485BPOS 1 a485bpos-xbrl.htm a485bpos-xbrl.htm
1933 Act File No. 333-184477
1940 Act File No. 811-22761
 
 
As filed with the Securities and Exchange Commission on February 7, 2013
 
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM N-1A
 
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X]
PRE-EFFECTIVE AMENDMENT NO. [  ]
POST-EFFECTIVE AMENDMENT NO. 2
 
and/or
 
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X]
AMENDMENT NO. 4
(CHECK APPROPRIATE BOX OR BOXES)
 
STONE RIDGE TRUST
(EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER)
 
405 LEXINGTON AVENUE, 55TH FLOOR
NEW YORK, NEW YORK 10174
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE
(212) 257-4778
 
JANE KORACH
STONE RIDGE TRUST
405 LEXINGTON AVENUE, 55TH FLOOR
NEW YORK, NEW YORK 10174
(NAME AND ADDRESS OF AGENT FOR SERVICE)
 
COPIES OF COMMUNICATIONS TO:
 
MICHAEL S. CACCESE
CLAIR E. PAGNANO
K&L GATES LLP
ONE LINCOLN STREET
BOSTON, MASSACHUSETTS 02111-2950
 
 
It is proposed that this filing will become effective (check appropriate box)
 
þ
immediately upon filing pursuant to paragraph (b)
 
o
on (date) pursuant to paragraph (b)
 
o
60 days after filing pursuant to paragraph (a)(1)
 
o
on (date) pursuant to paragraph (a)(1)
 
o
75 days after filing pursuant to paragraph (a)(2)
 
o
on (date) pursuant to paragraph (a)(2) of rule 485
     
If appropriate, check the following box: [  ] this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933, as amended, and has duly caused this Registration Statement of Stone Ridge Trust (related to Stone Ridge Reinsurance Risk Premium Fund and Stone Ridge High Yield Reinsurance Risk Premium Fund) to be signed on its behalf by the undersigned, thereto duly authorized, in the City of New York, and State of New York, on the 7th day of February, 2013.
 
 
STONE RIDGE TRUST
       
 
By:
/s/ Jane Korach
  
   
Jane Korach, Secretary
  

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.

Signature
 
Title
 
Date
 
__________________*
Ross Stevens
 
Trustee, President (Principal Executive Officer)
February 7, 2013
__________________*
Patrick Kelly
 
Treasurer (Principal Financial Officer)
February 7, 2013
__________________*
Jason Thomas
 
Trustee, Lead Independent Trustee
February 7, 2013
__________________*
Daniel Charney
 
Trustee
February 7, 2013
__________________*
Jason Ekberg
 
Trustee
February 7, 2013

* Power of Attorney

By:   /s/ Jane Korach                                                       
Attorney in Fact
 
 
 
INDEX TO EXHIBITS
 
EX-101.INS
    
XBRL Instance Document
   
EX-101.SCH
    
XBRL Taxonomy Extension Schema Document
   
EX-101.CAL
    
XBRL Taxonomy Extension Calculation Linkbase
   
EX-101.DEF
    
XBRL Taxonomy Extension Definition Linkbase
   
EX-101.LAB
    
XBRL Taxonomy Extension Labels Linkbase
   
EX-101.PRE
    
XBRL Taxonomy Extension Presentation Linkbase