0001765380-19-000074.txt : 20190726 0001765380-19-000074.hdr.sgml : 20190726 20190726104021 ACCESSION NUMBER: 0001765380-19-000074 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190726 DATE AS OF CHANGE: 20190726 EFFECTIVENESS DATE: 20190726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regal Investment Advisors LLC CENTRAL INDEX KEY: 0001559789 IRS NUMBER: 223844414 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15474 FILM NUMBER: 19976498 BUSINESS ADDRESS: STREET 1: 2687 44TH STREET SE CITY: KENTWOOD STATE: MI ZIP: 49512 BUSINESS PHONE: 616-224-2204 MAIL ADDRESS: STREET 1: 2687 44TH STREET SE CITY: KENTWOOD STATE: MI ZIP: 49512 FORMER COMPANY: FORMER CONFORMED NAME: Regal Investment Advisors, LLC DATE OF NAME CHANGE: 20121005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001559789 XXXXXXXX 06-30-2019 06-30-2019 Regal Investment Advisors LLC

2687 44TH STREET SE KENTWOOD MI 49512

13F HOLDINGS REPORT 028-15474 N Madeline Hedges 5138325467 /s/ Madeline Hedges Cincinnati OH 07-26-2019 0 317 513242 false INFORMATION TABLE 2 Regal13F2Q2019.xml AFLAC INC COM 001055102 2592 47286 SH SOLE 0 0 47286 AK STL HLDG CORP COM 001547108 70 29560 SH SOLE 0 0 29560 ALPS ETF TR ALERIAN MLP 00162Q866 1766 179285 SH SOLE 0 0 179285 AT&T INC COM 00206R102 8308 247917 SH SOLE 0 0 247917 ABBOTT LABS COM 002824100 385 4583 SH SOLE 0 0 4583 ABBVIE INC COM 00287Y109 7311 100530 SH SOLE 0 0 100530 AFFILIATED MANAGERS GROUP IN COM 008252108 1399 15187 SH SOLE 0 0 15187 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 217 1278 SH SOLE 0 0 1278 ALLIANT ENERGY CORP COM 018802108 254 5182 SH SOLE 0 0 5182 ALPHABET INC CAP STK CL C 02079K107 264 245 SH SOLE 0 0 245 ALPHABET INC CAP STK CL A 02079K305 533 493 SH SOLE 0 0 493 ALTRIA GROUP INC COM 02209S103 2424 51183 SH SOLE 0 0 51183 AMAZON COM INC COM 023135106 3416 1804 SH SOLE 0 0 1804 AMERICAN ELEC PWR CO INC COM 025537101 6343 72068 SH SOLE 0 0 72068 AMGEN INC COM 031162100 472 2560 SH SOLE 0 0 2560 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 208 2349 SH SOLE 0 0 2349 APPLE INC COM 037833100 6935 35041 SH SOLE 0 0 35041 APPLIED MATLS INC COM 038222105 2329 51861 SH SOLE 0 0 51861 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 207 11478 SH SOLE 0 0 11478 AURORA CANNABIS INC COM 05156X108 350 44810 SH SOLE 0 0 44810 AUTOMATIC DATA PROCESSING IN COM 053015103 2490 15059 SH SOLE 0 0 15059 AUTOZONE INC COM 053332102 2530 2301 SH SOLE 0 0 2301 BP PLC SPONSORED ADR 055622104 312 7471 SH SOLE 0 0 7471 BANK AMER CORP COM 060505104 1328 45793 SH SOLE 0 0 45793 BANK NEW YORK MELLON CORP COM 064058100 1625 36795 SH SOLE 0 0 36795 BANK N S HALIFAX COM 064149107 326 5991 SH SOLE 0 0 5991 BAXTER INTL INC COM 071813109 272 3322 SH SOLE 0 0 3322 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 478 2242 SH SOLE 0 0 2242 BEYOND MEAT INC COM 08862E109 235 1462 SH SOLE 0 0 1462 BIOGEN INC COM 09062X103 1425 6092 SH SOLE 0 0 6092 BLACKBAUD INC COM 09227Q100 2109 25255 SH SOLE 0 0 25255 BLACKROCK INC COM 09247X101 2370 5050 SH SOLE 0 0 5050 BOEING CO COM 097023105 984 2703 SH SOLE 0 0 2703 BRISTOL MYERS SQUIBB CO COM 110122108 2079 45838 SH SOLE 0 0 45838 CBS CORP NEW CL B 124857202 1936 38791 