0001560207-17-000004.txt : 20170209 0001560207-17-000004.hdr.sgml : 20170209 20170209155440 ACCESSION NUMBER: 0001560207-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170209 DATE AS OF CHANGE: 20170209 EFFECTIVENESS DATE: 20170209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Legion Partners Asset Management, LLC CENTRAL INDEX KEY: 0001560207 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17667 FILM NUMBER: 17587456 BUSINESS ADDRESS: BUSINESS PHONE: 424-253-1774 MAIL ADDRESS: STREET 1: 9401 WILSHIRE BLVD., SUITE 705 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001560207 XXXXXXXX 12-31-2016 12-31-2016 false Legion Partners Asset Management, LLC

9401 Wilshire Blvd., Suite 705 Beverly Hills CA 90212

13F HOLDINGS REPORT 028-17667 N Raymond T. White 424-253-1774 /s/ Raymond T. White Beverly Hills CA 02-06-2016 0 13 156903 INFORMATION TABLE 2 infotable.xml 1347 PPTY INS HLDGS INC COM 68244P107 3939 505000 SH SOLE 505000 0 0 BANC OF CALIFORNIA INC COM 05990K106 24217 1395779 SH SOLE 1395779 0 0 BANC OF CALIFORNIA INC CALLS CALL 05990K906 12705 732300 SH Call SOLE 732300 0 0 BOINGO WIRELESS INC COM 09739C102 25835 2119333 SH SOLE 2119333 0 0 CHEFS WHSE INC COM 163086101 15888 1005546 SH SOLE 1005546 0 0 CIBER INC COM 17163B102 6195 9806107 SH SOLE 9806107 0 0 FOSTER L B CO COM 350060109 17917 1317413 SH SOLE 1317413 0 0 KEY TECHNOLOGY INC COM 493143101 1358 116448 SH SOLE 116448 0 0 RCM TECHNOLOGIES INC COM NEW 749360400 14762 2321139 SH SOLE 2321139 0 0 SHORETEL INC COM 825211105 6583 920705 SH SOLE 920705 0 0 TERRITORIAL BANCORP INC COM 88145X108 9578 291647 SH SOLE 291647 0 0 USA TECHNOLOGIES INC CONV PFD SER A 90328S203 951 44250 SH SOLE 44250 0 0 VONAGE HLDGS CORP COM 92886T201 16975 2478170 SH SOLE 2478170 0 0