0001493152-19-010827.txt : 20190718 0001493152-19-010827.hdr.sgml : 20190718 20190718183438 ACCESSION NUMBER: 0001493152-19-010827 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190708 FILED AS OF DATE: 20190718 DATE AS OF CHANGE: 20190718 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Echevarria Maria I. CENTRAL INDEX KEY: 0001639662 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55209 FILM NUMBER: 19962122 MAIL ADDRESS: STREET 1: 135 FIFTH AVENUE, FLOOR 10 CITY: NEW YORK STATE: NY ZIP: 10010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gaucho Group Holdings, Inc. CENTRAL INDEX KEY: 0001559998 STANDARD INDUSTRIAL CLASSIFICATION: LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES) [6552] IRS NUMBER: 522158952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 135 FIFTH AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-739-7650 MAIL ADDRESS: STREET 1: 135 FIFTH AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: Algodon Group, Inc. DATE OF NAME CHANGE: 20181107 FORMER COMPANY: FORMER CONFORMED NAME: Algodon Wines & Luxury Development Group, Inc. DATE OF NAME CHANGE: 20121010 4 1 ownership.xml X0306 4 2019-07-08 0 0001559998 Gaucho Group Holdings, Inc. VINO 0001639662 Echevarria Maria I. 135 FIFTH AVENUE, FLOOR 10 NEW YORK, NY 10010 0 1 0 0 CFO Common Shares 7484 I See Footnote Stock Option 2.20 2019-07-08 4 D 0 150000 0 D 2020-06-08 Common Stock 150000 0 D Stock Option 0.385 2019-07-08 4 A 0 150000 0 A 2024-07-08 Common Stock 150000 150000 D Stock Option 0.385 2024-01-31 Common Stock 75000 75000 D Stock Option 0.539 2023-09-20 Common Stock 30000 30000 D Stock Option 0.77 2023-02-14 Common Stock 25000 25000 D Stock Option 1.10 2022-12-06 Common Stock 50000 50000 D Held in Ms. Echevarria's 401(k) account. Ms. Echevarria was granted 4,286 in connection with the Company's profit sharing plan for the December 31, 2018 year end. Options granted pursuant to AWLD's 2008 Equity Incentive Plan; options to acquire 37,500 shares vested on June 8, 2016; thereafter options to acquire 9,375 vest every three months. Options cancelled with no value received. Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 38,750 shares vest on 7/8/20; options to acquire 9,693 vest on 10/8/20; thereafter options to acquire 9,687 shares vest every three months. Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 18,750 shares vest on 1/31/20; options to acquire 4,693 vest on 4/30/20; thereafter options to acquire 4,687 shares vest every three months. Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 7,500 shares vest on 9/20/19; thereafter options to acquire 1,875 shares vest every three months. Options granted pursuant to AWLD's 2016 Equity Incentive Plan; options to acquire 6,256 shares vest on 2/14/19; thereafter options to acquire 1,562 shares vest every three months. Options granted pursuant to AWLD's 2016 Equity Incentive Plan; options to acquire 12,500 shares vest on 12/17/18; thereafter options to acquire 3,125 shares vest every three months. /s/ Maria I. Echevarria 2019-07-18