SH SOLE 0 0 38791 CSX CORP COM 126408103 384 4961 SH SOLE 0 0 4961 CVS HEALTH CORP COM 126650100 522 9582 SH SOLE 0 0 9582 CDN IMPERIAL BK COMM TORONTO COM 136069101 311 3957 SH SOLE 0 0 3957 CANADIAN PAC RY LTD COM 13645T100 314 1334 SH SOLE 0 0 1334 CANOPY GROWTH CORP COM 138035100 555 13769 SH SOLE 0 0 13769 CARDINAL HEALTH INC COM 14149Y108 1748 37111 SH SOLE 0 0 37111 CATERPILLAR INC DEL COM 149123101 2237 16415 SH SOLE 0 0 16415 CHEVRON CORP NEW COM 166764100 4208 33816 SH SOLE 0 0 33816 CHIPOTLE MEXICAN GRILL INC COM 169656105 349 476 SH SOLE 0 0 476 CINCINNATI FINL CORP COM 172062101 2106 20315 SH SOLE 0 0 20315 CISCO SYS INC COM 17275R102 899 16425 SH SOLE 0 0 16425 CLOROX CO DEL COM 189054109 2646 17282 SH SOLE 0 0 17282 COCA COLA CO COM 191216100 3402 66802 SH SOLE 0 0 66802 COHERENT INC COM 192479103 1661 12178 SH SOLE 0 0 12178 COLGATE PALMOLIVE CO COM 194162103 310 4327 SH SOLE 0 0 4327 COMPASS MINERALS INTL INC COM 20451N101 1896 34505 SH SOLE 0 0 34505 CONOCOPHILLIPS COM 20825C104 1537 25201 SH SOLE 0 0 25201 CONSOLIDATED EDISON INC COM 209115104 7875 89819 SH SOLE 0 0 89819 COPART INC COM 217204106 227 3033 SH SOLE 0 0 3033 CORTEVA INC COM 22052L104 701 23708 SH SOLE 0 0 23708 COSTCO WHSL CORP NEW COM 22160K105 1596 6041 SH SOLE 0 0 6041 DTE ENERGY CO COM 233331107 249 1949 SH SOLE 0 0 1949 DIAGEO P L C SPON ADR NEW 25243Q205 252 1461 SH SOLE 0 0 1461 DIREXION SHS ETF TR ALL CP INSIDER 25459Y769 533 13677 SH SOLE 0 0 13677 DISNEY WALT CO COM DISNEY 254687106 5002 35819 SH SOLE 0 0 35819 DOLLAR TREE INC COM 256746108 217 2025 SH SOLE 0 0 2025 DOW INC COM 260557103 1151 23349 SH SOLE 0 0 23349 DUKE ENERGY CORP NEW COM NEW 26441C204 4007 45410 SH SOLE 0 0 45410 DUPONT DE NEMOURS INC COM 26614N102 1772 23601 SH SOLE 0 0 23601 EATON VANCE TXMGD GL BUYWR O COM 27829C105 171 17505 SH SOLE 0 0 17505 EDWARDS LIFESCIENCES CORP COM 28176E108 263 1421 SH SOLE 0 0 1421 EMERSON ELEC CO COM 291011104 8430 126344 SH SOLE 0 0 126344 ENTERGY CORP NEW COM 29364G103 836 8121 SH SOLE 0 0 8121 EQUIFAX INC COM 294429105 2384 17631 SH SOLE 0 0 17631 EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 475 26529 SH SOLE 0 0 26529 EXELON CORP COM 30161N101 907 18924 SH SOLE 0 0 18924 EXTREME NETWORKS INC COM 30226D106 110 16940 SH SOLE 0 0 16940 EXXON MOBIL CORP COM 30231G102 3195 41691 SH SOLE 0 0 41691 FS KKR CAPITAL CORP COM 302635107 329 55231 SH SOLE 0 0 55231 FACEBOOK INC CL A 30303M102 2825 14635 SH SOLE 0 0 14635 FEDEX CORP COM 31428X106 374 2276 SH SOLE 0 0 2276 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 26 27500 SH SOLE 0 0 27500 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 279 887 SH SOLE 0 0 887 FIDELITY MSCI HLTH CARE I 316092600 231 5125 SH SOLE 0 0 5125 FIFTH THIRD BANCORP COM 316773100 825 29572 SH SOLE 0 0 29572 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 471 15376 SH SOLE 0 0 15376 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 446 7899 SH SOLE 0 0 7899 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 216 1536 SH SOLE 0 0 1536 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 3796 26396 SH SOLE 0 0 26396 FIRST TR NASDAQ100 TECH INDE SHS 337345102 1245 14563 SH SOLE 0 0 14563 