0001437749-21-027741.txt : 20211202
0001437749-21-027741.hdr.sgml : 20211202
20211202191221
ACCESSION NUMBER: 0001437749-21-027741
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211130
FILED AS OF DATE: 20211202
DATE AS OF CHANGE: 20211202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hollis Michael L.
CENTRAL INDEX KEY: 0001559864
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39464
FILM NUMBER: 211468277
MAIL ADDRESS:
STREET 1: 500 WEST TEXAS
STREET 2: SUITE 1225
CITY: MIDLAND
STATE: TX
ZIP: 79701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HighPeak Energy, Inc.
CENTRAL INDEX KEY: 0001792849
STANDARD INDUSTRIAL CLASSIFICATION: DRILLING OIL & GAS WELLS [1381]
IRS NUMBER: 843533602
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 421 W. 3RD STREET
STREET 2: SUITE 1000
CITY: FORT WORTH
STATE: TX
ZIP: 76102
BUSINESS PHONE: (817) 850-9200
MAIL ADDRESS:
STREET 1: 421 W. 3RD STREET
STREET 2: SUITE 1000
CITY: FORT WORTH
STATE: TX
ZIP: 76102
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-11-30
0001792849
HighPeak Energy, Inc.
HPK
0001559864
Hollis Michael L.
421 W. 3RD STREET, SUITE 1000
FORT WORTH
TX
76102
1
1
President
Common Stock, par value $0.0001 per share
2021-11-30
4
P
0
2801
13.25
A
185057
D
Common Stock, par value $0.0001 per share
2021-12-02
4
P
0
2200
13.17
A
187257
D
Warrants (right to buy)
11.50
2021-11-30
4
P
0
2538
4.45
A
2021-11-30
2025-08-21
Common Stock, par value $0.0001 per share
2538
36672
D
Warrants (right to buy)
11.50
2021-12-01
4
P
0
1846
4.50
A
2021-12-01
2025-08-21
Common Stock, par value $0.0001 per share
1846
38518
D
Warrants (right to buy)
11.50
2021-12-02
4
P
0
3403
4.49
A
2021-12-02
2025-08-21
Common Stock, par value $0.0001 per share
3403
41921
D
These shares of common stock were purchased in multiple transactions at a price of $13.25 per share.
The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $13.13 to $13.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $4.42 to $4.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the ranges set forth in footnotes (3) and (5) to this Form 4.
These warrants were purchased in multiple transactions at a price of $4.50 per warrant.
The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $4.44 to $4.50, inclusive.
/s/ Steven W. Tholen as Attorney in Fact for Michael L. Hollis
2021-12-02