0001172661-19-002382.txt : 20191115 0001172661-19-002382.hdr.sgml : 20191115 20191114174304 ACCESSION NUMBER: 0001172661-19-002382 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191115 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regal Investment Advisors LLC CENTRAL INDEX KEY: 0001559789 IRS NUMBER: 223844414 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15474 FILM NUMBER: 191221850 BUSINESS ADDRESS: STREET 1: 2687 44TH STREET SE CITY: KENTWOOD STATE: MI ZIP: 49512 BUSINESS PHONE: 616-224-2204 MAIL ADDRESS: STREET 1: 2687 44TH STREET SE CITY: KENTWOOD STATE: MI ZIP: 49512 FORMER COMPANY: FORMER CONFORMED NAME: Regal Investment Advisors, LLC DATE OF NAME CHANGE: 20121005 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001559789 XXXXXXXX 09-30-2019 09-30-2019 false Regal Investment Advisors LLC

2687 44th Street Se Kentwood MI 49512

13F HOLDINGS REPORT 028-15474 N Madeline Hedges 5138325467 /s/ Madeline Hedges Cincinnati OH 11-14-2019 0 318 512431 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 1925 11709 SH SOLE 0 0 11709 ABBOTT LABS COM 002824100 403 4811 SH SOLE 0 0 4811 ABBVIE INC COM 00287Y109 7540 99578 SH SOLE 0 0 99578 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 210 1091 SH SOLE 0 0 1091 ADVANCED MICRO DEVICES INC COM 007903107 231 7983 SH SOLE 0 0 7983 AFLAC INC COM 001055102 2400 45875 SH SOLE 0 0 45875 AK STL HLDG CORP COM 001547108 64 28350 SH SOLE 0 0 28350 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 267 1594 SH SOLE 0 0 1594 ALIGN TECHNOLOGY INC COM 016255101 203 1124 SH SOLE 0 0 1124 ALPHABET INC CAP STK CL A 02079K305 539 442 SH SOLE 0 0 442 ALPHABET INC CAP STK CL C 02079K107 258 212 SH SOLE 0 0 212 ALPS ETF TR ALERIAN MLP 00162Q866 1459 159681 SH SOLE 0 0 159681 ALTRIA GROUP INC COM 02209S103 2104 51431 SH SOLE 0 0 51431 AMAZON COM INC COM 023135106 3043 1753 SH SOLE 0 0 1753 AMERICAN ELEC PWR CO INC COM 025537101 6015 64200 SH SOLE 0 0 64200 AMGEN INC COM 031162100 482 2492 SH SOLE 0 0 2492 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 214 2244 SH SOLE 0 0 2244 ANNALY CAP MGMT INC COM 035710409 126 14288 SH SOLE 0 0 14288 APPLE INC COM 037833100 7314 32658 SH SOLE 0 0 32658 APPLIED MATLS INC COM 038222105 2398 48054 SH SOLE 0 0 48054 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 163 11478 SH SOLE 0 0 11478 AT&T INC COM 00206R102 8608 227495 SH SOLE 0 0 227495 AURORA CANNABIS INC COM 05156X108 145 33088 SH SOLE 0 0 33088 AUTOMATIC DATA PROCESSING IN COM 053015103 2337 14475 SH SOLE 0 0 14475 BALL CORP COM 058498106 105 1448 SH SOLE 0 0 1448 BALL CORP COM 058498106 240 3300 SH Call SOLE 0 0 3300 BANK AMER CORP COM 060505104 1349 46241 SH SOLE 0 0 46241 BANK N S HALIFAX COM 064149107 338 5946 SH SOLE 0 0 5946 BAXTER INTL INC COM 071813109 291 3331 SH SOLE 0 0 3331 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 334 1608 SH SOLE 0 0 1608 BEYOND MEAT INC COM 08862E109 214 1442 SH SOLE 0 0 1442 BIOGEN INC COM 09062X103 1408 6049 SH SOLE 0 0 6049 BLACKBAUD INC COM 09227Q100 2167 23990 SH SOLE 0 0 23990 BLACKROCK INC COM 09247X101 2143 4808 SH SOLE 0 0 4808 BOEING CO COM 097023105 1048 2754 SH SOLE 0 0 2754 BP PLC SPONSORED ADR 055622104 267 7015 SH SOLE 0 0 7015 BRISTOL MYERS SQUIBB CO COM 