0001559968-22-000002.txt : 20220127 0001559968-22-000002.hdr.sgml : 20220127 20220127103502 ACCESSION NUMBER: 0001559968-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220127 DATE AS OF CHANGE: 20220127 EFFECTIVENESS DATE: 20220127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regent Investment Management LLC CENTRAL INDEX KEY: 0001559968 IRS NUMBER: 454951312 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15055 FILM NUMBER: 22560989 BUSINESS ADDRESS: STREET 1: 4350 BROWNSBORO ROAD STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40207 BUSINESS PHONE: 502-719-1000 MAIL ADDRESS: STREET 1: 4350 BROWNSBORO ROAD STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40207 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001559968 XXXXXXXX 12-31-2021 12-31-2021 false Regent Investment Management LLC

4350 Brownsboro Road Suite 120 Louisville KY 40207

13F HOLDINGS REPORT 028-15055 N STEVEN T. NAISER 502-719-1000 STEVEN T. NAISER LOUISVILLE KY 01-27-2022 0 253 458826 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579y101 1268 7140 SH SOLE 7115 0 25 3M CO COM 88579y101 32 181 SH OTR 0 0 181 A T & T INC COM 00206r102 877 35633 SH SOLE 35633 0 0 A T & T INC COM 00206r102 34 1400 SH OTR 0 0 1400 ABBOTT LABS COM 002824100 2471 17557 SH SOLE 17557 0 0 ABBVIE INC COM 00287y109 2866 21164 SH SOLE 21164 0 0 ABBVIE INC COM 00287y109 173 1280 SH OTR 0 0 1280 ACTIVISION BLIZZARD COM 00507v109 276 4155 SH SOLE 4155 0 0 ADOBE INC COM 00724f101 1165 2055 SH SOLE 2055 0 0 ALBEMARLE CORP COM 012653101 2348 10045 SH SOLE 10045 0 0 ALIBABA GROUP HLDG LTD F SPONS SPONSORED ADS 01609w102 1821 15326 SH SOLE 14576 0 750 ALPHABET INC. CLASS A CAP STK CL A 02079k305 7193 2483 SH SOLE 2423 0 60 ALPHABET INC. 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