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 435 7102 SH SOLE 0 0 7102 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 411 9600 SH SOLE 0 0 9600 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 843 18464 SH SOLE 0 0 18464 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 142 12367 SH SOLE 0 0 12367 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 743 23489 SH SOLE 0 0 23489 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 720 9292 SH SOLE 0 0 9292 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 606 14289 SH SOLE 0 0 14289 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 469 7053 SH SOLE 0 0 7053 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 373 12994 SH SOLE 0 0 12994 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3166 51503 SH SOLE 0 0 51503 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 3952 75795 SH SOLE 0 0 75795 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 613 11368 SH SOLE 0 0 11368 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 259 10280 SH SOLE 0 0 10280 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 407 16175 SH SOLE 0 0 16175 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 282 5866 SH SOLE 0 0 5866 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 959 24578 SH SOLE 0 0 24578 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 2961 97357 SH SOLE 0 0 97357 FIRST TR EXCHANGE TRADED FD NASDAQ BK ETF 33738R860 326 12875 SH SOLE 0 0 12875 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 307 5598 SH SOLE 0 0 5598 FIRST TR EXCH TRADED FD III RIVRFRNT DY ASIA 33739P509 2347 46577 SH SOLE 0 0 46577 FIRST TR EXCH TRADED FD III RIVRFRNT DYN DEV 33739P608 3167 55833 SH SOLE 0 0 55833 FIRST TR EXCH TRADED FD III RIVR FRNT DYN 33739P707 3249 52706 SH SOLE 0 0 52706 FIRST TR EXCH TRADED FD III RIVRFRNT DYN EUR 33739P806 3185 53733 SH SOLE 0 0 53733 FITBIT INC CL A 33812L102 66 15000 SH SOLE 0 0 15000 FIVE STAR SENIOR LIVING INC COM 33832D106 10 22153 SH SOLE 0 0 22153 FORD MTR CO DEL COM 345370860 587 57410 SH SOLE 0 0 57410 GENERAL ELECTRIC CO COM 369604103 740 70515 SH SOLE 0 0 70515 GENERAL MLS INC COM 370334104 2693 51279 SH SOLE 0 0 51279 GENERAL MTRS CO COM 37045V100 258 6693 SH SOLE 0 0 6693 GENUINE PARTS CO COM 372460105 240 2317 SH SOLE 0 0 2317 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 517 12921 SH SOLE 0 0 12921 GLOBAL X FDS GBL X MSCI PT ET 37950E192 164 15622 SH SOLE 0 0 15622 GLOBAL X FDS MSCI GREECE ETF 37950E366 202 21103 SH SOLE 0 0 21103 GLOBAL X FDS GLB X SUPERDIV 37950E549 264 15335 SH SOLE 0 0 15335 GLOBAL X FDS SUPER DIV ALTR 37954Y806 622 41544 SH SOLE 0 0 41544 GOLDMAN SACHS BDC INC SHS 38147U107 328 16650 SH SOLE 0 0 16650 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 115 13611 SH SOLE 0 0 13611 GUIDEWIRE SOFTWARE INC COM 40171V100 2084 20558 SH SOLE 0 0 20558 HCP INC COM 40414L109 543 16985 PRN SOLE 0 0 16985 HFF INC CL A 40418F108 2043 44915 SH SOLE 0 0 44915 HOME DEPOT INC COM 437076102 603 2900 SH SOLE 0 0 2900 HONEYWELL INTL INC COM 438516106 273 1565 SH SOLE 0 0 1565 HUNTINGTON BANCSHARES INC COM 446150104 340 24606 SH SOLE 0 0 24606 INDEPENDENT BANK CORP MICH COM NEW 453838609 413 18961 SH SOLE 0 0 18961 