110122108 2224 43862 SH SOLE 0 0 43862 CANOPY GROWTH CORP COM 138035100 307 13378 SH SOLE 0 0 13378 CARDINAL HEALTH INC COM 14149Y108 1736 36787 SH SOLE 0 0 36787 CATERPILLAR INC DEL COM 149123101 2006 15885 SH SOLE 0 0 15885 CBS CORP NEW CL B 124857202 1523 37720 SH SOLE 0 0 37720 CDN IMPERIAL BK COMM TORONTO COM 136069101 329 3987 SH SOLE 0 0 3987 CHEVRON CORP NEW COM 166764100 3769 31781 SH SOLE 0 0 31781 CHIPOTLE MEXICAN GRILL INC COM 169656105 400 476 SH SOLE 0 0 476 CINCINNATI FINL CORP COM 172062101 2347 20115 SH SOLE 0 0 20115 CISCO SYS INC COM 17275R102 794 16073 SH SOLE 0 0 16073 CLOROX CO DEL COM 189054109 2338 15393 SH SOLE 0 0 15393 COCA COLA CO COM 191216100 3490 64114 SH SOLE 0 0 64114 COHERENT INC COM 192479103 1828 11892 SH SOLE 0 0 11892 COLGATE PALMOLIVE CO COM 194162103 326 4436 SH SOLE 0 0 4436 COMPASS MINERALS INTL INC COM 20451N101 1884 33352 SH SOLE 0 0 33352 CONOCOPHILLIPS COM 20825C104 1425 25014 SH SOLE 0 0 25014 CONSOLIDATED EDISON INC COM 209115104 8065 85366 SH SOLE 0 0 85366 COPART INC COM 217204106 228 2844 SH SOLE 0 0 2844 CORTEVA INC COM 22052L104 2284 81564 SH SOLE 0 0 81564 COSTCO WHSL CORP NEW COM 22160K105 1625 5641 SH SOLE 0 0 5641 CSX CORP COM 126408103 345 4974 SH SOLE 0 0 4974 CVS HEALTH CORP COM 126650100 2717 43073 SH SOLE 0 0 43073 DIAGEO P L C SPON ADR NEW 25243Q205 234 1432 SH SOLE 0 0 1432 DIREXION SHS ETF TR ALL CP INSIDER 25459Y769 581 15186 SH SOLE 0 0 15186 DISNEY WALT CO COM DISNEY 254687106 4540 34839 SH SOLE 0 0 34839 DOW INC COM 260557103 1028 21580 SH SOLE 0 0 21580 DTE ENERGY CO COM 233331107 339 2551 SH SOLE 0 0 2551 DUKE ENERGY CORP NEW COM NEW 26441C204 4133 43119 SH SOLE 0 0 43119 DUPONT DE NEMOURS INC COM 26614N102 1511 21190 SH SOLE 0 0 21190 EATON VANCE TXMGD GL BUYWR O COM 27829C105 169 17505 SH SOLE 0 0 17505 EDWARDS LIFESCIENCES CORP COM 28176E108 312 1421 SH SOLE 0 0 1421 EMERSON ELEC CO COM 291011104 8120 121442 SH SOLE 0 0 121442 ENTERGY CORP NEW COM 29364G103 880 7500 SH SOLE 0 0 7500 EQUIFAX INC COM 294429105 2224 15811 SH SOLE 0 0 15811 EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 614 34495 SH SOLE 0 0 34495 EXELON CORP COM 30161N101 852 17628 SH SOLE 0 0 17628 EXTREME NETWORKS INC COM 30226D106 123 16940 SH SOLE 0 0 16940 EXXON MOBIL CORP COM 30231G102 2660 37673 SH SOLE 0 0 37673 FACEBOOK INC CL A 30303M102 2412 13542 SH SOLE 0 0 13542 FEDEX CORP COM 31428X106 341 2341 SH SOLE 0 0 2341 FERRELLGAS PARTNERS L.P. 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SOLE 0 0 29806 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 635 14890 SH SOLE 0 0 14890 GLOBAL X FDS GBL X MSCI PT ET 37950E192 162 16032 SH SOLE 0 0 16032 GLOBAL X FDS MSCI GREECE ETF 37950E366 197 21118 SH SOLE 0 0 21118 GLOBAL X FDS SUPER DIV ALTR 37954Y806 752 50281 SH SOLE 0 0 50281 GOLDMAN SACHS BDC INC SHS 38147U107 329 16400 SH SOLE 0 0 16400 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 134 13664 SH SOLE 0 0 13664 GUIDEWIRE SOFTWARE INC COM 40171V100 2093 19858 SH SOLE 0 0 19858 HCP INC COM 40414L109 570 15985 SH SOLE 0 0 15985 HOME DEPOT INC COM 437076102 659 2842 SH SOLE 0 0 2842 HUNTINGTON BANCSHARES INC COM 446150104 343 24066 SH SOLE 0 0 24066 INDEPENDENT BANK CORP MICH COM NEW 453838609 407 19092 SH SOLE 