VICE PRESIDENT

0001559968-20-000007.txt : 20200729 0001559968-20-000007.hdr.sgml : 20200729 20200729095031 ACCESSION NUMBER: 0001559968-20-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200729 DATE AS OF CHANGE: 20200729 EFFECTIVENESS DATE: 20200729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regent Investment Management LLC CENTRAL INDEX KEY: 0001559968 IRS NUMBER: 454951312 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15055 FILM NUMBER: 201056042 BUSINESS ADDRESS: STREET 1: 4350 BROWNSBORO ROAD STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40207 BUSINESS PHONE: 502-719-1000 MAIL ADDRESS: STREET 1: 4350 BROWNSBORO ROAD STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40207 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001559968 XXXXXXXX 06-30-2020 06-30-2020 false Regent Investment Management LLC

4350 Brownsboro Road Suite 120 Louisville KY 40207

13F HOLDINGS REPORT 028-15055 N STEVEN T NAISER VICE PRESIDENT 502-719-1000 STEVEN T NAISER LOUISVILLE KY 07-29-2020 0 218 301022 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579y101 1059 6790 SH SOLE 6765 0 25 3M CO COM 88579y101 28 181 SH OTR 0 0 181 A T & T INC COM 00206r102 4044 133776 SH SOLE 127623 0 6153 A T & T INC COM 00206r102 50 1650 SH OTR 0 0 1650 ABBOTT LABORATORIES COM 002824100 1840 20121 SH SOLE 19121 0 1000 ABBVIE INC COM 00287y109 1899 19340 SH SOLE 19340 0 0 ABBVIE INC COM 00287y109 126 1280 SH OTR 0 0 1280 ACTIVISION BLIZZARD COM 00507v109 540 7109 SH SOLE 4555 0 2554 ADOBE INC COM 00724f101 895 2055 SH SOLE 2055 0 0 ALBEMARLE CORP COM 012653101 749 9695 SH SOLE 9695 0 0 ALIBABA GROUP HOLDING F SPONSO SPONSORED ADS 01609w102 4512 20920 SH SOLE 19970 0 950 ALPHABET INC. CLASS A CAP STK CL A 02079k305 3731 2631 SH SOLE 2521 0 110 ALPHABET INC. 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