INGREDION INC COM 457187102 1937 23478 SH SOLE 0 0 23478 INNOVIVA INC COM 45781M101 1832 125844 SH SOLE 0 0 125844 INNOVATOR ETFS TR S&P 500 BUFFER 45782C789 245 9514 SH SOLE 0 0 9514 INNOVATOR ETFS TR S&P 500 PWR 45782C813 909 35240 SH SOLE 0 0 35240 INTEL CORP COM 458140100 3307 69086 SH SOLE 0 0 69086 INTERNATIONAL BUSINESS MACHS COM 459200101 542 3933 SH SOLE 0 0 3933 INVESCO QQQ TR UNIT SER 1 46090E103 2421 12964 SH SOLE 0 0 12964 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 586 5928 SH SOLE 0 0 5928 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 590 3328 SH SOLE 0 0 3328 INVESCO EXCHANGE TRADED FD T S&P500 EQL REL 46137V290 585 19537 SH SOLE 0 0 19537 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 1004 46297 SH SOLE 0 0 46297 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 300 2195 SH SOLE 0 0 2195 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 648 35195 SH SOLE 0 0 35195 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 314 7463 SH SOLE 0 0 7463 INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 442 19547 SH SOLE 0 0 19547 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 688 47021 SH SOLE 0 0 47021 INVESCO EXCHNG TRADED FD TR KBW PREM YIELD 46138E594 235 7827 SH SOLE 0 0 7827 INVESCO EXCHNG TRADED FD TR KBW HIG DV YLD 46138E610 494 23026 SH SOLE 0 0 23026 INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 845 32547 SH SOLE 0 0 32547 ISHARES GOLD TRUST ISHARES 464285105 185 13681 SH SOLE 0 0 13681 ISHARES INC MSCI FRNTR100ETF 464286145 1081 36500 SH SOLE 0 0 36500 ISHARES TR S&P 100 ETF 464287101 1377 10629 SH SOLE 0 0 10629 ISHARES TR SELECT DIVID ETF 464287168 785 7887 SH SOLE 0 0 7887 ISHARES TR TIPS BD ETF 464287176 489 4235 SH SOLE 0 0 4235 ISHARES TR CORE S&P500 ETF 464287200 18511 62802 SH SOLE 0 0 62802 ISHARES TR CORE US AGGBD ET 464287226 2672 23996 SH SOLE 0 0 23996 ISHARES TR MSCI EMG MKT ETF 464287234 7053 164363 SH SOLE 0 0 164363 ISHARES TR IBOXX INV CP ETF 464287242 12552 100928 SH SOLE 0 0 100928 ISHARES TR S&P 500 GRWT ETF 464287309 1483 8276 SH SOLE 0 0 8276 ISHARES TR S&P 500 VAL ETF 464287408 614 5264 SH SOLE 0 0 5264 ISHARES TR 20 YR TR BD ETF 464287432 1455 10959 SH SOLE 0 0 10959 ISHARES TR 1 3 YR TREAS BD 464287457 354 4176 SH SOLE 0 0 4176 ISHARES TR MSCI EAFE ETF 464287465 624 9490 SH SOLE 0 0 9490 ISHARES TR CORE S&P MCP ETF 464287507 3231 16633 SH SOLE 0 0 16633 ISHARES TR RUS 1000 GRW ETF 464287614 5350 34002 SH SOLE 0 0 34002 ISHARES TR RUS 1000 ETF 464287622 211 1299 SH SOLE 0 0 1299 ISHARES TR RUSSELL 2000 ETF 464287655 1150 7395 SH SOLE 0 0 7395 ISHARES TR CORE S&P US VLU 464287663 1563 27597 SH SOLE 0 0 27597 ISHARES TR U.S. TECH ETF 464287721 654 3305 SH SOLE 0 0 3305 ISHARES TR U.S. REAL ES ETF 464287739 422 4835 SH SOLE 0 0 4835 ISHARES TR US HLTHCARE ETF 464287762 405 2073 SH SOLE 0 0 2073 ISHARES TR U.S. FINLS ETF 464287788 235 1873 SH SOLE 0 0 1873 ISHARES TR CORE S&P SCP ETF 464287804 5745 73395 SH SOLE 0 0 73395 ISHARES TR SP SMCP600VL ETF 464287879 282 1899 SH SOLE 0 0 1899 ISHARES TR S&P SML 600 GWT 464287887 471 2580 SH SOLE 0 0 2580 ISHARES TR 3YRTB ETF 464288125 748 9357 SH SOLE 0 0 9357 ISHARES TR MSCI ACWI ETF 464288257 511 6938 SH SOLE 