0 0 19092 INGREDION INC COM 457187102 1853 22674 SH SOLE 0 0 22674 INNOVATOR ETFS TR S&P 500 BUFETF 45782C771 1285 51676 SH SOLE 0 0 51676 INNOVIVA INC COM 45781M101 1312 124452 SH SOLE 0 0 124452 INTEL CORP COM 458140100 3538 68650 SH SOLE 0 0 68650 INTERNATIONAL BUSINESS MACHS COM 459200101 574 3948 SH SOLE 0 0 3948 INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 886 32683 SH SOLE 0 0 32683 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 661 35219 SH SOLE 0 0 35219 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 250 1924 SH SOLE 0 0 1924 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 1044 48229 SH SOLE 0 0 48229 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 206 4725 SH SOLE 0 0 4725 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 634 5947 SH SOLE 0 0 5947 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 224 2070 SH SOLE 0 0 2070 INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 539 23851 SH SOLE 0 0 23851 INVESCO EXCHNG TRADED FD TR KBW HIG DV YLD 46138E610 461 22071 SH SOLE 0 0 22071 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 676 44981 SH SOLE 0 0 44981 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 367 8611 SH SOLE 0 0 8611 INVESCO QQQ TR UNIT SER 1 46090E103 3071 16266 SH SOLE 0 0 16266 ISHARES GOLD TRUST ISHARES 464285105 191 13517 SH SOLE 0 0 13517 ISHARES INC CORE MSCI EMKT 46434G103 548 11177 SH SOLE 0 0 11177 ISHARES INC MSCI FRNTR100ETF 464286145 933 33161 SH SOLE 0 0 33161 ISHARES SILVER TRUST ISHARES 46428Q109 196 12300 SH SOLE 0 0 12300 ISHARES TR 1 3 YR TREAS BD 464287457 281 3308 SH SOLE 0 0 3308 ISHARES TR 20 YR TR BD ETF 464287432 1685 11773 SH SOLE 0 0 11773 ISHARES TR 3YRTB ETF 464288125 751 9671 SH SOLE 0 0 9671 ISHARES TR CORE HIGH DV ETF 46429B663 1509 16027 SH SOLE 0 0 16027 ISHARES TR CORE INTL AGGR 46435G672 380 6817 SH SOLE 0 0 6817 ISHARES TR CORE MSCI EAFE 46432F842 2493 40829 SH SOLE 0 0 40829 ISHARES TR CORE MSCI TOTAL 46432F834 231 3992 SH SOLE 0 0 3992 ISHARES TR CORE S&P MCP ETF 464287507 3087 15975 SH SOLE 0 0 15975 ISHARES TR CORE S&P SCP ETF 464287804 5879 75532 SH SOLE 0 0 75532 ISHARES TR CORE S&P TTL STK 464287150 249 3712 SH SOLE 0 0 3712 ISHARES TR CORE S&P US VLU 464287663 1555 26899 SH SOLE 0 0 26899 ISHARES TR CORE S&P500 ETF 464287200 18725 62725 SH SOLE 0 0 62725 ISHARES TR CORE US AGGBD ET 464287226 3094 27339 SH SOLE 0 0 27339 ISHARES TR EAFE SML CP ETF 464288273 1848 32283 SH SOLE 0 0 32283 ISHARES TR FLTG RATE NT ETF 46429B655 4397 86261 SH SOLE 0 0 86261 ISHARES TR IBOXX HI YD ETF 464288513 1399 16049 SH SOLE 0 0 16049 ISHARES TR IBOXX INV CP ETF 464287242 14201 111397 SH SOLE 0 0 111397 ISHARES TR JPMORGAN USD EMG 464288281 549 4843 SH SOLE 0 0 4843 ISHARES TR MICRO-CAP ETF 464288869 1463 16602 SH SOLE 0 0 16602 ISHARES TR MIN VOL EAFE ETF 46429B689 279 3801 SH SOLE 0 0 3801 ISHARES TR MORTGE REL ETF 46435G342 1004 23842 SH SOLE 0 0 23842 ISHARES TR MSCI ACWI ETF 464288257 390 5290 SH SOLE 0 0 5290 ISHARES TR MSCI EAFE ETF 464287465 650 9974 SH SOLE 0 0 9974 ISHARES TR MSCI EMG MKT ETF 464287234 6513 159368 SH SOLE 0 0 159368 ISHARES TR MSCI MIN VOL ETF 46429B697 2087 32556 SH SOLE 0 0 32556 ISHARES TR NATIONAL MUN ETF 464288414 3661 32087 SH SOLE 0 0 