0001205233-19-000012.txt : 20190212 0001205233-19-000012.hdr.sgml : 20190212 20190212165543 ACCESSION NUMBER: 0001205233-19-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190211 FILED AS OF DATE: 20190212 DATE AS OF CHANGE: 20190212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON JAMES H CENTRAL INDEX KEY: 0001559656 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19528 FILM NUMBER: 19591660 MAIL ADDRESS: STREET 1: 5775 MOREHOUSE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUALCOMM INC/DE CENTRAL INDEX KEY: 0000804328 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 953685934 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 BUSINESS ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8585871121 MAIL ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2019-02-11 0 0000804328 QUALCOMM INC/DE QCOM 0001559656 THOMPSON JAMES H 5775 MOREHOUSE DR. SAN DIEGO CA 92121-1714 0 1 0 0 EVP, Engineering QTI & CTO Common Stock 2019-02-11 4 M 0 40000 41.36 A 62301 D Common Stock 2019-02-11 4 S 0 40000 50.7517 D 22301 D Common Stock 4539 I Childrens' Trust Common Stock 45453 I by Spouse's Trust Common Stock 45453 I by Trust Non-Qualified Stock Option (right to buy) 41.36 2019-02-11 4 M 0 40000 0.0 D 2019-04-23 Common Stock 40000 0 D The transaction was conducted under a Rule 10b5-1 trading plan. The sale prices for this transaction ranged from $50.385 to $50.98. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2019. Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children. Securities held by Premier Trust, as trustee. The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. By: David Zuckerman, Attorney-in-Fact For: James H. Thompson 2019-02-12