X0306 4 2017-12-26 0001559909 Harvest Capital Credit Corp HCAP 0001302350 JMP GROUP LLC 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 1 0001383803 JMP Group Inc. 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 1 0000831726 JMP SECURITIES LLC 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 1 0001631416 JMP Holding LLC 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 1 0001631823 JMP Investment Holdings LLC 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 1 Common Stock 2017-12-26 4 P 0 5675 10.9075 A 845714 I See Footnote Common Stock 2017-12-27 4 P 0 5675 10.89890 A 851389 I See Footnote Common Stock 2017-12-28 4 P 0 3400 10.9677 A 854789 I See Footnote Reflects the acquisition of common stock pursuant to a Rule 10b5-1 Purchase Plan of JMP Investment Holdings LLC. 849,131 of these securities are owned by JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities. 5,658 of these securities are owned by JMP Securities LLC pursuant to the Issuer's Dividend Reinvestment Plan. JMP Securities LLC is a wholly owned subsidiary of JMP Holding LLC, which is a wholly owned subsidiary of JMP Group Inc., which is a wholly owned subsidiary of JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities. /s/ Walter Conroy, Authorized Person of JMP Group LLC 2017-12-28 /s/ Walter Conroy, Authorized Person of JMP Group Inc. 2017-12-28 /s/ Walter Conroy, Authorized Person of JMP Holding LLC 2017-12-28 /s/ Walter Conroy, Authorized Person of JMP Investment Holdings LLC 2017-12-28 /s/ Walter Conroy, Authorized Person of JMP Securities LLC 2017-12-28