605
CYNOSURE INC CL A
COM
232577205
231
8439
SH
SOLE
NONE
8439
0
0
DENBURY RES INC NEW
COM
247916208
96
11788
SH
SOLE
NONE
0
0
11788
E TRADE FINANCIAL CORP NEW
COM
269246401
204
8405
SH
SOLE
NONE
8405
0
0
EBIX INC NEW
COM
278715206
212
12482
SH
SOLE
NONE
12482
0
0
ETHAN ALLEN INTERIORS INC
COM
297602104
232
7501
SH
SOLE
NONE
7501
0
0
FORD MTR CO DEL PAR $0.01
COM
345370860
2481
160062
SH
SOLE
NONE
0
0
160062
HEALTH NET INC
COM
42222G108
220
4116
SH
SOLE
NONE
4116
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
159
10281
SH
SOLE
NONE
0
0
10281
ISHARES TR CORE SP500 ETF
COM
464287200
2617
12649
SH
SOLE
NONE
0
0
12649
ISHARES TR CORE US AGGBD ET
COM
464287226
45859
416447
SH
SOLE
NONE
20138
0
396309
ISHARES TR SP 500 GRWT ETF
COM
464287309
128159
1148376
SH
SOLE
NONE
774902
0
373474
ISHARES TR SP 500 VAL ETF
COM
464287408
336
3580
SH
SOLE
NONE
0
0
3580
ISHARES TR 20+ YR TR BD ETF
COM
464287432
9308
73921
SH
SOLE
NONE
3562
0
70359
ISHARES TR 1-3 YR TR BD ETF
COM
464287457
34343
406670
SH
SOLE
NONE
17844
0
388826
ISHARES TR RUS MID-CAP ETF
COM
464287499
1859
11131
SH
SOLE
NONE
0
0
11131
ISHARES TR CORE SP MCP ETF
COM
464287507
1210
8358
SH
SOLE
NONE
0
0
8358
ISHARES TR RUSSELL 2000 ETF
COM
464287655
393
3287
SH
SOLE
NONE
0
0
3287
ISHARES MSCI ACWI US ETF
COM
464288240
1656
38490
SH
SOLE
NONE
0
0
38490
ISHARES NAT AMT FREE BD
COM
464288414
1308
11857
SH
SOLE
NONE
0
0
11857
ISHARES INTERM CR BD ETF
COM
464288638
12096
110635
SH
SOLE
NONE
4058
0
106577
ISHARES MSCI EURO FL ETF
COM
464289180
18817
854519
SH
SOLE
NONE
587224
0
267295
ITRON INC
COM
465741106
300
7095
SH
SOLE
NONE
0
0
7095
KULICKE SOFFA INDS INC
COM
501242101
186
12872
SH
SOLE
NONE
12872
0
0
LA Z BOY INC
COM
505336107
218
8117
SH
SOLE
NONE
0
0
8117
LILLY ELI CO
COM
532457108
2950
42763
SH
SOLE
NONE
0
0
42763
MARKET VECTORS ETF TR HG YLD M
COM
57060U878
10342
335245
SH
SOLE
NONE
0
0
335245
MICROSTRATEGY INC CL A NEW
COM
594972408
330
2031
SH
SOLE
NONE
0
0
2031
MORGAN STANLEY NEW
COM
617446448
216
5563
SH
SOLE
NONE
5563
0
0
NETAPP INC
COM
64110D104
215
5177
SH
SOLE
NONE
0
0
5177
NEW MTN FIN CORP
COM
647551100
150
10020
SH
SOLE
NONE
0
0
10020
NVIDIA CORP
COM
67066G104
204
10174
SH
SOLE
NONE
0
0
10174
OFFICE DEPOT INC
COM
676220106
590
68824
SH
SOLE
NONE
37520
0
31304
OMEGA PROTEIN CORP
COM
68210P107
134
12631
SH
SOLE
NONE
12631
0
0
1 800 FLOWERS CL A
COM
68243Q106
218
26494
SH
SOLE
NONE
0
0
26494
