0001387131-18-003706.txt : 20180807 0001387131-18-003706.hdr.sgml : 20180807 20180807161658 ACCESSION NUMBER: 0001387131-18-003706 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180807 DATE AS OF CHANGE: 20180807 EFFECTIVENESS DATE: 20180807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Flaherty & Crumrine Dynamic Preferred & Income Fund Inc CENTRAL INDEX KEY: 0001559991 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22762 FILM NUMBER: 18998309 BUSINESS ADDRESS: BUSINESS PHONE: 626-795-7300 MAIL ADDRESS: STREET 1: 301 E. COLORADO BOULEVARD, SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: Flaherty & Crumrine Preferred & Income Allocation Fund Inc DATE OF NAME CHANGE: 20121019 FORMER COMPANY: FORMER CONFORMED NAME: Flaherty & Crumrine Global Preferred & Income Securities Fund Inc DATE OF NAME CHANGE: 20121010 N-PX 1 dfp-npx_063018.htm ANNUAL REPORT OF PROXY VOTING RECORD

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-22762

 

Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated
(Exact name of registrant as specified in charter)

 

  301 E. Colorado Boulevard, Suite 720
Pasadena, CA 91101
 
  (Address of principal executive offices) (Zip code)  

 

  R. Eric Chadwick
Flaherty & Crumrine Incorporated
301 E. Colorado Boulevard, Suite 720
Pasadena, CA 91101
 
  (Name and address of agent for service)  

 

Registrant's telephone number, including area code: 626-795-7300

 

Date of fiscal year end: November 30

 

Date of reporting period: July 1, 2017 – June 30, 2018

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

   
 

 

PROXY VOTING RECORD

 

FOR PERIOD JULY 1, 2017 TO JUNE 30, 2018

 

 

REGISTRANT NAME:  Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated

INVESTMENT COMPANY ACT FILE NUMBER:  811 - 22762

REPORTING PERIOD:

07/01/2017 - 06/30/2018

REGISTRANT  ADDRESS:  301 E. Colorado Boulevard, Suite 720, Pasadena, California 91101

 

 

Issuer of Portfolio Security Exchange Ticker Symbol CUSIP # Shareholder Meeting Date Summary of Matter Voted On Who Proposed Matter: Issuer / Shareholder Whether Fund Cast Vote on Matter Fund's Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors   Whether Vote Was For or Against Management
Kinder Morgan Incorporated KMI 49456B101 5/9/2018 Approve auditor Issuer Yes For For
Kinder Morgan Incorporated KMI 49456B101 5/9/2018 Approve directors Issuer Yes For For
Kinder Morgan Incorporated KMI 49456B101 5/9/2018 Approve executive compensation Issuer Yes For For

 

 

   
 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. 

 

 

(Registrant) Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated

 

By (Signature and Title)* /s/ R. Eric Chadwick
  R. Eric Chadwick, Chief Executive Officer and President
(Principal Executive Officer)


 

Date August 7, 2018

 

 

*Print the name and title of each signing officer under his or her signature.