0000899243-21-026263.txt : 20210628 0000899243-21-026263.hdr.sgml : 20210628 20210628180926 ACCESSION NUMBER: 0000899243-21-026263 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210624 FILED AS OF DATE: 20210628 DATE AS OF CHANGE: 20210628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Catterton Management Company, L.L.C. CENTRAL INDEX KEY: 0001560123 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39315 FILM NUMBER: 211054890 BUSINESS ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 629-4901 MAIL ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vroom, Inc. CENTRAL INDEX KEY: 0001580864 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 901112566 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1375 BROADWAY, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 646-979-4746 MAIL ADDRESS: STREET 1: 1375 BROADWAY, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: AutoAmerica, Inc. DATE OF NAME CHANGE: 20130705 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2021-06-24 0 0001580864 Vroom, Inc. VRM 0001560123 Catterton Management Company, L.L.C. 599 WEST PUTNAM AVENUE GREENWICH CT 06830 1 0 1 0 Common Stock 4734 I Directly held by CGP2 Lone Star, L.P. Represents an award of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 24, 2022. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. Each of Michael Farello and Scott Dahnke have entered into a Nominee and Indemnity Agreement, pursuant to which they have agreed to hold any equity awards granted to them for their service as directors of the Issuer as nominee for CGP2 Lone Star, L.P. ("CGP2 Lone Star"). Catterton Management Company, L.L.C., as manager of CGP2 Lone Star, may be deemed to share beneficial ownership of the equity awards held as nominee by Messrs. Farello and Dahnke. Each of the foregoing entities and individuals disclaims beneficial ownership the shares underlying such equity awards except to the extent of their pecuniary interest therein, if any. CGP2 Lone Star, CGP2 Zoom Holding, L.P., LCGP3 Accelerator, L.P., CGP2 Managers, L.L.C., CGP3 Managers, L.L.C., J. Michael Chu and Scott Dahnke are separately filing Forms 4 to report the equity awards referenced herein. CATTERTON MANAGEMENT COMPANY, L.L.C., By: /s/ Daniel Reid, Deputy General Counsel and Chief Compliance Officer 2021-06-28