ORACLE CORP
COM
68389X105
206
4591
SH
SOLE
NONE
4591
0
0
ORBITZ WORLDWIDE INC
COM
68557K109
204
24847
SH
SOLE
NONE
0
0
24847
PEPSICO INC
COM
713448108
2780
29400
SH
SOLE
NONE
0
0
29400
POLY INC
COM
73172K104
204
15119
SH
SOLE
NONE
0
0
15119
POWERSHARES ETF TRUST DYNM LRG
COM
73935X609
7634
260887
SH
SOLE
NONE
0
0
260887
POWERSHARES ETF TRUST DYNM LRG
COM
73935X708
7346
234927
SH
SOLE
NONE
0
0
234927
POWERSHARES ETF TRUST II CEF I
COM
73936Q843
3869
163951
SH
SOLE
NONE
0
0
163951
POWERSHARES GLOBAL ETF TRUST F
COM
73936T557
3069
163233
SH
SOLE
NONE
23726
0
139507
POWERSHARES GLOBAL ETF TRUST A
COM
73936T565
5799
394469
SH
SOLE
NONE
18351
0
376118
PROSHARES TR PSHS ULTSH 20YRS
COM
74347B201
216
4652
SH
SOLE
NONE
0
0
4652
SM ENERGY CO
COM
78454L100
267
6921
SH
SOLE
NONE
2214
0
4707
SPDR SP 500 ETF TR TR UNIT
COM
78462F103
151735
738227
SH
SOLE
NONE
504471
0
233756
SPDR SERIES TRUST NUV HGHYLD M
COM
78464A284
3732
64706
SH
SOLE
NONE
9276
0
55430
SPDR SERIES TRUST BRC CNV SECS
COM
78464A359
2956
63050
SH
SOLE
NONE
8977
0
54073
SPDR SERIES TRUST SP BK ETF
COM
78464A797
32138
957903
SH
SOLE
NONE
646964
0
310939
SELECT SECTOR SPDR TR SBI HEAL
COM
81369Y209
32281
472089
SH
SOLE
NONE
317418
0
154671
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
161
23257
SH
SOLE
NONE
23257
0
0
SYNGENTA AG SPONSORED ADR
COM
87160A100
2388
37170
SH
SOLE
NONE
0
0
37170
TJX COS INC NEW
COM
872540109
219
3195
SH
SOLE
NONE
3195
0
0
TAIWAN SEMICONDUCTOR MFG LTD S
COM
874039100
2890
129132
SH
SOLE
NONE
0
0
129132
3M CO
COM
88579Y101
3052
18576
SH
SOLE
NONE
0
0
18576
TIVO INC
COM
888706108
167
14118
SH
SOLE
NONE
0
0
14118
TRACTOR SUPPLY CO
COM
892356106
226
2872
SH
SOLE
NONE
2872
0
0
UNISYS CORP NEW
COM
909214306
218
7408
SH
SOLE
NONE
0
0
7408
UNITED PARCEL SERVICE INC CL B
COM
911312106
2237
20119
SH
SOLE
NONE
0
0
20119
V F CORP
COM
918204108
222
2967
SH
SOLE
NONE
2967
0
0
VAALCO ENERGY INC NEW
COM
91851C201
94
20717
SH
SOLE
NONE
20717
0
0
VANGUARD BD INDEX FD INC TOTAL
COM
921937835
35928
436183
SH
SOLE
NONE
15049
0
421134
VANGUARD TAX MANAGED INTL FD F
COM
921943858
3572
94305
SH
SOLE
NONE
0
0
94305
VANGUARD CHARLOTTE FDS INTL BD
COM
92203J407
9816
184824
SH
SOLE
NONE
8369
0
176455
VANGUARD SCOTTSDALE FDS MORTG-
COM
92206C771
9595
180999
SH
SOLE
NONE
8349
0
172650
VANGUARD SCOTTSDALE FDS LG-TER
COM
92206C813
9619
104084
SH
SOLE
NONE
4843
0
99241
VANGUARD INDEX FDS VALUE ETF
COM
922908744
