0001205233-19-000012.txt : 20190212
0001205233-19-000012.hdr.sgml : 20190212
20190212165543
ACCESSION NUMBER: 0001205233-19-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190211
FILED AS OF DATE: 20190212
DATE AS OF CHANGE: 20190212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMPSON JAMES H
CENTRAL INDEX KEY: 0001559656
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19528
FILM NUMBER: 19591660
MAIL ADDRESS:
STREET 1: 5775 MOREHOUSE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QUALCOMM INC/DE
CENTRAL INDEX KEY: 0000804328
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 953685934
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0929
BUSINESS ADDRESS:
STREET 1: 5775 MOREHOUSE DR
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 8585871121
MAIL ADDRESS:
STREET 1: 5775 MOREHOUSE DR
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2019-02-11
0
0000804328
QUALCOMM INC/DE
QCOM
0001559656
THOMPSON JAMES H
5775 MOREHOUSE DR.
SAN DIEGO
CA
92121-1714
0
1
0
0
EVP, Engineering QTI & CTO
Common Stock
2019-02-11
4
M
0
40000
41.36
A
62301
D
Common Stock
2019-02-11
4
S
0
40000
50.7517
D
22301
D
Common Stock
4539
I
Childrens' Trust
Common Stock
45453
I
by Spouse's Trust
Common Stock
45453
I
by Trust
Non-Qualified Stock Option (right to buy)
41.36
2019-02-11
4
M
0
40000
0.0
D
2019-04-23
Common Stock
40000
0
D
The transaction was conducted under a Rule 10b5-1 trading plan.
The sale prices for this transaction ranged from $50.385 to $50.98. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2019.
Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.
Securities held by Premier Trust, as trustee.
The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
By: David Zuckerman, Attorney-in-Fact For: James H. Thompson
2019-02-12