0 0 6938 ISHARES TR EAFE SML CP ETF 464288273 1420 24739 SH SOLE 0 0 24739 ISHARES TR JPMORGAN USD EMG 464288281 489 4317 SH SOLE 0 0 4317 ISHARES TR NATIONAL MUN ETF 464288414 3468 30669 SH SOLE 0 0 30669 ISHARES TR IBOXX HI YD ETF 464288513 1497 17167 SH SOLE 0 0 17167 ISHARES TR CRE U S REIT ETF 464288521 203 3900 SH SOLE 0 0 3900 ISHARES TR PFD AND INCM SEC 464288687 9541 258915 SH SOLE 0 0 258915 ISHARES TR U.S. MED DVC ETF 464288810 336 1395 SH SOLE 0 0 1395 ISHARES TR MICRO-CAP ETF 464288869 1458 15650 SH SOLE 0 0 15650 ISHARES TR US TREAS BD ETF 46429B267 1231 47682 SH SOLE 0 0 47682 ISHARES TR FLTG RATE NT ETF 46429B655 3817 74945 SH SOLE 0 0 74945 ISHARES TR CORE HIGH DV ETF 46429B663 1744 18457 SH SOLE 0 0 18457 ISHARES TR MIN VOL USA ETF 46429B697 2086 33788 SH SOLE 0 0 33788 ISHARES TR CORE MSCI TOTAL 46432F834 214 3645 SH SOLE 0 0 3645 ISHARES TR CORE MSCI EAFE 46432F842 2273 37018 SH SOLE 0 0 37018 ISHARES INC CORE MSCI EMKT 46434G103 546 10623 SH SOLE 0 0 10623 ISHARES TR MORTGE REL ETF 46435G342 866 20525 SH SOLE 0 0 20525 ISHARES TR CORE INTL AGGR 46435G672 394 7229 SH SOLE 0 0 7229 JPMORGAN CHASE & CO COM 46625H100 1442 12900 SH SOLE 0 0 12900 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1520 60550 SH SOLE 0 0 60550 JOHNSON & JOHNSON COM 478160104 8760 62896 SH SOLE 0 0 62896 KELLOGG CO COM 487836108 321 5996 SH SOLE 0 0 5996 KIMBERLY CLARK CORP COM 494368103 1937 14532 SH SOLE 0 0 14532 KINDER MORGAN INC DEL COM 49456B101 387 18549 SH SOLE 0 0 18549 LA Z BOY INC COM 505336107 3304 107751 SH SOLE 0 0 107751 LEGGETT & PLATT INC COM 524660107 1176 30645 SH SOLE 0 0 30645 LOWES COS INC COM 548661107 589 5838 SH SOLE 0 0 5838 MAIN STREET CAPITAL CORP COM 56035L104 238 5788 SH SOLE 0 0 5788 MASTERCARD INC CL A 57636Q104 437 1651 SH SOLE 0 0 1651 MBT FINL CORP COM 578877102 170 16952 SH SOLE 0 0 16952 MCDONALDS CORP COM 580135101 4914 23663 SH SOLE 0 0 23663 MCKESSON CORP COM 58155Q103 1763 13116 SH SOLE 0 0 13116 MERCK & CO INC COM 58933Y105 648 7728 SH SOLE 0 0 7728 MICROSOFT CORP COM 594918104 8582 64062 SH SOLE 0 0 64062 MICROCHIP TECHNOLOGY INC COM 595017104 2276 26252 SH SOLE 0 0 26252 NIKE INC CL B 654106103 398 4735 SH SOLE 0 0 4735 NORTHROP GRUMMAN CORP COM 666807102 2279 7054 SH SOLE 0 0 7054 NUCOR CORP COM 670346105 690 12530 SH SOLE 0 0 12530 NUSTAR ENERGY LP UNIT COM 67058H102 842 31015 PRN SOLE 0 0 31015 NVIDIA CORP COM 67066G104 743 4523 SH SOLE 0 0 4523 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 463 29405 SH SOLE 0 0 29405 OSI ETF TR OSHARS FTSE US 67110P407 324 9507 SH SOLE 0 0 9507 ONEOK INC NEW COM 682680103 247 3586 SH SOLE 0 0 3586 PNC FINL SVCS GROUP INC COM 693475105 1138 8289 SH SOLE 0 0 8289 PACIFIC COAST OIL TR UNIT BEN INT 694103102 35 16000 PRN SOLE 0 0 16000 PAYPAL HLDGS INC COM 70450Y103 395 3450 SH SOLE 0 0 3450 PEPSICO INC COM 713448108 1828 13941 SH SOLE 0 0 13941 PERMIANVILLE RTY TR TR UNIT 71425H100 32 12000 PRN SOLE 0 0 12000 PFIZER INC COM 717081103 5032 116166 SH SOLE 0 0 116166 PHILIP MORRIS INTL INC COM 718172109 267 3404 SH SOLE 0 0 3404 PIMCO DYNAMIC INCOME FD SHS 72201Y101 319 9908 SH SOLE 0 0 9908 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 311 13037 SH SOLE 