207861
2460183
SH
SOLE
NONE
1644689
0
815494
WEYERHAEUSER CO
COM
962166104
200
5562
SH
SOLE
NONE
5562
0
0
WISDOMTREE TR JAPN HEDGE EQT
COM
97717W851
21751
441828
SH
SOLE
NONE
304772
0
137056
WISDOMTREE TR EUROPE HEDGED EQ
COM
97717X701
47333
851008
SH
SOLE
NONE
582423
0
268585
YUM BRANDS INC
COM
988498101
2152
29545
SH
SOLE
NONE
0
0
29545
BAY BANCORP INC
COM
07203T106
98
22217
SH
DFND
01
0
0
22217
FIRST TR EXCHANGE TRADED FD NY
COM
33733E203
594
5826
SH
DFND
01
0
0
5826
FIRST TR EXCHANGE TRADED FD DJ
COM
33733E302
608
9916
SH
DFND
01
0
0
9916
FIRST TR EXCHANGE TRADED FD CO
COM
33734X101
633
17671
SH
DFND
01
0
0
17671
FIRST TR EXCHANGE TRADED FD CO
COM
33734X119
616
14473
SH
DFND
01
0
0
14473
FIRST TR EXCHANGE TRADED FD HL
COM
33734X143
603
9998
SH
DFND
01
0
0
9998
ISHARES TR CORE US AGGBD ET
COM
464287226
509
4618
SH
DFND
01
0
0
4618
ISHARES TR IBOXX INV CP ETF
COM
464287242
474
3972
SH
DFND
01
0
0
3972
ISHARES TR 20+ YR TR BD ETF
COM
464287432
281
2228
SH
DFND
01
0
0
2228
ISHARES TR MSCI EAFE ETF
COM
464287465
6616
108743
SH
DFND
01
0
0
108743
ISHARES TR RUS 1000 GRW ETF
COM
464287614
5615
58723
SH
DFND
01
0
0
58723
ISHARES CORE LT USDB ETF
COM
464289479
285
4479
SH
DFND
01
0
0
4479
ISHARES 10+ YR CR BD ETF
COM
464289511
284
4620
SH
DFND
01
0
0
4620
ISHARES TR BAA BA RTD ETF
COM
46432F107
286
5402
SH
DFND
01
0
0
5402
POWERSHS DB MULTI SECT M PS DB
COM
73936B408
271
10900
SH
DFND
01
0
0
10900
POWERSHS DB MULTI SECT M DB BA
COM
73936B705
271
17060
SH
DFND
01
0
0
17060
SPDR SP 500 ETF TR TR UNIT
COM
78462F103
8371
40729
SH
DFND
01
0
0
40729
SPDR SERIES TRUST BARC SHT TR
COM
78464A474
477
15601
SH
DFND
01
0
0
15601
VANGUARD BD INDEX FD INC SHORT
COM
921937827
235
2943
SH
DFND
01
0
0
2943
VANGUARD BD INDEX FD INC TOTAL
COM
921937835
490
5953
SH
DFND
01
0
0
5953
VANGUARD CHARLOTTE FDS INTL BD
COM
92203J407
492
9255
SH
DFND
01
0
0
9255
VANGUARD INTL EQUITY INDEX F T
COM
922042742
7755
128984
SH
DFND
01
0
0
128984
VANGUARD INTL EQUITY INDEX F F
COM
922042858
3523
88028
SH
DFND
01
0
0
88028
VANGUARD INDEX FDS MID CAP ETF
COM
922908629
2326
18826
SH
DFND
01
0
0
18826
VANGUARD INDEX FDS VALUE ETF
COM
922908744
7062
83584
SH
DFND
01
0
0
83584
VANGUARD INDEX FDS SMALL CP ET
COM
922908751
2314
19832
SH
DFND
01
0
0
19832
SPDR S&P 500 ETF TR
COM
78462F103
28776
140000
SH
Put
SOLE
NONE
0
0
140000
MARKET VECTORS ETF TR
COM
57060U506
1756
120000
SH
Put
SOLE
NONE
0
0
120000