32087 ISHARES TR PFD AND INCM SEC 464288687 9328 248550 SH SOLE 0 0 248550 ISHARES TR RUS 1000 ETF 464287622 214 1299 SH SOLE 0 0 1299 ISHARES TR RUS 1000 GRW ETF 464287614 4840 30323 SH SOLE 0 0 30323 ISHARES TR RUSSELL 2000 ETF 464287655 1180 7800 SH SOLE 0 0 7800 ISHARES TR S&P 100 ETF 464287101 1557 11842 SH SOLE 0 0 11842 ISHARES TR S&P 500 GRWT ETF 464287309 1186 6589 SH SOLE 0 0 6589 ISHARES TR S&P 500 VAL ETF 464287408 595 4993 SH SOLE 0 0 4993 ISHARES TR S&P SML 600 GWT 464287887 511 2862 SH SOLE 0 0 2862 ISHARES TR SELECT DIVID ETF 464287168 818 8023 SH SOLE 0 0 8023 ISHARES TR SH TR CRPORT ETF 464288646 314 5849 SH SOLE 0 0 5849 ISHARES TR SP SMCP600VL ETF 464287879 360 2398 SH SOLE 0 0 2398 ISHARES TR TIPS BD ETF 464287176 510 4386 SH SOLE 0 0 4386 ISHARES TR U.S. FINLS ETF 464287788 241 1873 SH SOLE 0 0 1873 ISHARES TR U.S. MED DVC ETF 464288810 390 1577 SH SOLE 0 0 1577 ISHARES TR U.S. REAL ES ETF 464287739 521 5566 SH SOLE 0 0 5566 ISHARES TR U.S. TECH ETF 464287721 688 3367 SH SOLE 0 0 3367 ISHARES TR US HLTHCARE ETF 464287762 392 2073 SH SOLE 0 0 2073 ISHARES TR US TREAS BD ETF 46429B267 1335 50709 SH SOLE 0 0 50709 JOHNSON & JOHNSON COM 478160104 7769 60046 SH SOLE 0 0 60046 JONES LANG LASALLE INC COM 48020Q107 1907 13711 SH SOLE 0 0 13711 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1500 64463 SH SOLE 0 0 64463 JPMORGAN CHASE & CO COM 46625H100 1379 11713 SH SOLE 0 0 11713 KELLOGG CO COM 487836108 372 5781 SH SOLE 0 0 5781 KIMBERLY CLARK CORP COM 494368103 1923 13537 SH SOLE 0 0 13537 KINDER MORGAN INC DEL COM 49456B101 416 20180 SH SOLE 0 0 20180 LA Z BOY INC COM 505336107 3619 107751 SH SOLE 0 0 107751 LEGGETT & PLATT INC COM 524660107 1221 29824 SH SOLE 0 0 29824 LOWES COS INC COM 548661107 591 5371 SH SOLE 0 0 5371 MAIN STREET CAPITAL CORP COM 56035L104 251 5802 SH SOLE 0 0 5802 MASTERCARD INC CL A 57636Q104 441 1623 SH SOLE 0 0 1623 MCDONALDS CORP COM 580135101 4403 20507 SH SOLE 0 0 20507 MEDTRONIC PLC SHS G5960L103 4458 41039 SH SOLE 0 0 41039 MERCK & CO INC COM 58933Y105 657 7809 SH SOLE 0 0 7809 MICROCHIP TECHNOLOGY INC COM 595017104 2311 24871 SH SOLE 0 0 24871 MICROSOFT CORP COM 594918104 8314 59800 SH SOLE 0 0 59800 NEXTERA ENERGY INC COM 65339F101 242 1039 SH SOLE 0 0 1039 NIKE INC CL B 654106103 472 5026 SH SOLE 0 0 5026 NORTHROP GRUMMAN CORP COM 666807102 2546 6794 SH SOLE 0 0 6794 NUCOR CORP COM 670346105 608 11948 SH SOLE 0 0 11948 NUSTAR ENERGY LP UNIT COM 67058H102 793 28014 SH SOLE 0 0 28014 NUVEEN MUN VALUE FD INC COM 670928100 136 12970 SH SOLE 0 0 12970 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 477 29405 SH SOLE 0 0 29405 NVIDIA CORP COM 67066G104 896 5145 SH SOLE 0 0 5145 ONEOK INC NEW COM 682680103 413 5600 SH SOLE 0 0 5600 OSI ETF TR OSHARS FTSE US 67110P407 632 18192 SH SOLE 0 0 18192 PAYPAL HLDGS INC COM 70450Y103 342 3305 SH SOLE 0 0 3305 PEPSICO INC COM 713448108 1851 13502 SH SOLE 0 0 13502 PFIZER INC COM 717081103 4071 113312 SH SOLE 0 0 113312 PHILIP MORRIS INTL INC COM 718172109 250 3290 SH SOLE 0 0 3290 PIMCO DYNAMIC INCOME FD SHS 72201Y101 322 9908 SH SOLE 0 0 9908 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 368 15048 SH SOLE 0 0 15048 PNC FINL SVCS GROUP INC COM 693475105 1162 8293 SH SOLE 0 