0 0 13037 PROCTER AND GAMBLE CO COM 742718109 9473 86392 SH SOLE 0 0 86392 PROSPECT CAPITAL CORPORATION COM 74348T102 163 24911 SH SOLE 0 0 24911 QUALCOMM INC COM 747525103 213 2797 SH SOLE 0 0 2797 RAYTHEON CO COM NEW 755111507 254 1460 SH SOLE 0 0 1460 ROKU INC COM CL A 77543R102 244 2692 SH SOLE 0 0 2692 ROYAL BK CDA MONTREAL QUE COM 780087102 392 4932 SH SOLE 0 0 4932 SPDR S&P 500 ETF TR TR UNIT 78462F103 10621 36249 SH SOLE 0 0 36249 SPDR GOLD TRUST GOLD SHS 78463V107 1804 13540 SH SOLE 0 0 13540 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 1185 25827 SH SOLE 0 0 25827 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 372 8333 SH SOLE 0 0 8333 SPDR SERIES TRUST BLOMBRG BRC CORP 78464A144 1190 35947 SH SOLE 0 0 35947 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 588 10061 SH SOLE 0 0 10061 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 665 15397 SH SOLE 0 0 15397 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 3402 87850 SH SOLE 0 0 87850 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 371 11860 SH SOLE 0 0 11860 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 262 7680 SH SOLE 0 0 7680 SSGA ACTIVE ETF TR MULT ASS RLRTN 78467V103 2412 95589 SH SOLE 0 0 95589 SPDR SERIES TRUST BLOOMBERG SRT TR 78468R408 2000 73432 SH SOLE 0 0 73432 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 2346 21539 SH SOLE 0 0 21539 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 941 19231 SH SOLE 0 0 19231 SPDR SERIES TRUST PRTFLO S&P500 HI 78468R788 984 25863 SH SOLE 0 0 25863 SPDR SERIES TRUST PORTFOLIO SM ETF 78468R853 298 9718 SH SOLE 0 0 9718 SALESFORCE COM INC COM 79466L302 2272 14972 SH SOLE 0 0 14972 SANDRIDGE MISSISSIPPIAN TR I SH BEN INT 80007V106 14 22200 PRN SOLE 0 0 22200 SANOFI SPONSORED ADR 80105N105 428 9890 SH SOLE 0 0 9890 THE CHARLES SCHWAB CORPORATI COM 808513105 1682 41856 SH SOLE 0 0 41856 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 315 5603 SH SOLE 0 0 5603 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 6480 122107 SH SOLE 0 0 122107 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 438 4724 SH SOLE 0 0 4724 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 331 11993 SH SOLE 0 0 11993 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1573 20154 SH SOLE 0 0 20154 SHOPIFY INC CL A 82509L107 228 758 SH SOLE 0 0 758 SIRIUS XM HLDGS INC COM 82968B103 115 20562 SH SOLE 0 0 20562 SOUTHERN CO COM 842587107 679 12278 SH SOLE 0 0 12278 SQUARE INC CL A 852234103 421 5799 SH SOLE 0 0 5799 STARBUCKS CORP COM 855244109 302 3602 SH SOLE 0 0 3602 STEEL DYNAMICS INC COM 858119100 989 32750 SH SOLE 0 0 32750 STORE CAP CORP COM 862121100 789 23761 PRN SOLE 0 0 23761 SYSCO CORP COM 871829107 1262 17839 SH SOLE 0 0 17839 TCW STRATEGIC INCOME FUND IN COM 872340104 143 24860 SH SOLE 0 0 24860 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 189 10674 SH SOLE 0 0 10674 TARGET CORP COM 87612E106 2018 23303 SH SOLE 0 0 23303 3M CO COM 88579Y101 1957 11287 SH SOLE 0 0 11287 TORONTO DOMINION BK ONT COM NEW 891160509 436 7476 SH SOLE 0 0 7476 TWITTER INC COM 90184L102 259 7410 SH SOLE 0 0 7410 UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 308 15450 SH SOLE 0 0 15450 UNDER