0001559968-22-000008.txt : 20221018 0001559968-22-000008.hdr.sgml : 20221018 20221018095500 ACCESSION NUMBER: 0001559968-22-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221018 DATE AS OF CHANGE: 20221018 EFFECTIVENESS DATE: 20221018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regent Investment Management LLC CENTRAL INDEX KEY: 0001559968 IRS NUMBER: 454951312 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15055 FILM NUMBER: 221315126 BUSINESS ADDRESS: STREET 1: 4350 BROWNSBORO ROAD STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40207 BUSINESS PHONE: 502-719-1000 MAIL ADDRESS: STREET 1: 4350 BROWNSBORO ROAD STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40207 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001559968 XXXXXXXX 09-30-2022 09-30-2022 false Regent Investment Management LLC

4350 Brownsboro Road Suite 120 Louisville KY 40207

13F HOLDINGS REPORT 028-15055 N STEVEN T NAISER 502-719-1000 STEVEN T NAISER LOUISVILLE KY 10-18-2022 0 222 342704 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579y101 710 6429 SH SOLE 6429 0 0 3M CO COM 88579y101 20 181 SH OTR 0 0 181 A T & T INC COM 00206r102 597 38893 SH SOLE 38893 0 0 ABBOTT LABS COM 002824100 1674 17302 SH SOLE 17302 0 0 ABBVIE INC COM 00287y109 2591 19308 SH SOLE 19308 0 0 ABBVIE INC COM 00287y109 172 1280 SH OTR 0 0 1280 ACTIVISION BLIZZARD COM 00507v109 301 4054 SH SOLE 4054 0 0 ADOBE INC COM 00724f101 691 2510 SH SOLE 2510 0 0 ALBEMARLE CORP COM 012653101 3533 13360 SH SOLE 13360 0 0 ALPHABET INC. CLASS A CAP STK CL A 02079k305 4958 51830 SH SOLE 50630 0 1200 ALPHABET INC. 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