0 8293 PNC FINL SVCS GROUP INC COM 693475105 280 2000 SH Call SOLE 0 0 2000 PROCTER & GAMBLE CO COM 742718109 9950 79993 SH SOLE 0 0 79993 PROSHARES TR PSHS ULT S&P 500 74347R107 210 1634 SH SOLE 0 0 1634 PROSPECT CAPITAL CORPORATION COM 74348T102 136 20658 SH SOLE 0 0 20658 QUALCOMM INC COM 747525103 210 2754 SH SOLE 0 0 2754 RAYTHEON CO COM NEW 755111507 277 1413 SH SOLE 0 0 1413 REALTY INCOME CORP COM 756109104 327 4260 SH SOLE 0 0 4260 ROYAL BK CDA MONTREAL QUE COM 780087102 351 4321 SH SOLE 0 0 4321 SALESFORCE COM INC COM 79466L302 2146 14459 SH SOLE 0 0 14459 SANOFI SPONSORED ADR 80105N105 447 9643 SH SOLE 0 0 9643 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 6641 121222 SH SOLE 0 0 121222 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 399 7039 SH SOLE 0 0 7039 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 421 4668 SH SOLE 0 0 4668 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 340 12154 SH SOLE 0 0 12154 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1404 17435 SH SOLE 0 0 17435 SHOPIFY INC CL A 82509L107 237 760 SH SOLE 0 0 760 SIRIUS XM HLDGS INC COM 82968B103 129 20571 SH SOLE 0 0 20571 SOUTHERN CO COM 842587107 747 12097 SH SOLE 0 0 12097 SPDR GOLD TRUST GOLD SHS 78463V107 2910 20957 SH SOLE 0 0 20957 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 1164 27024 SH SOLE 0 0 27024 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 336 7737 SH SOLE 0 0 7737 SPDR S&P 500 ETF TR TR UNIT 78462F103 10936 36849 SH SOLE 0 0 36849 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 2422 22271 SH SOLE 0 0 22271 SPDR SERIES TRUST BLOOMBERG SRT TR 78468R408 2448 90633 SH SOLE 0 0 90633 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 609 10260 SH SOLE 0 0 10260 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 958 19559 SH SOLE 0 0 19559 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 253 7463 SH SOLE 0 0 7463 SPDR SERIES TRUST PORTFOLIO SM ETF 78468R853 313 10420 SH SOLE 0 0 10420 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 669 17215 SH SOLE 0 0 17215 SPDR SERIES TRUST PRTFLO S&P500 HI 78468R788 778 20482 SH SOLE 0 0 20482 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 2832 88599 SH SOLE 0 0 88599 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 612 13861 SH SOLE 0 0 13861 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 119 19000 SH SOLE 0 0 19000 SQUARE INC CL A 852234103 260 4193 SH SOLE 0 0 4193 SSGA ACTIVE ETF TR MULT ASS RLRTN 78467V103 2167 87607 SH SOLE 0 0 87607 STARBUCKS CORP COM 855244109 268 3026 SH SOLE 0 0 3026 STEEL DYNAMICS INC COM 858119100 977 32769 SH SOLE 0 0 32769 STORE CAP CORP COM 862121100 970 25921 SH SOLE 0 0 25921 SYSCO CORP COM 871829107 1319 16609 SH SOLE 0 0 16609 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 182 10575 SH SOLE 0 0 10575 TARGET CORP COM 87612E106 2439 22818 SH SOLE 0 0 22818 TCW STRATEGIC INCOME FUND IN COM 872340104 141 24860 SH SOLE 0 0 24860 TENNECO INC CL A VTG COM STK 880349105 2110 168516 SH SOLE 0 0 168516 TESLA INC COM 88160R101 94 392 SH SOLE 0 0 392 TESLA INC COM 88160R101 241 1000 SH Call SOLE 0 0 1000 THE CHARLES SCHWAB CORPORATI COM 808513105 1710 40869 SH SOLE 0 0 40869 TORONTO DOMINION BK ONT COM NEW 891160509 370 6349 SH