0001493152-23-026316.txt : 20230801 0001493152-23-026316.hdr.sgml : 20230801 20230801172436 ACCESSION NUMBER: 0001493152-23-026316 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220918 FILED AS OF DATE: 20230801 DATE AS OF CHANGE: 20230801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cannon Reuben CENTRAL INDEX KEY: 0001818958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40075 FILM NUMBER: 231132897 MAIL ADDRESS: STREET 1: 135 FIFTH AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gaucho Group Holdings, Inc. CENTRAL INDEX KEY: 0001559998 STANDARD INDUSTRIAL CLASSIFICATION: LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES) [6552] IRS NUMBER: 522158952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 112 NE 41ST STREET STREET 2: SUITE 106 CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 212-739-7650 MAIL ADDRESS: STREET 1: 112 NE 41ST STREET STREET 2: SUITE 106 CITY: MIAMI STATE: FL ZIP: 33137 FORMER COMPANY: FORMER CONFORMED NAME: Algodon Group, Inc. DATE OF NAME CHANGE: 20181107 FORMER COMPANY: FORMER CONFORMED NAME: Algodon Wines & Luxury Development Group, Inc. DATE OF NAME CHANGE: 20121010 4 1 ownership.xml X0508 4 2022-09-18 0 0001559998 Gaucho Group Holdings, Inc. VINO 0001818958 Cannon Reuben 280 S. BEVERLY DRIVE #208 BEVERLY HILLS, CA 90212 1 0 0 0 0 Common Stock 2022-09-18 4 M 0 60 7.50 A 10519 I See footnote Common Stock 2022-12-18 4 M 0 60 7.50 A 10579 I See footnote Common Stock 2022-12-31 4 M 0 3873 9.684 A 14452 I See footnote Common Stock 2023-07-14 4 A 0 67568 0.555 A 82020 I See footnote Restricted Stock Unit 7.50 2022-09-18 4 M 0 60 7.50 D 2023-12-18 Common Stock 60 0 I See footnote Restricted Stock Unit 7.50 2022-12-18 4 M 0 60 7.50 D 2023-12-18 Common Stock 60 0 I See footnote Restricted Stock Unit 9.684 2022-12-31 4 M 0 3873 9.684 D 2022-12-31 Common Stock 3873 0 I See footnote Stock Option 97.08 2023-09-20 Common Stock 83 83 I See footnote Stock Option 108.96 2025-09-28 Common Stock 556 556 I See footnote Acquired upon vesting of restricted stock units issued in connection with the conversion of outstanding options of Gaucho Group, Inc. Held by Reuben Cannon Productions, controlled by Mr. Cannon. Vesting of restricted stock units and shares issued pursuant to Gaucho's 2018 Equity Incentive Plan. Acquired as compensation for service on the Board for first half of 2023. Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; 60 shares vested on 9/18/22; 60 vested on 12/18/22. Options granted pursuant to 2018 Equity Incentive Plan; fully vested 9/20/2022. Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 25% of shares vested on 9/28/21; thereafter options to acquire 35 shares until fully vested on 9/28/23. /s/ Reuben Cannon 2023-07-31