0001209191-20-055622.txt : 20201022
0001209191-20-055622.hdr.sgml : 20201022
20201022195558
ACCESSION NUMBER: 0001209191-20-055622
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201020
FILED AS OF DATE: 20201022
DATE AS OF CHANGE: 20201022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sonsini Peter W.
CENTRAL INDEX KEY: 0001559807
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39616
FILM NUMBER: 201255785
MAIL ADDRESS:
STREET 1: 2855 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Eargo, Inc.
CENTRAL INDEX KEY: 0001719395
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 273879804
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1600 TECHNOLOGY DRIVE
STREET 2: 6TH FLOOR
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 650-351-7700
MAIL ADDRESS:
STREET 1: 1600 TECHNOLOGY DRIVE
STREET 2: 6TH FLOOR
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-10-20
0
0001719395
Eargo, Inc.
EAR
0001559807
Sonsini Peter W.
2855 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
Common Stock
2020-10-20
4
C
0
1858716
A
1858716
I
See note 2
Common Stock
2020-10-20
4
C
0
1426354
A
3285070
I
See note 2
Common Stock
2020-10-20
4
C
0
791214
A
4076284
I
See note 2
Common Stock
2020-10-20
4
C
0
699163
A
4775447
I
See note 2
Common Stock
2020-10-20
4
C
0
1433459
A
6208906
I
See note 2
Common Stock
2020-10-20
4
P
0
311111
18.00
A
6520017
I
See note 2
Series B-1 Preferred Stock
2020-10-20
4
C
0
546532
0.00
D
Common Stock
1858716
0
I
See note 2
Series C Preferred Stock
2020-10-20
4
C
0
1274929
0.00
D
Common Stock
1426354
0
I
See note 2
Series C-1 Preferred Stock
2020-10-20
4
C
0
762959
0.00
D
Common Stock
791214
0
I
See note 2
Series D Preferred Stock
2020-10-20
4
C
0
560789
0.00
D
Common Stock
699163
0
I
See note 2
Series E Preferred Stock
2020-10-20
4
C
0
1433459
0.00
D
Common Stock
1433459
0
I
See note 2
The Series B-1 Preferred Stock automatically converted into shares of Common Stock on a 1:3.400930233 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
The Reporting Person is a manager of NEA 15 GP, LLC, which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of New Enterprise Associates 15, L.P. ("NEA 15"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by NEA 15 in which the Reporting Person has no pecuniary interest.
The Series C Preferred Stock automatically converted into shares of Common Stock on a 1:1.118772093 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
The Series C-1 Preferred Stock automatically converted into shares of Common Stock on a 1:1.037033844 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
The Series D Preferred Stock automatically converted into shares of Common Stock on a 1:1.246748888 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
The Series E Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
/s/ Sasha Keough, attorney-in-fact
2020-10-22