0001559968-22-000004.txt : 20220419 0001559968-22-000004.hdr.sgml : 20220419 20220419093257 ACCESSION NUMBER: 0001559968-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220419 DATE AS OF CHANGE: 20220419 EFFECTIVENESS DATE: 20220419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regent Investment Management LLC CENTRAL INDEX KEY: 0001559968 IRS NUMBER: 454951312 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15055 FILM NUMBER: 22833619 BUSINESS ADDRESS: STREET 1: 4350 BROWNSBORO ROAD STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40207 BUSINESS PHONE: 502-719-1000 MAIL ADDRESS: STREET 1: 4350 BROWNSBORO ROAD STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40207 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001559968 XXXXXXXX 03-31-2022 03-31-2022 false Regent Investment Management LLC

4350 Brownsboro Road Suite 120 Louisville KY 40207

13F HOLDINGS REPORT 028-15055 N STEVEN T. NAISER 502-719-1000 STEVEN T. NAISER LOUISVILLE KY 04-19-2022 0 242 432279 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579y101 1074 7215 SH SOLE 7190 0 25 3M CO COM 88579y101 27 181 SH OTR 0 0 181 A T & T INC COM 00206r102 415 17542 SH SOLE 17542 0 0 A T & T INC COM 00206r102 33 1400 SH OTR 0 0 1400 ABBOTT LABS COM 002824100 2071 17502 SH SOLE 17502 0 0 ABBVIE INC COM 00287y109 3274 20197 SH SOLE 20197 0 0 ABBVIE INC COM 00287y109 208 1280 SH OTR 0 0 1280 ACTIVISION BLIZZARD COM 00507v109 333 4155 SH SOLE 4155 0 0 ADOBE INC COM 00724f101 989 2170 SH SOLE 2170 0 0 ALBEMARLE CORP COM 012653101 2720 12300 SH SOLE 12300 0 0 ALIBABA GROUP HLDG LTD F SPONS SPONSORED ADS 01609w102 780 7168 SH SOLE 7168 0 0 ALPHABET INC. CLASS A CAP STK CL A 02079k305 6931 2492 SH SOLE 2432 0 60 ALPHABET INC. 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