0000921895-18-003040.txt : 20181114 0000921895-18-003040.hdr.sgml : 20181114 20181114140032 ACCESSION NUMBER: 0000921895-18-003040 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Engaged Capital LLC CENTRAL INDEX KEY: 0001559771 IRS NUMBER: 454591052 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16004 FILM NUMBER: 181182532 BUSINESS ADDRESS: STREET 1: 610 NEWPORT CENTER DRIVE STREET 2: SUITE 250 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-734-7900 MAIL ADDRESS: STREET 1: 610 NEWPORT CENTER DRIVE STREET 2: SUITE 250 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001559771 XXXXXXXX 09-30-2018 09-30-2018 false Engaged Capital LLC

610 Newport Center Drive Suite 250 Newport Beach CA 92660

13F HOLDINGS REPORT 028-16004 N Glenn W. Welling 949-734-7900 /s/ Glenn W. Welling Newport Beach CA 11-14-2018 2 16 712895 1 0001580769 028-16008 Engaged Capital Holdings, LLC 2 0001580771 028-16006 Welling Glenn W. INFORMATION TABLE 2 infotable.xml ANIKA THERAPEUTICS INC COM 035255108 16321 386926 SH OTR 1,2 0 386926 0 APOGEE ENTERPRISES INC COM 037598109 61609 1491020 SH OTR 1,2 0 1491020 0 ARATANA THERAPEUTICS INC COM 03874P101 23740 4065079 SH OTR 1,2 0 4065079 0 ASTEC INDS INC COM 046224101 3710 73605 SH OTR 1,2 0 73605 0 BABCOCK & WILCOX ENTERPRIS I COM 05614L100 4642 4506777 SH OTR 1,2 0 4506777 0 BENCHMARK ELECTRS INC COM 08160H101 53090 2268787 SH OTR 1,2 0 2268787 0 CELESTICA INC SUB VTG SHS 15101Q108 15646 1444681 SH OTR 1,2 0 1444681 0 GROUPON INC COM 399473107 9485 2515920 SH OTR 1,2 0 2515920 0 HAIN CELESTIAL GROUP INC COM 405217100 318965 11761242 SH OTR 1,2 0 11761242 0 INNERWORKINGS INC COM 45773Y105 13501 1704656 SH OTR 1,2 0 1704656 0 NCR CORP NEW COM 62886E108 30656 1079063 SH OTR 1,2 0 1079063 0 PUMA BIOTECHNOLOGY INC COM 74587V107 6955 151689 SH OTR 1,2 0 151689 0 RENT A CTR INC NEW COM 76009N100 65193 4533609 SH OTR 1,2 0 4533609 0 SUNOPTA INC COM 8676EP108 50398 6856907 SH OTR 1,2 0 6856907 0 TIVO CORP COM 88870P106 31436 2525000 SH OTR 1,2 0 2525000 0 UNIVERSAL ELECTRS INC COM 913483103 7548 191810 SH OTR 1,2 0 191810 0