SOLE 0 0 6349 TWITTER INC COM 90184L102 459 11130 SH SOLE 0 0 11130 UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 327 16213 SH SOLE 0 0 16213 UNDER ARMOUR INC CL A 904311107 279 13974 SH SOLE 0 0 13974 UNITED PARCEL SERVICE INC CL B 911312106 385 3215 SH SOLE 0 0 3215 UNITED STATES STL CORP NEW COM 912909108 217 18817 SH SOLE 0 0 18817 UNITED TECHNOLOGIES CORP COM 913017109 2339 17136 SH SOLE 0 0 17136 UNITEDHEALTH GROUP INC COM 91324P102 500 2301 SH SOLE 0 0 2301 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 506 7858 SH SOLE 0 0 7858 VANECK VECTORS ETF TR MTG REIT INCOME 92189F452 542 23269 SH SOLE 0 0 23269 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 263 11541 SH SOLE 0 0 11541 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 4729 58541 SH SOLE 0 0 58541 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 283 3357 SH SOLE 0 0 3357 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 917 15588 SH SOLE 0 0 15588 VANGUARD GROUP DIV APP ETF 921908844 7555 63177 SH SOLE 0 0 63177 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1457 12524 SH SOLE 0 0 12524 VANGUARD INDEX FDS GROWTH ETF 922908736 6646 39966 SH SOLE 0 0 39966 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2921 19724 SH SOLE 0 0 19724 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2899 25659 SH SOLE 0 0 25659 VANGUARD INDEX FDS MID CAP ETF 922908629 2513 14994 SH SOLE 0 0 14994 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 5730 61448 SH SOLE 0 0 61448 VANGUARD INDEX FDS SM CP VAL ETF 922908611 707 5484 SH SOLE 0 0 5484 VANGUARD INDEX FDS SMALL CP ETF 922908751 2421 15730 SH SOLE 0 0 15730 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2625 17387 SH SOLE 0 0 17387 VANGUARD INDEX FDS VALUE ETF 922908744 5639 50521 SH SOLE 0 0 50521 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 5056 125576 SH SOLE 0 0 125576 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1356 13303 SH SOLE 0 0 13303 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 604 10302 SH SOLE 0 0 10302 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 1129 23013 SH SOLE 0 0 23013 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1085 11894 SH SOLE 0 0 11894 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 871 16351 SH SOLE 0 0 16351 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 313 5142 SH SOLE 0 0 5142 VANGUARD STAR FD VG TL INTL STK F 921909768 323 6260 SH SOLE 0 0 6260 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 9350 227610 SH SOLE 0 0 227610 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 1990 24684 SH SOLE 0 0 24684 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2056 23174 SH SOLE 0 0 23174 VANGUARD WORLD FDS UTILITIES ETF 92204A876 868 6045 SH SOLE 0 0 6045 VENTAS INC COM 92276F100 299 4095 SH SOLE 0 0 4095 VERIZON COMMUNICATIONS INC COM 92343V104 2137 35411 SH SOLE 0 0 35411 WALMART INC COM 931142103 2422 20409 SH SOLE 0 0 20409 WASTE MGMT INC DEL COM 94106L109 2088 18160 SH SOLE 0 0 18160 WELLTOWER INC COM 95040Q104 349 3849 SH SOLE 0 0 3849 WESTERN ASSET MTG DEF OPPTY COM 95790B109 333 15290 SH SOLE 0 0 15290 WISDOMTREE TR EMER MKT HIGH FD 97717W315 680 16468 SH SOLE 0 0 16468 WW INTL INC COM 98262P101 495 13100 SH SOLE 0 0 13100