0001628280-23-041837.txt : 20231218 0001628280-23-041837.hdr.sgml : 20231218 20231218194351 ACCESSION NUMBER: 0001628280-23-041837 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231214 FILED AS OF DATE: 20231218 DATE AS OF CHANGE: 20231218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herlihy John CENTRAL INDEX KEY: 0001734053 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35896 FILM NUMBER: 231495270 MAIL ADDRESS: STREET 1: 53 FOREST AVENUE CITY: OLD GREENWICH STATE: CT ZIP: 06870 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ellington Residential Mortgage REIT CENTRAL INDEX KEY: 0001560672 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 460687599 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 53 FOREST AVENUE CITY: OLD GREENWICH STATE: CT ZIP: 06870 BUSINESS PHONE: (203) 698-1200 MAIL ADDRESS: STREET 1: 53 FOREST AVENUE CITY: OLD GREENWICH STATE: CT ZIP: 06870 4 1 wk-form4_1702946621.xml FORM 4 X0508 4 2023-12-14 0 0001560672 Ellington Residential Mortgage REIT EARN 0001734053 Herlihy John 53 FOREST AVENUE OLD GREENWICH CT 06870 0 1 0 0 Chief Operating Officer 0 Common shares 2023-12-14 4 A 0 10040 0 A 38081 D The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as the Company's Chief Operating Officer, under the Ellington Residential Mortgage REIT 2023 Equity Incentive Plan. 5,020 of the Common Shares will vest, subject to certain limitations, on December 14, 2024, and the remaining 5,020 of the Common Shares will vest, subject to certain limitations, on December 14, 2025. 4,061 of these Common Shares will vest, subject to certain limitations, on December 15, 2024. /s/ Alaael-Deen Shilleh, as attorney-in-fact for JR Herlihy 2023-12-18