ARMOUR INC CL A 904311107 343 13544 SH SOLE 0 0 13544 UNITED PARCEL SERVICE INC CL B 911312106 417 4033 SH SOLE 0 0 4033 UNITED STATES STL CORP NEW COM 912909108 260 17007 SH SOLE 0 0 17007 UNITED TECHNOLOGIES CORP COM 913017109 2334 17923 SH SOLE 0 0 17923 UNITEDHEALTH GROUP INC COM 91324P102 570 2337 SH SOLE 0 0 2337 UNIVERSAL DISPLAY CORP COM 91347P105 208 1107 SH SOLE 0 0 1107 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 263 11143 SH SOLE 0 0 11143 VANECK VECTORS ETF TR MTG REIT INCOME 92189F452 524 22599 SH SOLE 0 0 22599 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 494 7743 SH SOLE 0 0 7743 VANGUARD GROUP DIV APP ETF 921908844 7593 65937 SH SOLE 0 0 65937 VANGUARD STAR FD VG TL INTL STK F 921909768 328 6224 SH SOLE 0 0 6224 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 5393 66972 SH SOLE 0 0 66972 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 9346 224076 SH SOLE 0 0 224076 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2220 25411 SH SOLE 0 0 25411 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 1983 24655 SH SOLE 0 0 24655 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 1097 22248 SH SOLE 0 0 22248 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 689 12018 SH SOLE 0 0 12018 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 610 10347 SH SOLE 0 0 10347 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1429 13578 SH SOLE 0 0 13578 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 5178 121758 SH SOLE 0 0 121758 VANGUARD WORLD FDS UTILITIES ETF 92204A876 998 7504 SH SOLE 0 0 7504 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 567 10733 SH SOLE 0 0 10733 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1014 11283 SH SOLE 0 0 11283 VENTAS INC COM 92276F100 278 4065 SH SOLE 0 0 4065 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 633 2351 SH SOLE 0 0 2351 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2734 24554 SH SOLE 0 0 24554 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2857 19132 SH SOLE 0 0 19132 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 5501 62940 SH SOLE 0 0 62940 VANGUARD INDEX FDS SML CP GRW ETF 922908595 218 1169 SH SOLE 0 0 1169 VANGUARD INDEX FDS SM CP VAL ETF 922908611 670 5135 SH SOLE 0 0 5135 VANGUARD INDEX FDS MID CAP ETF 922908629 2509 15009 SH SOLE 0 0 15009 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1472 12409 SH SOLE 0 0 12409 VANGUARD INDEX FDS GROWTH ETF 922908736 6584 40298 SH SOLE 0 0 40298 VANGUARD INDEX FDS VALUE ETF 922908744 5765 51974 SH SOLE 0 0 51974 VANGUARD INDEX FDS SMALL CP ETF 922908751 2477 15808 SH SOLE 0 0 15808 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2255 15022 SH SOLE 0 0 15022 VERIZON COMMUNICATIONS INC COM 92343V104 2014 35255 SH SOLE 0 0 35255 WALMART INC COM 931142103 2431 22003 SH SOLE 0 0 22003 WASTE MGMT INC DEL COM 94106L109 2257 19559 SH SOLE 0 0 19559 WEIGHT WATCHERS INTL INC NEW COM 948626106 193 10100 SH SOLE 0 0 10100 WELLTOWER INC COM 95040Q104 309 3788 SH SOLE 0 0 3788 WESTERN ASSET MTG DEF OPPTY COM 95790B109 280 13122 SH SOLE 0 0 13122 WISDOMTREE TR EMER MKT HIGH FD 97717W315 497 11125 SH SOLE 0 0 11125 MEDTRONIC PLC SHS G5960L103 4305 44206 SH SOLE 0 0 44206